![Lisa Curcio](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Lisa Curcio
Compliance Officer at
ROYCE GLOBAL TRUST, INC.
Profile
Lisa Curcio is currently the Chief Compliance Officer at The Royce Fund, Royce Capital Fund, and Royce Global Trust, Inc. She previously held the position of Chief Compliance Officer at Royce Micro-Cap Trust, Inc., Royce Small-Cap Trust, Inc., and Sprott Focus Trust, Inc. Before that, she worked as a Vice President at Bank of New York (New York Branch) from 2001 to 2004.
Lisa Curcio active positions
| Companies | Position | Start |
|---|---|---|
| ROYCE GLOBAL TRUST, INC. | Compliance Officer | 2003-12-31 |
Royce Capital Fund
 Royce Capital Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Compliance Officer | 2014-01-12 |
The Royce Fund
 The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Compliance Officer | 2004-09-30 |
Former positions of Lisa Curcio
| Companies | Position | End |
|---|---|---|
Bank of New York (New York Branch)
 Bank of New York (New York Branch) Investment ManagersFinance The Bank of New York provides a full range of banking services including asset management, asset servicing, wealth management, broker/dealer and advisory services, issuer services and treasury services. In managing investments, the firm employs a wide array of strategies, investing across all major sectors and asset classes through various distribution channels. | Corporate Officer/Principal | 2004-05-31 |
| ROYCE MICRO-CAP TRUST, INC. | Compliance Officer | - |
| SPROTT FOCUS TRUST, INC. | Compliance Officer | - |
| ROYCE SMALL-CAP TRUST, INC. | Compliance Officer | - |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
33
1st degree connections
7
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 7 |
|---|---|
The Royce Fund
The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Royce Capital Fund
Royce Capital Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Royce Small Cap Trust
 Royce Small Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Sprott Focus Trust
 Sprott Focus Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Royce Micro Cap Trust
 Royce Micro Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Royce Global Trust Inc.
 Royce Global Trust Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Bank of New York (New York Branch)
Bank of New York (New York Branch) Investment ManagersFinance The Bank of New York provides a full range of banking services including asset management, asset servicing, wealth management, broker/dealer and advisory services, issuer services and treasury services. In managing investments, the firm employs a wide array of strategies, investing across all major sectors and asset classes through various distribution channels. | Finance |
- Stock Market
- Insiders
- Lisa Curcio
