Released: 05/01/2012
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: | BARCLAYS PLC | |
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient | ||
(c) Name of offeror/offeree in relation to whose relevant
securities this form relates:
Use a separate form for each offeror/offeree | COLFAX CORPORATION | |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
(e) Date position held/dealing undertaken: | 4 January 2012 | |
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: CHARTER INTERNATIONAL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | ORD | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 193,708 | 0.44% | 513,825 | 1.18% | |||||||
(2) | Derivatives (other than | ||||||||||
options): | 308,047 | 0.70% | 0 | 0.00% | |||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 88,889 | 0.20% | 88,889 | 0.20% | |||||||
(4) | TOTAL: | ||||||||||
590,644 | 1.35% | 602,714 | 1.38% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
ORD | Purchase | 37 | 28.3900 USD | ||||
ORD | Purchase | 76 | 27.9500 USD | ||||
ORD | Purchase | 100 | 27.7000 USD | ||||
ORD | Purchase | 100 | 27.7100 USD | ||||
ORD | Purchase | 100 | 28.0500 USD | ||||
ORD | Purchase | 100 | 28.0600 USD | ||||
ORD | Purchase | 100 | 28.2400 USD | ||||
ORD | Purchase | 100 | 28.3000 USD | ||||
ORD | Purchase | 164 | 28.3600 USD | ||||
ORD | Purchase | 200 | 27.7350 USD | ||||
ORD | Purchase | 200 | 27.7500 USD | ||||
ORD | Purchase | 200 | 27.8100 USD | ||||
ORD | Purchase | 200 | 27.8750 USD | ||||
ORD | Purchase | 200 | 27.8850 USD | ||||
ORD | Purchase | 200 | 27.9200 USD | ||||
ORD | Purchase | 200 | 28.0800 USD | ||||
ORD | Purchase | 200 | 28.1100 USD | ||||
ORD | Purchase | 300 | 27.8800 USD | ||||
ORD | Purchase | 400 | 28.0700 USD | ||||
ORD | Purchase | 400 | 28.1025 USD | ||||
ORD | Purchase | 500 | 28.0280 USD | ||||
ORD | Purchase | 700 | 28.2428 USD | ||||
ORD | Purchase | 742 | 27.8269 USD | ||||
ORD | Purchase | 900 | 28.0033 USD | ||||
ORD | Purchase | 1,100 | 27.7572 USD | ||||
ORD | Purchase | 1,300 | 27.8815 USD | ||||
ORD | Purchase | 1,500 | 27.9800 USD | ||||
ORD | Purchase | 1,929 | 27.9374 USD | ||||
ORD | Purchase | 2,042 | 27.8887 USD | ||||
ORD | Purchase | 2,500 | 27.8128 USD | ||||
ORD | Purchase | 2,575 | 27.9011 USD | ||||
ORD | Purchase | 3,000 | 27.9541 USD | ||||
ORD | Purchase | 3,141 | 28.0962 USD | ||||
ORD | Purchase | 6,400 | 27.9642 USD | ||||
ORD | Purchase | 24,970 | 27.9692 USD | ||||
ORD | Purchase | 39,491 | TRANSFER | ||||
ORD | Sale | 76 | 27.9500 USD | ||||
ORD | Sale | 100 | 28.0500 USD | ||||
ORD | Sale | 100 | 28.0600 USD | ||||
ORD | Sale | 100 | 28.2700 USD | ||||
ORD | Sale | 100 | 28.3000 USD | ||||
ORD | Sale | 111 | 27.6500 USD | ||||
ORD | Sale | 200 | 27.7350 USD | ||||
ORD | Sale | 200 | 27.7500 USD | ||||
ORD | Sale | 200 | 27.8750 USD | ||||
ORD | Sale | 200 | 27.8850 USD | ||||
ORD | Sale | 200 | 27.9750 USD | ||||
ORD | Sale | 200 | 28.2400 USD | ||||
ORD | Sale | 300 | 27.8800 USD | ||||
ORD | Sale | 400 | 27.9200 USD | ||||
ORD | Sale | 500 | 28.0280 USD | ||||
ORD | Sale | 500 | 28.2380 USD | ||||
ORD | Sale | 541 | 28.2092 USD | ||||
ORD | Sale | 600 | 27.8900 USD | ||||
ORD | Sale | 600 | 27.9233 USD | ||||
ORD | Sale | 600 | 27.9800 USD | ||||
ORD | Sale | 700 | 27.8814 USD | ||||
ORD | Sale | 742 | 27.8946 USD | ||||
ORD | Sale | 900 | 28.0033 USD | ||||
ORD | Sale | 1,100 | 28.1145 USD | ||||
ORD | Sale | 2,042 | 27.7774 USD | ||||
ORD | Sale | 2,200 | 27.9795 USD | ||||
ORD | Sale | 6,400 | 27.9642 USD | ||||
ORD | Sale | 12,104 | 27.9236 USD | ||||
ORD | Sale | 24,970 | 27.9685 USD |
(b) Derivatives transactions (other than options)
Class of relevant security |
Product description
e.g. CFD |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
relates | |||||||||||||||
ORD | Purchasing | 44,444 | 12.63 USD | Europe | 6 Jan 2012 00:00:00 | TRANSFER | |||||||||
ORD | Selling | 44,444 | 15.79 USD | Europe | 6 Jan 2012 00:00:00 | TRANSFER |
(ii) Exercising
Class of relevant security |
Product description
e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES | |
Date of disclosure: | 5 Jan 2012 | |
Contact name: | Geoff Smith | |
Telephone number: | 020 7116 2913 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: | Barclays PLC. | |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | COLFAX CORPORATION |
2. OPTIONS AND DERIVATIVES
Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
relates | |||||||||||||
ORD | Put Options | Written | -88,889 | 12.6300 | European | 6 Jan 2012 | |||||||
ORD | Call Options | Purchased | 88,889 | 15.7900 | European | 6 Jan 2012 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
Copyright Business Wire 2012
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