Pat Kevin Fay

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Finance

Consumer Services

Profile

Mr. Pat K.
Fay is a Director-Equity Sales & Trading at WFG Investments, Inc. Prior to joining WFG in November 2011, Mr. Fay was previously employed as a Managing Director & Head of Equity Trading by D.
A. Davidson & Co., Senior Vice President by Frost Securities, Inc., Partner by J.
C.
Bradford & Co., a Principal by New York Stock Exchange LLC, and a Trader by Dillon Read & Co, Inc. Mr. Fay received his graduate degree from the Dominican College of Blauvelt.

Former positions of Pat Kevin Fay

Companies	Position	End
D. A. Davidson & Co. D. A. Davidson & Co. Investment Banks/BrokersFinance Provides brokerage services	Trading-Equity	2011-10-30
Frost Securities, Inc. Frost Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	2001-12-30
WFG Investments, Inc. WFG Investments, Inc. Investment Banks/BrokersFinance Provides brokerage services	Trading-Equity	-
Dillon, Read & Co., Inc. Dillon, Read & Co., Inc. Investment Banks/BrokersFinance Provides brokerage services	Trading-Equity	-
New York Stock Exchange LLC New York Stock Exchange LLC Investment Banks/BrokersFinance Operates securities exchange market	Corporate Officer/Principal	-

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Training of Pat Kevin Fay

Experiences
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Linked companies

Private companies	7
D. A. Davidson & Co. D. A. Davidson & Co. Investment Banks/BrokersFinance Provides brokerage services	Finance
Frost Securities, Inc. Frost Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
Dillon, Read & Co., Inc. Dillon, Read & Co., Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
J. C. Bradford & Co., Inc. J. C. Bradford & Co., Inc. Investment Banks/BrokersFinance Provides securities brokerage and investment management services	Finance
Dominican University New York Dominican University New York Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
WFG Investments, Inc. WFG Investments, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
New York Stock Exchange LLC New York Stock Exchange LLC Investment Banks/BrokersFinance Operates securities exchange market	Finance