Released: 12/01/2012
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: | BARCLAYS PLC | |
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient | ||
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree | COLFAX CORPORATION | |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
(e) Date position held/dealing undertaken: | 11 January 2012 | |
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: CHARTER INTERNATIONAL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 149,927 | 0.34% | 430,593 | 0.99% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 343,047 | 0.79% | 0 | 0.00% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | TOTAL: | ||||||||||
492,974 | 1.13% | 430,593 | 0.99% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 14 | 31.9100 USD | ||||
ORD | Purchase | 77 | 32.1200 USD | ||||
ORD | Purchase | 100 | 31.9500 USD | ||||
ORD | Purchase | 100 | 31.9650 USD | ||||
ORD | Purchase | 100 | 32.0400 USD | ||||
ORD | Purchase | 100 | 32.4710 USD | ||||
ORD | Purchase | 173 | 32.0749 USD | ||||
ORD | Purchase | 200 | 31.8550 USD | ||||
ORD | Purchase | 200 | 32.1650 USD | ||||
ORD | Purchase | 200 | 32.1700 USD | ||||
ORD | Purchase | 200 | 32.1900 USD | ||||
ORD | Purchase | 200 | 32.3055 USD | ||||
ORD | Purchase | 300 | 31.9300 USD | ||||
ORD | Purchase | 300 | 32.1466 USD | ||||
ORD | Purchase | 300 | 32.1533 USD | ||||
ORD | Purchase | 400 | 32.1050 USD | ||||
ORD | Purchase | 500 | 31.8786 USD | ||||
ORD | Purchase | 500 | 32.0772 USD | ||||
ORD | Purchase | 600 | 32.0240 USD | ||||
ORD | Purchase | 600 | 32.1566 USD | ||||
ORD | Purchase | 600 | 32.2166 USD | ||||
ORD | Purchase | 605 | 32.3103 USD | ||||
ORD | Purchase | 700 | 32.1114 USD | ||||
ORD | Purchase | 700 | 32.1397 USD | ||||
ORD | Purchase | 700 | 32.1805 USD | ||||
ORD | Purchase | 805 | 32.0931 USD | ||||
ORD | Purchase | 900 | 31.9091 USD | ||||
ORD | Purchase | 927 | 32.2091 USD | ||||
ORD | Purchase | 1,100 | 31.9918 USD | ||||
ORD | Purchase | 1,200 | 32.2300 USD | ||||
ORD | Purchase | 1,823 | 32.1348 USD | ||||
ORD | Purchase | 2,100 | 32.1696 USD | ||||
ORD | Purchase | 2,392 | 32.1737 USD | ||||
ORD | Purchase | 2,900 | 31.9445 USD | ||||
ORD | Purchase | 3,000 | 32.0070 USD | ||||
ORD | Purchase | 3,700 | 31.9625 USD | ||||
ORD | Purchase | 4,400 | 32.2555 USD | ||||
ORD | Purchase | 5,491 | 31.9527 USD | ||||
ORD | Purchase | 5,700 | 31.8994 USD | ||||
ORD | Purchase | 6,400 | 32.3289 USD | ||||
ORD | Purchase | 6,800 | 32.1739 USD | ||||
ORD | Purchase | 7,980 | 32.2089 USD | ||||
ORD | Purchase | 12,500 | 32.0916 USD | ||||
ORD | Purchase | 24,179 | 32.0663 USD | ||||
ORD | Purchase | 39,693 | 32.2500 USD | ||||
ORD | Purchase | 49,800 | 31.8500 USD | ||||
ORD | Purchase | 50,000 | 31.8747 USD | ||||
ORD | Sale | 14 | 31.9100 USD | ||||
ORD | Sale | 65 | 32.1300 USD | ||||
ORD | Sale | 100 | 31.8600 USD | ||||
ORD | Sale | 100 | 31.9650 USD | ||||
ORD | Sale | 100 | 32.0400 USD | ||||
ORD | Sale | 100 | 32.1000 USD | ||||
ORD | Sale | 100 | 32.1800 USD | ||||
ORD | Sale | 100 | 32.2000 USD | ||||
ORD | Sale | 100 | 32.3200 USD | ||||
ORD | Sale | 100 | 32.3400 USD | ||||
ORD | Sale | 100 | 32.3600 USD | ||||
ORD | Sale | 100 | 32.4110 USD | ||||
ORD | Sale | 100 | 32.4710 USD | ||||
ORD | Sale | 200 | 31.8550 USD | ||||
ORD | Sale | 200 | 32.0090 USD | ||||
ORD | Sale | 200 | 32.1400 USD | ||||
ORD | Sale | 200 | 32.1700 USD | ||||
ORD | Sale | 200 | 32.3110 USD | ||||
ORD | Sale | 200 | 32.4000 USD | ||||
ORD | Sale | 200 | 32.4480 USD | ||||
ORD | Sale | 300 | 31.8140 USD | ||||
ORD | Sale | 300 | 31.8300 USD | ||||
ORD | Sale | 300 | 31.8450 USD | ||||
ORD | Sale | 300 | 31.8633 USD | ||||
ORD | Sale | 300 | 31.9430 USD | ||||
ORD | Sale | 300 | 32.3393 USD | ||||
ORD | Sale | 305 | 32.3100 USD | ||||
ORD | Sale | 320 | 32.2031 USD | ||||
ORD | Sale | 335 | 32.1538 USD | ||||
ORD | Sale | 400 | 32.1125 USD | ||||
ORD | Sale | 400 | 32.3300 USD | ||||
ORD | Sale | 400 | 32.3425 USD | ||||
ORD | Sale | 441 | 31.9434 USD | ||||
ORD | Sale | 500 | 31.8650 USD | ||||
ORD | Sale | 500 | 31.8786 USD | ||||
ORD | Sale | 500 | 32.1782 USD | ||||
ORD | Sale | 500 | 32.1920 USD | ||||
ORD | Sale | 573 | 31.8709 USD | ||||
ORD | Sale | 600 | 32.0240 USD | ||||
ORD | Sale | 600 | 32.1266 USD | ||||
ORD | Sale | 600 | 32.2166 USD | ||||
ORD | Sale | 600 | 32.2356 USD | ||||
ORD | Sale | 600 | 32.3316 USD | ||||
ORD | Sale | 633 | 31.8700 USD | ||||
ORD | Sale | 700 | 32.0301 USD | ||||
ORD | Sale | 900 | 31.9091 USD | ||||
ORD | Sale | 1,040 | 31.8507 USD | ||||
ORD | Sale | 1,400 | 32.2392 USD | ||||
ORD | Sale | 1,500 | 31.9333 USD | ||||
ORD | Sale | 1,500 | 32.0886 USD | ||||
ORD | Sale | 1,900 | 31.8730 USD | ||||
ORD | Sale | 2,000 | 31.9860 USD | ||||
ORD | Sale | 2,020 | 31.8691 USD | ||||
ORD | Sale | 2,300 | 31.9678 USD | ||||
ORD | Sale | 3,000 | 31.9620 USD | ||||
ORD | Sale | 3,700 | 31.9625 USD | ||||
ORD | Sale | 4,100 | 32.1370 USD | ||||
ORD | Sale | 4,800 | 32.3264 USD | ||||
ORD | Sale | 4,900 | 32.1271 USD | ||||
ORD | Sale | 5,156 | 31.9709 USD | ||||
ORD | Sale | 7,400 | 31.8631 USD | ||||
ORD | Sale | 9,591 | 32.0484 USD | ||||
ORD | Sale | 12,241 | 32.0923 USD | ||||
ORD | Sale | 19,011 | 32.0463 USD | ||||
ORD | Sale | 36,940 | 31.8782 USD | ||||
ORD | Sale | 39,693 | 32.2500 USD | ||||
ORD | Sale | 75,192 | 31.8500 USD |
(b) Derivatives transactions (other than options)
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO | |
Date of disclosure: | 12 Jan 2012 | |
Contact name: | Geoff Smith | |
Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
Copyright Business Wire 2012
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