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Profile
Yi Yong Liu is General Manager-Compliance at Guotai Junan Securities Co., Ltd. Mr. Liu is also on the board of Guotai Junan International Holdings Ltd. Mr. Liu previously occupied the position of General Manager-Compliance Department at Guotai Junan Securities Co., Ltd., Member-Market Division II at China Foreign Exchange Trade System, Member-Securities Supervisory Division at The People’S Bank of China (Shenzhen Branch) and Member-Shenzhen Supervision Bureau at China Securities Regulatory Commission. He received a graduate degree from PBC School of Finance Tsinghua University and a graduate degree from Columbia University.
Former positions of Yi Yong Liu
| Companies | Position | End |
|---|---|---|
| GUOTAI JUNAN INTERNATIONAL HOLDINGS LIMITED | Director/Board Member | 2021-12-13 |
Guotai Junan Securities Co., Ltd.
 Guotai Junan Securities Co., Ltd. Investment Banks/BrokersFinance Provides institutional brokerage, trading, wealth and investment management services | Compliance Officer | - |
China Foreign Exchange Trade System
 China Foreign Exchange Trade System Investment Banks/BrokersFinance Operates as an electronic trading platform | Corporate Officer/Principal | 2009-06-30 |
China Securities Regulatory Commission
 China Securities Regulatory Commission General GovernmentGovernment Provides regulatory services | Corporate Officer/Principal | 2002-06-30 |
The People’S Bank of China (Shenzhen Branch)
 The People’S Bank of China (Shenzhen Branch) Regional BanksFinance Provides banking services | Corporate Officer/Principal | 1997-12-31 |
Training of Yi Yong Liu
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
79
1st degree connections
7
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 7 |
|---|---|
The Trustees of Columbia University in The City of New York
 The Trustees of Columbia University in The City of New York Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
China Securities Regulatory Commission
China Securities Regulatory Commission General GovernmentGovernment Provides regulatory services | Government |
PBC School of Finance Tsinghua University
 PBC School of Finance Tsinghua University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Guotai Junan International Holdings Ltd.
 Guotai Junan International Holdings Ltd. Investment ManagersFinance Operates as an investment holding company interest in dealing and broking and loans and financing activities | Finance |
China Foreign Exchange Trade System
China Foreign Exchange Trade System Investment Banks/BrokersFinance Operates as an electronic trading platform | Finance |
Guotai Junan Securities Co., Ltd.
Guotai Junan Securities Co., Ltd. Investment Banks/BrokersFinance Provides institutional brokerage, trading, wealth and investment management services | Finance |
The People’S Bank of China (Shenzhen Branch)
The People’S Bank of China (Shenzhen Branch) Regional BanksFinance Provides banking services | Finance |
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