Profile
Mr. Theodoro C.
Smith, CFA MBA, is Principal, Chief Operating & Compliance Officer at Wall Street Associates LLC.
He is directly responsible for the research, risk management, and quantitative tools which assist the entire Investment Team in its review of strategy.
Mr. Smith also serves as the firm's Chief Operating Officer, directly responsible for all administrative functions including operations, marketing, and client service.
As Chief Compliance Officer, Mr. Smith is charged with the responsibility of monitoring the firm's compliance with all federal and state securities laws and regulations.
Prior to joining WSA in 1999, he worked for four years at Nicholas-Applegate Capital Management.
He received his undergraduate degree from Maine Maritime Academy and an MBA from the University of San Diego.
He is a member of the CFA Institute, the Financial Analysts Society of San Diego, and the Investment Adviser Association.
Former positions of Ted Smith
| Companies | Position | End |
|---|---|---|
Nicholas-Applegate Capital Management
 Nicholas-Applegate Capital Management Investment ManagersFinance Founded in 1984, Nicholas-Applegate Capital Management is a registered investment advisor located in San Diego, California. The firm is a subsidiary of Allianz of America, Inc., and their ultimate parent is Allianz AG (NYSE: AZ). Nicholas-Applegate manages assets for individual and institutional investors including corporate and government retirement plans, foundations, endowments and mutual fund families. | Corporate Officer/Principal | - |
Wall Street Associates LLC
 Wall Street Associates LLC Investment ManagersFinance Founded in 1987, Wall Street Associates LLC is a registered investment advisor located in La Jolla, California. The firm is a subsidiary of Wall Street Associates II LLC. They manage growth portfolios primarily invested in domestic equity securities for institutional investors and private clients. WSA provides fully discretionary and model equity investment advisory services for a variety of clients. In addition, the firm serves as sub-advisor for accounts that are co-managed by other non-affiliated investment advisers. WSA also serves as a sub-advisor to open-ended mutual funds sponsored by unrelated NYSE member firms. | Chief Operating Officer | - |
Training of Ted Smith
| Maine Maritime Academy | Undergraduate Degree |
| University of San Diego | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 2 |
|---|---|
Wall Street Associates LLC
Wall Street Associates LLC Investment ManagersFinance Founded in 1987, Wall Street Associates LLC is a registered investment advisor located in La Jolla, California. The firm is a subsidiary of Wall Street Associates II LLC. They manage growth portfolios primarily invested in domestic equity securities for institutional investors and private clients. WSA provides fully discretionary and model equity investment advisory services for a variety of clients. In addition, the firm serves as sub-advisor for accounts that are co-managed by other non-affiliated investment advisers. WSA also serves as a sub-advisor to open-ended mutual funds sponsored by unrelated NYSE member firms. | Finance |
Nicholas-Applegate Capital Management
Nicholas-Applegate Capital Management Investment ManagersFinance Founded in 1984, Nicholas-Applegate Capital Management is a registered investment advisor located in San Diego, California. The firm is a subsidiary of Allianz of America, Inc., and their ultimate parent is Allianz AG (NYSE: AZ). Nicholas-Applegate manages assets for individual and institutional investors including corporate and government retirement plans, foundations, endowments and mutual fund families. | Finance |
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