Mark S. O'Keeffe

Operates as bank holding company whose subsidiaries provides banking services

Dinsmore Capital Management Co. specializes in investments in convertible securities. The firm's investment objectives include appreciation of capital, a superior rate of current income and reduced volatility by using securities with an equity orientation. Long-term growth and lower risk are the primary focus of their decision-making. Decisions are driven by a bottom-up approach. Dinsmore Capital's in-house analysis seeks to identify companies with attractive convertible securities. Their investment universe is divided by industry among their investment professionals. They employ investment seminars and field trips for primary research. Publications, broker research, on-line information, telephone interviews and conferences enhance their research capabilities. Dinsmore Capital reviews their holdings in a weekly meeting so that all professionals are current on each holding and its objectives.

Functions as a College/University

York Street Capital invests in middle-market companies located in the United States with an EBITDA of USD 10 -50 million. The firm focuses on a broad range of sectors and industries. It participates in the form of debt and equity financing including senior notes & term loans, second lien notes, unitranche debt, mezzanine debt, preferred and common stock capital for LBOs, recapitalizations, refinancing and growth capital requirements

Muzinich & Co. Ltd. (Private Equity) seeks investment opportunities in small to medium sized companies located in the UK, France, Germany, Austria, Switzerland, Italy, Scandinavia, Benelux, Iberia and Ireland, with an EBITDA of €3 to €20 million. Muzinich & Co. Ltd. (Private Equity) provides financing in the form of senior, unitranche, mezzanine and equity for buyout capital requirements with an investment size ranging from Euro 5 - 25 million.