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Derek Maltbie
Director of Finance/CFO at
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Profile
Derek Dale Maltbie is currently working as a Senior Vice President at First Trust Portfolios LP since 2014.
He is also currently serving as the CFO, Treasurer & Chief Accounting Officer at First Trust Senior Floating Rate Income Fund II, the Chief Financial & Accounting Officer, Treasurer at First Trust High Yield Opportunities 2027 Term Fund, the Chief Financial & Accounting Officer, Treasurer at First Trust Rising Dividend Achievers ETF, and the Chief Financial Officer, Treasurer & CAO at First Trust Indxx Aerospace & Defense ETF.
In his former positions, Mr. Maltbie worked as a Vice President at First Trust Advisors LP from 2014 to 2021.
He also held the position of Assistant Treasurer at Western Asset Inflation-Linked Income Fund, TS&W, Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr., Guggenheim Equal Weight Enhanced Equity Income Fund, Managed Duration Investment Grade Municipal Fund, and Guggenheim Enhanced Equity Income Fund.
Additionally, he served as a Vice President at Guggenheim Investments, Inc.
Derek Maltbie active positions
| Companies | Position | Start |
|---|---|---|
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND | Director of Finance/CFO | 2023-05-31 |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | Director of Finance/CFO | 2022-12-31 |
| FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FIRST TRUST CONSUMER DISCRETIONARY ALPHADEX FUND | Director of Finance/CFO | - |
| FIRST TRUST EXCHANGE-TRADED FUND VI - FIRST TRUST RISING DIVIDEND ACHIEVERS ETF | Director of Finance/CFO | 2022-12-31 |
First Trust Portfolios LP
 First Trust Portfolios LP Investment ManagersFinance Operates as an investment trust | Corporate Officer/Principal | 2013-12-31 |
First Trust Indxx Aerospace & Defense ETF
 First Trust Indxx Aerospace & Defense ETF Investment Trusts/Mutual FundsMiscellaneous Functions as an exchange traded fund | Director of Finance/CFO | - |
Former positions of Derek Maltbie
| Companies | Position | End |
|---|---|---|
TS&W/Claymore Tax-Advantaged Balanced Fund
 TS&W/Claymore Tax-Advantaged Balanced Fund Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust | Corporate Officer/Principal | 2012-02-07 |
First Trust Advisors LP
 First Trust Advisors LP Investment ManagersFinance FTA is a bottom-up manager with an investment philosophy that is based on the belief that a company’s long-term value is determined by the cash flow it generates. The firm’s investment process utilizes both quantitative and qualitative analysis to assess a company’s ability to generate cash flow and its current valuation relative to intrinsic value. Investment strategies involve one or more equity or balanced strategies. | Corporate Officer/Principal | - |
Guggenheim Investments, Inc.
 Guggenheim Investments, Inc. Investment ManagersFinance Provides asset management and investment advisory services | Corporate Officer/Principal | - |
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| ░░░░░░░░░░ ░░░░░░░░ ░░░░░░ ░░░░░░ ░░░░ | ░░░░░░░░░ ░░░░░░░░░░░░░░░░░ | - |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
19
1st degree connections
14
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 14 |
|---|---|
First Trust Advisors LP
First Trust Advisors LP Investment ManagersFinance FTA is a bottom-up manager with an investment philosophy that is based on the belief that a company’s long-term value is determined by the cash flow it generates. The firm’s investment process utilizes both quantitative and qualitative analysis to assess a company’s ability to generate cash flow and its current valuation relative to intrinsic value. Investment strategies involve one or more equity or balanced strategies. | Finance |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr.
 Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Guggenheim Equal Weight Enhanced Equity Income Fund
 Guggenheim Equal Weight Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
TS&W/Claymore Tax-Advantaged Balanced Fund
TS&W/Claymore Tax-Advantaged Balanced Fund Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust | Miscellaneous |
Managed Duration Investment Grade Municipal Fund
 Managed Duration Investment Grade Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Western Asset Inflation Linked Income Fund
 Western Asset Inflation Linked Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
First Trust Senior Floating Rate Income Fund II
 First Trust Senior Floating Rate Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
First Trust High Yield Opportunities 2027 Term Fund
 First Trust High Yield Opportunities 2027 Term Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
First Trust Portfolios LP
First Trust Portfolios LP Investment ManagersFinance Operates as an investment trust | Finance |
Guggenheim Investments, Inc.
Guggenheim Investments, Inc. Investment ManagersFinance Provides asset management and investment advisory services | Finance |
Guggenheim Enhanced Equity Income Fund
 Guggenheim Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
First Trust Consumer Discretionary AlphaDEX Fund
 First Trust Consumer Discretionary AlphaDEX Fund Investment Trusts/Mutual FundsMiscellaneous Exists as exchange Traded Fund | Miscellaneous |
First Trust Rising Dividend Achievers ETF
 First Trust Rising Dividend Achievers ETF Investment Trusts/Mutual FundsMiscellaneous Exists as exchange Traded Fund | Miscellaneous |
First Trust Indxx Aerospace & Defense ETF
First Trust Indxx Aerospace & Defense ETF Investment Trusts/Mutual FundsMiscellaneous Functions as an exchange traded fund | Miscellaneous |
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