David R. Sarns

Director/Board Member at

Bank of Ann Arbor

Finance

Consumer Services

Technology Services

Profile

David R.
Sarns is currently a Director at Arbor Bancorp, Inc. and Bank of Ann Arbor.
He was previously the Chief Administrative Officer & Managing Director at Cowen & Co. LLC and the Chief Operating Officer & Managing Director at Rockefeller & Co., Inc. He also served as a Director at Coherix, Inc. Mr. Sarns holds an undergraduate degree from Michigan State University and an MBA from the University of Michigan.

David R. Sarns active positions

Companies	Position	Start
Bank of Ann Arbor Bank of Ann Arbor Regional BanksFinance Operates as a state chartered commercial bank	Director/Board Member	-
Arbor Bancorp, Inc. Arbor Bancorp, Inc. Regional BanksFinance Operates as a bank holding company whose subsidies provides banking services	Director/Board Member	-

All active positions of David R. Sarns

Former positions of David R. Sarns

Companies	Position	End
Cowen & Co. LLC Cowen & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Chief Administrative Officer	-
Coherix, Inc. Coherix, Inc. Information Technology ServicesTechnology Services Provides 3D measurement and inspection solutions	Director/Board Member	-
Rockefeller & Co., Inc. Rockefeller & Co., Inc. Investment ManagersFinance Rockefeller & Co. is organized around two primary areas of expertise: Rockefeller Wealth Advisors (RWA) and Rockefeller Asset Management (RAM). RWA is an open-architecture investment advice and wealth management platform. RWA provides tailored advice and portfolios of equities, fixed-income securities, hedge funds, private equity funds, and other alternative investments. RAM offers internally-managed global, US, non-US, sector specific and sustainability and impact investment equity strategies; as well as balanced (i.e., multi-asset class) strategies. RAM’s equity strategies, which are available through both affiliated funds and separately managed accounts and in a sub-advisory capacity (depending on size), include but are not limited to: Global Equities; US Equities; Non-US Equities; Global Sustainability & Impact Equities; US Sustainability & Impact Equities; Non-US Sustainability & Impact Equities; US Small Cap Equities; Balanced (Multi-Asset Class) Strategies; and Global Equity Sector Specific Strategies. Rockefeller & Co.’s taxable and tax-exempt fixed income strategies generally employ a conservative approach to US fixed income markets and emphasize capital preservation and current income. Portfolios are constructed utilizing both a top-down focus on macro trends and sector forecasts and a bottom-up focus on credit, relative valuation and volatility. Fixed income strategies are offered through Affiliated Mutual Funds and separately managed accounts. Rockefeller & Co. employs a formal multi-stage process for selecting third-party managers which quantitative and qualitative factors.	Chief Operating Officer	-

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Education of David R. Sarns

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Linked companies

Private companies	7
Cowen & Co. LLC Cowen & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Rockefeller & Co., Inc. Rockefeller & Co., Inc. Investment ManagersFinance Rockefeller & Co. is organized around two primary areas of expertise: Rockefeller Wealth Advisors (RWA) and Rockefeller Asset Management (RAM). RWA is an open-architecture investment advice and wealth management platform. RWA provides tailored advice and portfolios of equities, fixed-income securities, hedge funds, private equity funds, and other alternative investments. RAM offers internally-managed global, US, non-US, sector specific and sustainability and impact investment equity strategies; as well as balanced (i.e., multi-asset class) strategies. RAM’s equity strategies, which are available through both affiliated funds and separately managed accounts and in a sub-advisory capacity (depending on size), include but are not limited to: Global Equities; US Equities; Non-US Equities; Global Sustainability & Impact Equities; US Sustainability & Impact Equities; Non-US Sustainability & Impact Equities; US Small Cap Equities; Balanced (Multi-Asset Class) Strategies; and Global Equity Sector Specific Strategies. Rockefeller & Co.’s taxable and tax-exempt fixed income strategies generally employ a conservative approach to US fixed income markets and emphasize capital preservation and current income. Portfolios are constructed utilizing both a top-down focus on macro trends and sector forecasts and a bottom-up focus on credit, relative valuation and volatility. Fixed income strategies are offered through Affiliated Mutual Funds and separately managed accounts. Rockefeller & Co. employs a formal multi-stage process for selecting third-party managers which quantitative and qualitative factors.	Finance
Coherix, Inc. Coherix, Inc. Information Technology ServicesTechnology Services Provides 3D measurement and inspection solutions	Technology Services
Michigan State University Michigan State University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Arbor Bancorp, Inc. Arbor Bancorp, Inc. Regional BanksFinance Operates as a bank holding company whose subsidies provides banking services	Finance
University of Michigan University of Michigan Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Bank of Ann Arbor Bank of Ann Arbor Regional BanksFinance Operates as a state chartered commercial bank	Finance