BARCLAYS PLC LONDON--(BUSINESS WIRE)--
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the 'Code')
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree | SIBANYE GOLD LIMITED | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
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(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to the disclosure | 25 January 2018 | |
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state 'N/A' | YES LONMIN PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Ordinary npv | 0 | |||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 297,228 | 0.01% | 1,590,568 | 0.07% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 206,600 | 0.01% | 965,086 | 0.04% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 503,828 | 0.02% | 2,555,654 | 0.12% | |||||||
| Class of relevant security: | Convertible Bond XS1689727920 | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,600,000 | 0.36% | 0 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 1,600,000 | 0.36% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 1,100 | 5.1700 USD | ||||
| ADR | Purchase | 4,290 | 5.1375 USD | ||||
| ADR | Purchase | 5,500 | 5.1358 USD | ||||
| ADR | Purchase | 6,620 | 5.1379 USD | ||||
| ADR | Purchase | 6,800 | 5.0908 USD | ||||
| ADR | Purchase | 13,228 | 5.1527 USD | ||||
| ADR | Purchase | 20,700 | 4.9900 USD | ||||
| ADR | Purchase | 25,333 | 5.1410 USD | ||||
| ADR | Purchase | 26,600 | 5.0660 USD | ||||
| ADR | Purchase | 34,900 | 5.0731 USD | ||||
| ADR | Purchase | 57,325 | 5.0953 USD | ||||
| ADR | Purchase | 94,575 | 5.0788 USD | ||||
| ADR | Purchase | 279,406 | 5.0812 USD | ||||
| ADR | Sale | 3 | 5.1400 USD | ||||
| ADR | Sale | 100 | 5.1550 USD | ||||
| ADR | Sale | 200 | 5.1600 USD | ||||
| ADR | Sale | 200 | 5.1350 USD | ||||
| ADR | Sale | 200 | 5.1325 USD | ||||
| ADR | Sale | 221 | 5.1380 USD | ||||
| ADR | Sale | 400 | 5.1225 USD | ||||
| ADR | Sale | 800 | 5.1318 USD | ||||
| ADR | Sale | 900 | 5.1300 USD | ||||
| ADR | Sale | 900 | 5.1500 USD | ||||
| ADR | Sale | 1,000 | 5.0960 USD | ||||
| ADR | Sale | 1,100 | 5.1327 USD | ||||
| ADR | Sale | 1,600 | 5.0387 USD | ||||
| ADR | Sale | 1,600 | 5.1168 USD | ||||
| ADR | Sale | 1,800 | 5.1201 USD | ||||
| ADR | Sale | 1,900 | 5.0878 USD | ||||
| ADR | Sale | 2,800 | 5.0842 USD | ||||
| ADR | Sale | 3,700 | 5.0572 USD | ||||
| ADR | Sale | 4,400 | 5.1235 USD | ||||
| ADR | Sale | 5,500 | 5.1358 USD | ||||
| ADR | Sale | 7,000 | 5.0485 USD | ||||
| ADR | Sale | 7,700 | 5.1211 USD | ||||
| ADR | Sale | 8,700 | 5.1275 USD | ||||
| ADR | Sale | 9,905 | 5.1031 USD | ||||
| ADR | Sale | 14,121 | 5.1312 USD | ||||
| ADR | Sale | 18,036 | 5.0985 USD | ||||
| ADR | Sale | 19,285 | 5.1150 USD | ||||
| ADR | Sale | 20,400 | 5.0808 USD | ||||
| ADR | Sale | 20,700 | 4.9900 USD | ||||
| ADR | Sale | 22,605 | 5.1021 USD | ||||
| ADR | Sale | 22,700 | 5.0825 USD | ||||
| ADR | Sale | 23,368 | 5.1076 USD | ||||
| ADR | Sale | 24,420 | 5.0831 USD | ||||
| ADR | Sale | 29,000 | 5.0631 USD | ||||
| ADR | Sale | 39,434 | 5.0465 USD | ||||
| ADR | Sale | 53,554 | 5.0680 USD | ||||
| ADR | Sale | 68,303 | 5.0694 USD | ||||
| ADR | Sale | 145,143 | 5.1015 USD | ||||
| Ordinary npv | Sale | 182,545 | 15.2281 ZAR | ||||
| Ordinary npv | Sale | 400,000 | 15.3300 ZAR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| Ordinary npv | CFD | Long | 8,613 | 15.1323 ZAR | |||||
| Ordinary npv | CFD | Long | 9,948 | 15.2899 ZAR | |||||
| Ordinary npv | CFD | Long | 12,546 | 15.1504 ZAR | |||||
| Ordinary npv | CFD | Long | 14,396 | 15.1690 ZAR | |||||
| Ordinary npv | CFD | Long | 35,628 | 15.1941 ZAR | |||||
| Ordinary npv | CFD | Long | 57,350 | 15.2239 ZAR | |||||
| Ordinary npv | CFD | Long | 91,847 | 15.2275 ZAR | |||||
| Ordinary npv | CFD | Long | 101,029 | 15.2353 ZAR | |||||
| Ordinary npv | CFD | Long | 219,996 | 15.1642 ZAR | |||||
| Ordinary npv | CFD | Long | 400,000 | 15.3284 ZAR | |||||
| Ordinary npv | CFD | Short | 3,807 | 15.0821 ZAR | |||||
| Ordinary npv | CFD | Short | 13,643 | 15.2162 ZAR | |||||
| Ordinary npv | CFD | Short | 15,362 | 15.0787 ZAR | |||||
| Ordinary npv | CFD | Short | 18,089 | 15.1199 ZAR | |||||
| Ordinary npv | CFD | Short | 32,765 | 15.1962 ZAR | |||||
| Ordinary npv | CFD | Short | 60,751 | 15.2936 ZAR | |||||
| Ordinary npv | CFD | Short | 135,700 | 15.1018 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none' |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state 'none' |
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 26 Jan 2018 | |
| Contact name: | Femi Badmos | |
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com:http://www.businesswire.com/news/home/20180126005365/en/
BARCLAYS PLC
Source: BARCLAYS PLC
Barclays plc published this content on 26 January 2018 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 26 January 2018 14:59:03 UTC.
Original documenthttp://otp.investis.com/clients/uk/barclays1/rns/regulatory-story.aspx?cid=68&newsid=971154
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