Roger Capen Shaffer

Director/Board Member at SIGNATURE BANK OF GEORGIA

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Profile

Mr. Roger C.
Shaffer is a Managing Director & Partner at HighTower Advisors LLC and a Member at Investment Management Consultants Association.
He is on the Board of Directors at Signature Bank of Georgia.
He has over 20 years of experience in the financial services industry.
Mr. Shaffer was employed as a Financial Advisor by Merrill Lynch & Co., Inc. and a Senior Vice President by SunTrust Investment Services, Inc. He also served on the board at Signature Bancshares, Inc. (Georgia).
Mr. Shaffer received his Bachelor of Arts from the University of North Carolina.
He holds the Certified Investment Management Analyst (CIMA) designation.
He holds a certificate in wealth management and is also a Certified Private Wealth Advisor (CPWA).

Roger Capen Shaffer active positions

Companies	Position	Start
SIGNATURE BANK OF GEORGIA	Director/Board Member	2015-12-31
Hightower Advisors LLC Hightower Advisors LLC Investment ManagersFinance HighTower’s investment process begins by establishing each client's investment goal and risk tolerance. Once a client's investment statement has been developed and reviewed, portfolios are designed and managed using a mix of investments, including stocks, bonds, mutual funds (stock funds, bond funds and other asset classes), options, warrants, real estate investment trusts REITS, ETFs, alternative investments, and other securities as chosen by the firm.	Portfolio Manager-Equities	2013-04-30
Investment Management Consultants Association Investment Management Consultants Association Miscellaneous Commercial ServicesCommercial Services Operates as a professional association and provides education services	Corporate Officer/Principal	-

All active positions of Roger Capen Shaffer

Former positions of Roger Capen Shaffer

Companies	Position	End
Suntrust Investment Services, Inc. (Investment Adviser) Suntrust Investment Services, Inc. (Investment Adviser) Investment ManagersFinance SunTrust Investment Services (STIS) generally believes that a diversified asset allocation strategy is the best approach to maximize clients' returns while minimizing risk across market cycles. The firm provides wealth accumulation services including financial planning, asset management consulting, mutual funds, annuities, educational planning and lending and financing solutions. They also offer wealth preservation services including estate planning, alternative investments and hedging and monetization strategies. The firm's wealth transition services include charitable giving, exchange funds and business succession planning. They offer corporate services including employee benefits, liquidity management, share repurchase programs and corporate lending. STIS' executive services include compensation plans, advisory services, restricted stock and trading plans. The firm also offers a variety of corporate growth strategies.	Corporate Officer/Principal	2012-12-30
Signature Bancshares, Inc. (Georgia) Signature Bancshares, Inc. (Georgia) Regional BanksFinance Operates as a bank holding company whose subsidiary provides community banking services	Director/Board Member	-
Merrill Lynch & Co., Inc. Merrill Lynch & Co., Inc. Investment ManagersFinance Provides wealth management, securities trading and sales, corporate finance and investment banking services	Corporate Officer/Principal	-

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Private companies	7
Suntrust Investment Services, Inc. (Investment Adviser) Suntrust Investment Services, Inc. (Investment Adviser) Investment ManagersFinance SunTrust Investment Services (STIS) generally believes that a diversified asset allocation strategy is the best approach to maximize clients' returns while minimizing risk across market cycles. The firm provides wealth accumulation services including financial planning, asset management consulting, mutual funds, annuities, educational planning and lending and financing solutions. They also offer wealth preservation services including estate planning, alternative investments and hedging and monetization strategies. The firm's wealth transition services include charitable giving, exchange funds and business succession planning. They offer corporate services including employee benefits, liquidity management, share repurchase programs and corporate lending. STIS' executive services include compensation plans, advisory services, restricted stock and trading plans. The firm also offers a variety of corporate growth strategies.	Finance
Signature Bancshares, Inc. (Georgia) Signature Bancshares, Inc. (Georgia) Regional BanksFinance Operates as a bank holding company whose subsidiary provides community banking services	Finance
Signature Bank of Georgia Signature Bank of Georgia Regional BanksFinance Functions as a state chartered commercial bank	Finance
Investment Management Consultants Association Investment Management Consultants Association Miscellaneous Commercial ServicesCommercial Services Operates as a professional association and provides education services	Commercial Services
Hightower Advisors LLC Hightower Advisors LLC Investment ManagersFinance HighTower’s investment process begins by establishing each client's investment goal and risk tolerance. Once a client's investment statement has been developed and reviewed, portfolios are designed and managed using a mix of investments, including stocks, bonds, mutual funds (stock funds, bond funds and other asset classes), options, warrants, real estate investment trusts REITS, ETFs, alternative investments, and other securities as chosen by the firm.	Finance
The University of North Carolina at Charlotte The University of North Carolina at Charlotte Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Merrill Lynch & Co., Inc. Merrill Lynch & Co., Inc. Investment ManagersFinance Provides wealth management, securities trading and sales, corporate finance and investment banking services	Finance