Susan Kerley
Network origin in Susan Kerley first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Investment Company Institute
 Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens.
30
| Non-Profit Organization | Miscellaneous Commercial Services | 30 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 22 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 21 | |
MainStay Funds Trust
18
| Umbrella Fund | 18 | |
MainStay VP Funds Trust
18
| Umbrella Fund | Investment Trusts/Mutual Funds | 18 |
MainStay Funds
16
| Umbrella Fund | Investment Trusts/Mutual Funds | 16 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 | |
Independent Directors Council
3
| Private Company | 3 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Susan Kerley via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| Legg Mason & Co. LLC (New York) | Corporate Officer/Principal Corporate Officer/Principal Compliance Officer Compliance Officer Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Director/Board Member General Counsel Corporate Officer/Principal | ||
| WESTERN ASSET INTERMEDIATE MUNI FUND INC. | Investment Trusts/Mutual Funds | General Counsel Director/Board Member Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO General Counsel | |
| WESTERN ASSET HIGH INCOME FUND II INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO General Counsel | |
| CLEARBRIDGE MLP AND MIDSTREAM FUND INC | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET MANAGED MUNICIPALS FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO General Counsel | |
| WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| LEGG MASON BW GLOBAL INCOME OPPORTUNITIES FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET MIDDLE MKT INCM FD INC | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| LMP CAPITAL AND INCOME FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET EMERGING MARKETS DEBT FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET MUNICIPAL PARTNERS FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
| CLEARBRIDGE MLP AND MIDSTREAM TOTAL RETURN FUND INC. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
Western Asset Middle Market Debt Fund, Inc.
 Western Asset Middle Market Debt Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Western Asset Middle Market Debt Fund, Inc. acts as Closed-End Investment Fund/Investment Trust. Its primary investment objective is to provide income and secondary investment objective, the Fund seeks capital appreciation. The fund seeks to achieve its investment objectives by investing, under normal market conditions including loans, issued by middle market companies. Western Asset Middle Market Debt Fund is headquartered in New York, NY. | Investment Trusts/Mutual Funds | General Counsel Compliance Officer Director of Finance/CFO Chief Executive Officer Chief Executive Officer Director of Finance/CFO | |
New York Life Investment Management LLC
 New York Life Investment Management LLC Investment ManagersFinance New York Life Investment Management LLC (NYLIM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 and is a wholly-owned subsidiary of New York Life Investment Management Holdings LLC, ultimately held by New York Life Insurance Co. NYLIM provides a broad array of investment advisory services to affiliated insurance company clients, third-party institutional clients, investment companies, other pooled investment vehicles, and wrap fee programs sponsored by unaffiliated entities. | Investment Managers | Corporate Officer/Principal Chief Executive Officer Corporate Officer/Principal Sales & Marketing Chief Executive Officer Corporate Officer/Principal | |
| FRANKLIN RESOURCES, INC. | Investment Managers | Chairman Compliance Officer Director/Board Member Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
New York Life Investment Management Holdings LLC
 New York Life Investment Management Holdings LLC Investment ManagersFinance Part of New York Life Insurance Co., New York Life Investment Management Holdings LLC provides investment advice. The private company is based in New York, NY. Yie-Hsin Hung has been the CEO of the company since 2015. | Investment Managers | Corporate Officer/Principal Compliance Officer Chief Executive Officer Chief Operating Officer | |
Legg Mason Funds Trust
 Legg Mason Funds Trust Financial ConglomeratesFinance Legg Mason Funds Trust operates as an open-end, non-diversified management investment company. Its total assets in securities issued by real estate entities, including, but not limited to real estate investment trusts, or real estate-related companies, including, but not limited to non-REIT property ownership companies, property developers, companies with property ownership as a key capital investment, infrastructure ownership companies, vendors of various real estate- and infrastructure-related services and financial institutions primarily focused on the real estate industry. The company was founded on October 21, 2015 and is headquartered in New York, NY. | Financial Conglomerates | General Counsel Compliance Officer Director of Finance/CFO Chief Executive Officer | |
| University of Pennsylvania | College/University | Graduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree | |
The J. Paul Getty Trust
 The J. Paul Getty Trust Other Consumer ServicesConsumer Services The J. Paul Getty Trust operates museum for arts. The company also provides access to information on the visual arts and related disciplines. It develops tools and guidelines for creating, managing, preserving, and delivering information in electronic form. The company was founded by J. Paul Getty in 1953 and is headquartered in Los Angeles, CA. | Other Consumer Services | Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member | |
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Undergraduate Degree | |
BNY Mellon Investment Adviser, Inc.
 BNY Mellon Investment Adviser, Inc. Investment ManagersFinance BNY Mellon Investment Adviser, Inc. (BNYMIA) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1951 and formerly known as The Dreyfus Corp. They are a wholly-owned subsidiary of MBC Investments Corp., ultimately held by The Bank of New York Mellon Corp. (NYSE: BK). BNYMIA serves as an investment advisor to mutual funds, such as the BNY Mellon Family of Funds and The BNY Mellon Funds Trust, and as sub-investment advisor to non-affiliated mutual funds. Formed in 2009, Dreyfus Cash Investment Strategies (Dreyfus) is a division of the BNYMIA that offers money market strategies to US and non-US institutional investors. | Investment Managers | Corporate Officer/Principal President Portfolio Manager-Fixed Income | |
University of Southern California
 University of Southern California Other Consumer ServicesConsumer Services University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA. | College/University | Director/Board Member Director of Finance/CFO Director/Board Member | |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary | |
| University of Michigan | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
New York Life Insurance Co.
 New York Life Insurance Co. Life/Health InsuranceFinance New York Life Insurance Co. engages in the provision of insurance products and services. It offers life insurance, retirement income, long term care, investments, and premier services. The company was founded on April 12, 1845 and is headquartered in New York, NY. | Life/Health Insurance | Chief Executive Officer Corporate Officer/Principal Director/Board Member | |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member Chairman Corporate Secretary | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| GUGGENHEIM CREDIT ALLOCATION FUND | Investment Trusts/Mutual Funds | Director/Board Member Chairman Corporate Secretary | |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Director/Board Member Chairman Corporate Secretary |
Statistics
International
| United States | 51 |
Sectoral
| Miscellaneous | 38 |
| Finance | 8 |
| Consumer Services | 6 |
Operational
| Director/Board Member | 612 |
| President | 229 |
| Independent Dir/Board Member | 222 |
| Corporate Officer/Principal | 217 |
| Chief Executive Officer | 196 |
Most connected contacts
| Insiders | |
|---|---|
| Amy Lancellotta | 66 |
| Todd F. Kuehl | 50 |
| Jane Trust | 47 |
| Robert I. Frenkel | 46 |
| Mary Bush | 44 |
| Theodore Becker | 44 |
| Kenneth Donald Fuller | 40 |
| Richard F. Sennett | 36 |
| Bill McNabb | 34 |
| Keith Frederick Hartstein | 34 |
| Ronald Olson | 33 |
| Elizabeth Krentzman | 32 |
| Jaynie Studenmund | 32 |
| Edward Bernard | 32 |
| Christopher Berarducci | 31 |
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