David Dragovcic
Trading-Equity at ROTH Capital Partners LLC
Profile
Mr. David Dragovcic is a Managing Director & Head Derivatives Trader at ROTH Capital Partners LLC.
Mr. Dragovcic was previously employed as a Managing Director & Head Derivatives Trader by MKM Partners LLC, a Principal by WallachBeth Capital LLC, a Principal by Capstone Global Markets LLC, a Principal by Banc of America Investment Services, Inc., and a Principal by Searle & Co., Inc.
He received his undergraduate degree from Fairfield University.
David Dragovcic active positions
Companies | Position | Start |
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ROTH Capital Partners LLC
ROTH Capital Partners LLC Investment Banks/BrokersFinance ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories. | Trading-Equity | 2022-12-31 |
Former positions of David Dragovcic
Companies | Position | End |
---|---|---|
MKM Partners LLC
MKM Partners LLC Investment Banks/BrokersFinance MKM Partners LLC (MKM) is a premier institutional equity trading, sales, and research firm headquartered in Stamford, Connecticut. The firm was founded by Thomas G. Messina in 2002. They were acquired in 2023 by ROTH Capital Partners LLC, a subsidiary of CR Financial Holdings LLC. MKM provides timely, insightful, and actionable proprietary research to hedge funds, mutual funds, family offices, endowments, corporates, private equity, pension plans, RIAs, etc. The firm combines high-impact fundamental analysis with macroeconomics, technical insights, derivatives strategies, event-driven commentary, alternative research, and first-rate execution. They take a client-centric approach to the trading desk and utilize both a top-down and bottom-up approach. | Trading-Equity | 2022-12-31 |
WallachBeth Capital LLC
WallachBeth Capital LLC Investment Banks/BrokersFinance Founded in 2008, WallachBeth Capital LLC is an SEC-registered broker/dealer located in New York City. The firm is an institutional, inter-market-broker providing non-conflicted trade execution and connectivity to the broad spectrum of professional trading market participants and an expansive menu of exchanged-traded products. They specialize in ETFs, listed equity options and index products, OTC derivatives, listed and OTC equities and non-US equities. | Corporate Officer/Principal | 2016-03-30 |
Capstone Global Markets LLC
Capstone Global Markets LLC Investment Banks/BrokersFinance Capstone Global Markets LLC is a broker/dealer located in New York City. The firm trades across all asset classes for institutional clients. The firm is an affiliate of Capstone Holdings Group LLC. Their products include equities, equity derivatives, fixed-income, commodities, currencies, credit and futures. Capstone Global Markets offers access to every exchange-traded asset class in the US. They also provide access to the European markets through their affiliate, Capstone Global Markets (UK) LLP. Capstone Global Markets is a member of FINRA, the NFA and the SIPC | Corporate Officer/Principal | 2011-06-29 |
Banc of America Investment Services, Inc.
Banc of America Investment Services, Inc. Investment Banks/BrokersFinance Banc of America Investment Services, Inc. provides investment products, accounts and services. The company offers online trading, products including stocks, bonds and mutual funds. Banc of America Investment Services was founded in 1986 and is located in Charlotte, NC. | Corporate Officer/Principal | 2006-08-30 |
Searle & Co., Inc.
Searle & Co., Inc. Investment ManagersFinance Searle & Co., Inc. provides investment advisory services. The business continuity plan addresses data back up and recovery, all mission critical systems, financial and operational assessments, alternative communications with customers, employees, regulators, alternate physical location of employees, critical supplier, contractor, bank and counter-party impact, regulatory reporting and assuring their customers prompt access to their funds and securities if they are unable to continue their business. The company was founded in 1982 and is headquartered in Greenwich, CT | Corporate Officer/Principal | - |
Training of David Dragovcic
Fairfield University | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
Private companies | 6 |
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Banc of America Investment Services, Inc.
Banc of America Investment Services, Inc. Investment Banks/BrokersFinance Banc of America Investment Services, Inc. provides investment products, accounts and services. The company offers online trading, products including stocks, bonds and mutual funds. Banc of America Investment Services was founded in 1986 and is located in Charlotte, NC. | Finance |
MKM Partners LLC
MKM Partners LLC Investment Banks/BrokersFinance MKM Partners LLC (MKM) is a premier institutional equity trading, sales, and research firm headquartered in Stamford, Connecticut. The firm was founded by Thomas G. Messina in 2002. They were acquired in 2023 by ROTH Capital Partners LLC, a subsidiary of CR Financial Holdings LLC. MKM provides timely, insightful, and actionable proprietary research to hedge funds, mutual funds, family offices, endowments, corporates, private equity, pension plans, RIAs, etc. The firm combines high-impact fundamental analysis with macroeconomics, technical insights, derivatives strategies, event-driven commentary, alternative research, and first-rate execution. They take a client-centric approach to the trading desk and utilize both a top-down and bottom-up approach. | Finance |
WallachBeth Capital LLC
WallachBeth Capital LLC Investment Banks/BrokersFinance Founded in 2008, WallachBeth Capital LLC is an SEC-registered broker/dealer located in New York City. The firm is an institutional, inter-market-broker providing non-conflicted trade execution and connectivity to the broad spectrum of professional trading market participants and an expansive menu of exchanged-traded products. They specialize in ETFs, listed equity options and index products, OTC derivatives, listed and OTC equities and non-US equities. | Finance |
ROTH Capital Partners LLC
ROTH Capital Partners LLC Investment Banks/BrokersFinance ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories. | Finance |
Searle & Co., Inc.
Searle & Co., Inc. Investment ManagersFinance Searle & Co., Inc. provides investment advisory services. The business continuity plan addresses data back up and recovery, all mission critical systems, financial and operational assessments, alternative communications with customers, employees, regulators, alternate physical location of employees, critical supplier, contractor, bank and counter-party impact, regulatory reporting and assuring their customers prompt access to their funds and securities if they are unable to continue their business. The company was founded in 1982 and is headquartered in Greenwich, CT | Finance |
Capstone Global Markets LLC
Capstone Global Markets LLC Investment Banks/BrokersFinance Capstone Global Markets LLC is a broker/dealer located in New York City. The firm trades across all asset classes for institutional clients. The firm is an affiliate of Capstone Holdings Group LLC. Their products include equities, equity derivatives, fixed-income, commodities, currencies, credit and futures. Capstone Global Markets offers access to every exchange-traded asset class in the US. They also provide access to the European markets through their affiliate, Capstone Global Markets (UK) LLP. Capstone Global Markets is a member of FINRA, the NFA and the SIPC | Finance |
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