![Thomas Brock](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Thomas Brock
Chairman at
LIBERTY ALL-STAR GROWTH FUND, INC.
Net worth: 303 717 $ as of 2026-09-29
Profile
Mr. Thomas W.
Brock is an Independent Trustee at EQ Advisors Trust, a Chairman at Liberty All Star Growth Fund, a Chairman-Trustees Board at Liberty All Star Equity Fund, a Professor at Columbia Business School and a Chief Executive Officer of US Securities & Exchange Commission.
He is on the Board of Directors at EQ Advisors Trust, 1290 Funds, Elevation ETF Trust and Grosvenor Registered Multi-Strategy Master Fund.
Mr. Brock was previously employed as a President, Chief Executive Officer & Director by Silver Bay Realty Trust Corp., a Chairman by Virtus Stone Harbor Emerging Markets Income Fund, a Chief Executive Officer by Stone Harbor Investment Partners LLC, an Investment Officer-Fixed Income by Continental Bank (Chicago, Illinois), a Chairman & Chief Executive Officer by Salomon Brothers Asset Management, Inc., and a Chief Administrative Officer by Salomon Brothers, Inc. He also served on the board at Liberty All Star Growth Fund, Inc. He received his undergraduate degree from Miami University and an MBA from Kellogg School of Management.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 2025-12-30 | 60,142 ( 0.09% ) | 303 717 $ | 2026-09-29 |
Thomas Brock active positions
| Companies | Position | Start |
|---|---|---|
| LIBERTY ALL-STAR GROWTH FUND, INC. | Chairman | 2014-12-31 |
| LIBERTY ALL-STAR EQUITY FUND | Chairman | 2014-12-31 |
Elevation ETF Trust | Director/Board Member | 2015-12-31 |
1290 Funds
 1290 Funds Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Director/Board Member | 2015-12-31 |
Columbia Business School
 Columbia Business School Other Consumer ServicesConsumer Services Functions as a College/University | Corporate Officer/Principal | 1997-12-31 |
EQ Advisors Trust
 EQ Advisors Trust Investment Trusts/Mutual FundsMiscellaneous Open-End Investment Fund/Unit Trust | Director/Board Member | 2015-12-31 |
Grosvenor Registered Multi-Strategy Master Fund
 Grosvenor Registered Multi-Strategy Master Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Hedge Fund | Director/Board Member | 2009-12-15 |
US Securities & Exchange Commission
 US Securities & Exchange Commission Investment Banks/BrokersFinance Provides securities and commission services | Chief Executive Officer | - |
Former positions of Thomas Brock
| Companies | Position | End |
|---|---|---|
| SILVER BAY REALTY TRUST CORP | Chief Executive Officer | 2017-05-08 |
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Education of Thomas Brock
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
52
1st degree connections
17
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 17 |
|---|---|
Liberty All Star Growth Fund, Inc. | Miscellaneous |
EQ Advisors Trust
EQ Advisors Trust Investment Trusts/Mutual FundsMiscellaneous Open-End Investment Fund/Unit Trust | Miscellaneous |
Salomon Brothers Asset Management, Inc.
 Salomon Brothers Asset Management, Inc. Investment ManagersFinance Manages assets. | Finance |
Silver Bay Realty Trust Corp.
 Silver Bay Realty Trust Corp. Real Estate Investment TrustsFinance Operates as a real estate investment trust | Finance |
Liberty All Star Equity Fund
 Liberty All Star Equity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Liberty All Star Growth Fund
 Liberty All Star Growth Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Virtus Stone Harbor Emerging Markets Income Fund
 Virtus Stone Harbor Emerging Markets Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Grosvenor Registered Multi-Strategy Master Fund
Grosvenor Registered Multi-Strategy Master Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Hedge Fund | Miscellaneous |
Miami University
 Miami University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
US Securities & Exchange Commission
US Securities & Exchange Commission Investment Banks/BrokersFinance Provides securities and commission services | Finance |
Stone Harbor Investment Partners LLC
 Stone Harbor Investment Partners LLC Investment ManagersFinance Stone Harbor is a global fixed income investment manager that focuses on building long-term value for its clients through investment grade, high yield, emerging markets debt and multi-sector credit strategies. | Finance |
Salomon Brothers, Inc.
 Salomon Brothers, Inc. Investment Banks/BrokersFinance Investment banking services | Finance |
Continental Bank (Chicago, Illinois)
 Continental Bank (Chicago, Illinois) Regional BanksFinance State chartered commercial bank | Finance |
Kellogg School of Management
 Kellogg School of Management Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Columbia Business School
Columbia Business School Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
1290 Funds
1290 Funds Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Elevation ETF Trust |
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