LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the 'Code')
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. | |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | SIBANYE GOLD LIMITED | |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure | 14 June 2018 | |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state 'N/A' | YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Ordinary NPV | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 7,209,134 | 0.32% | 8,056,919 | 0.36% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
214,864 | 0.01% | 23,596,335 | 1.04% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 1,040,000 | 0.05% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 8,463,998 | 0.38% | 31,653,254 | 1.40% | |||||||
Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 2,200,000 | 0.48% | 0 | 0.00% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
0 | 0.00% | 0 | 0.00% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
(4) | |||||||||||
TOTAL: | 2,200,000 | 0.48% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
security | securities | ||||||||
ADR | Purchase | 29 | 2.6089 USD | ||||||
ADR | Purchase | 61 | 2.6300 USD | ||||||
ADR | Purchase | 194 | 2.6548 USD | ||||||
ADR | Purchase | 500 | 2.6500 USD | ||||||
ADR | Purchase | 500 | 2.6360 USD | ||||||
ADR | Purchase | 700 | 2.6214 USD | ||||||
ADR | Purchase | 800 | 2.6225 USD | ||||||
ADR | Purchase | 900 | 2.6166 USD | ||||||
ADR | Purchase | 1,200 | 2.6175 USD | ||||||
ADR | Purchase | 1,600 | 2.6387 USD | ||||||
ADR | Purchase | 2,500 | 2.5700 USD | ||||||
ADR | Purchase | 2,500 | 2.6190 USD | ||||||
ADR | Purchase | 2,600 | 2.5888 USD | ||||||
ADR | Purchase | 2,700 | 2.6465 USD | ||||||
ADR | Purchase | 4,593 | 2.6213 USD | ||||||
ADR | Purchase | 4,900 | 2.6508 USD | ||||||
ADR | Purchase | 8,500 | 2.6550 USD | ||||||
ADR | Purchase | 19,510 | 2.6493 USD | ||||||
ADR | Purchase | 28,400 | 2.6246 USD | ||||||
ADR | Purchase | 33,200 | 2.6251 USD | ||||||
ADR | Purchase | 72,600 | 2.6299 USD | ||||||
ADR | Purchase | 79,200 | 2.6322 USD | ||||||
ADR | Purchase | 94,106 | 2.6319 USD | ||||||
ADR | Purchase | 116,624 | 2.6007 USD | ||||||
ADR | Purchase | 128,748 | 2.6148 USD | ||||||
ADR | Purchase | 156,639 | 2.6467 USD | ||||||
ADR | Purchase | 520,000 | 2.6400 USD | ||||||
Convertible Bond | Purchase | 6,400,000 | 74.1250 USD | ||||||
ADR | Sale | 100 | 2.6500 USD | ||||||
ADR | Sale | 600 | 2.6450 USD | ||||||
ADR | Sale | 1,800 | 2.6305 USD | ||||||
ADR | Sale | 2,420 | 2.6300 USD | ||||||
ADR | Sale | 3,100 | 2.6000 USD | ||||||
ADR | Sale | 3,400 | 2.6304 USD | ||||||
ADR | Sale | 3,800 | 2.6550 USD | ||||||
ADR | Sale | 4,000 | 2.6381 USD | ||||||
ADR | Sale | 4,000 | 2.6301 USD | ||||||
ADR | Sale | 7,600 | 2.6309 USD | ||||||
ADR | Sale | 11,326 | 2.6181 USD | ||||||
ADR | Sale | 16,900 | 2.6331 USD | ||||||
ADR | Sale | 19,510 | 2.6493 USD | ||||||
ADR | Sale | 22,000 | 2.6060 USD | ||||||
ADR | Sale | 22,400 | 2.6362 USD | ||||||
ADR | Sale | 23,394 | 2.6515 USD | ||||||
ADR | Sale | 29,200 | 2.6233 USD | ||||||
ADR | Sale | 30,100 | 2.6284 USD | ||||||
ADR | Sale | 31,600 | 2.6507 USD | ||||||
ADR | Sale | 42,800 | 2.6191 USD | ||||||
ADR | Sale | 50,600 | 2.6402 USD | ||||||
ADR | Sale | 56,598 | 2.6516 USD | ||||||
ADR | Sale | 62,046 | 2.6481 USD | ||||||
ADR | Sale | 260,672 | 2.6099 USD | ||||||
ADR | Sale | 520,900 | 2.6400 USD | ||||||
Convertible Bond | Sale | 1,000,000 | 74.7500 USD | ||||||
ORD | Sale | 2,252,200 | 8.4717 ZAR | ||||||
(b) | Cash-settled derivative transactions | ||||||||
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | securities | ||||||||
ORD | CFD | Long | 7,918 | 8.6465 ZAR | |||||
ORD | CFD | Long | 47,013 | 8.5965 ZAR | |||||
ORD | CFD | Long | 188,073 | 8.6985 ZAR | |||||
ORD | CFD | Long | 324,097 | 8.5939 ZAR | |||||
ORD | CFD | Long | 661,172 | 8.7072 ZAR | |||||
ORD | CFD | Long | 955,405 | 8.6969 ZAR | |||||
ORD | CFD | Long | 1,000,000 | 8.6000 ZAR | |||||
ORD | CFD | Long | 1,069,762 | 8.6543 ZAR | |||||
ORD | CFD | Short | 88,042 | 8.6257 ZAR | |||||
ORD | CFD | Short | 605,148 | 8.6250 ZAR | |||||
ORD | CFD | Short | 737,080 | 8.6160 ZAR | |||||
ORD | CFD | Short | 1,000,000 | 8.6000 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 15 June 2018 | |
Contact name: | Femi Badmos | |
Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the 'Code')
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SIBANYE STILLWATER |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ADR | Put Options | Written | 520,000 | 3.0000 | American | 19 Oct 2018 | |||||||
ADR | Call Options | Purchased | 520,000 | 3.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.
View source version on businesswire.com:https://www.businesswire.com/news/home/20180615005535/en/
BARCLAYS PLC
Source: BARCLAYS PLC
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Barclays plc published this content on 15 June 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 15 June 2018 15:47:07 UTC