Robbie Joseph Hayes

Compliance Officer at

N.E.W. Advisory Services LLC

Consumer Services

Commercial Services

Finance

Profile

Robbie Joseph Hayes is currently working as the Chief Compliance Officer & Member at N.E.W.
Advisory Services LLC.
Prior to this, he worked as a Principal at Financial Industry Regulatory Authority, Inc. from 2010 to 2013.
He completed his undergraduate degree from St. Norbert College, Inc. in 2009.

Robbie Joseph Hayes active positions

Companies	Position	Start
N.E.W. Advisory Services LLC N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services creates an asset allocation customized to the client’s financial goals, objectives and risk tolerance. The firm primarily uses open-ended mutual funds that are no-load, and load waived or mutual funds purchased at net asset value (NAV) and exchange traded funds (ETFs). However, managed accounts are not exclusively limited to mutual funds and ETFs and may include stocks, options and bonds which are typically transferred or requested by the client.	Compliance Officer	-

All active positions of Robbie Joseph Hayes

Former positions of Robbie Joseph Hayes

Companies	Position	End
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers	Corporate Officer/Principal	2013-06-30

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Linked companies

Private companies	3
St. Norbert College, Inc. St. Norbert College, Inc. Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Financial Industry Regulatory Authority, Inc. Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers	Commercial Services
N.E.W. Advisory Services LLC N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services creates an asset allocation customized to the client’s financial goals, objectives and risk tolerance. The firm primarily uses open-ended mutual funds that are no-load, and load waived or mutual funds purchased at net asset value (NAV) and exchange traded funds (ETFs). However, managed accounts are not exclusively limited to mutual funds and ETFs and may include stocks, options and bonds which are typically transferred or requested by the client.	Finance