Francis T. Duffy

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Finance

Consumer Services

Profile

Mr. Duffy brings over 25 years of Securities Industry experience to Sky Capital LLC.
Prior to joining Sky in 2003, Mr. Duffy was in charge of Product Accounting for Daiwa Securities, and was Chief Financial Officer for Sanwa BGK Securities.
Mr. Duffy is a Graduate of La Salle University with a B.S.
in Accounting and is registered with the National Association of Securities Dealers.
He holds the Series 4, 7, 24, 27, 54 and 63 licenses.

Former positions of Francis T. Duffy

Companies	Position	End
Granta Capital Granta Capital Investment Banks/BrokersFinance Provides brokerage services	Director of Finance/CFO	2008-12-30
Sky Capital Enterprises, Inc. Sky Capital Enterprises, Inc. Financial ConglomeratesFinance Provides strategic advice, consulting and financing services	Director of Finance/CFO	-
Daiwa Capital Markets America, Inc. Daiwa Capital Markets America, Inc. Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-

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Training of Francis T. Duffy

Experiences
Positions held

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Private companies

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Linked companies

Private companies	4
Daiwa Capital Markets America, Inc. Daiwa Capital Markets America, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
Sky Capital Enterprises, Inc. Sky Capital Enterprises, Inc. Financial ConglomeratesFinance Provides strategic advice, consulting and financing services	Finance
Granta Capital Granta Capital Investment Banks/BrokersFinance Provides brokerage services	Finance
LaSalle University LaSalle University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services