![Norman Pessin](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Norman Pessin
Director/Board Member at
Axes LLC
Net worth: 14 M $ as of 2026-09-29
Profile
Norman H.
Pessin is a Director of AXES LLC.
Previously, he worked in Neuberger Berman.
Mr. Pessin was also a Director of National Association of Securities Dealers and the Nasdaq Stock Market.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
ImmuCell Corp.
 ImmuCell Corp. BiotechnologyHealth Technology Develops and provides products for cattle health 7.09% | 2026-04-12 | 644,019 ( 7.09% ) | 6 M $ | 2026-09-29 |
| 2026-08-20 | 742,161 ( 5.33% ) | 4 M $ | 2026-09-29 | |
Precision Optics Corp., Inc.
 Precision Optics Corp., Inc. Medical SpecialtiesHealth Technology Develops and manufactures optical components and instruments 3.91% | 2026-03-29 | 429,247 ( 3.91% ) | 2 M $ | 2026-09-29 |
Nephros, Inc.
 Nephros, Inc. Medical SpecialtiesHealth Technology Develops and sells performance liquid purification filters used blood purification and other medical devices 3.63% | 2026-09-29 | 394,136 ( 3.63% ) | 1 M $ | 2026-09-29 |
| 2026-04-14 | 564,683 ( 3.46% ) | 518 379 $ | 2026-09-29 | |
Scientific Industries, Inc.
 Scientific Industries, Inc. Miscellaneous ManufacturingProducer Manufacturing Designs, manufactures, and markets a variety of laboratory equipment 4.78% | 2025-08-20 | 570,000 ( 4.78% ) | 442 890 $ | 2026-09-29 |
Norman Pessin active positions
| Companies | Position | Start |
|---|---|---|
Axes LLC
 Axes LLC Investment Banks/BrokersFinance Provides financial brokerage services | Director/Board Member | - |
Former positions of Norman Pessin
| Companies | Position | End |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Director/Board Member | - |
The NASDAQ Stock Market, Inc.
 The NASDAQ Stock Market, Inc. Investment Banks/BrokersFinance Provides security and commodity brokerage, dealership, and exchange services | Director/Board Member | - |
LB Hercules Holdings LLC
 LB Hercules Holdings LLC Investment ManagersFinance Provides investment management and broker dealer services | Corporate Officer/Principal | - |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
5
1st degree connections
4
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
LB Hercules Holdings LLC
LB Hercules Holdings LLC Investment ManagersFinance Provides investment management and broker dealer services | Finance |
The NASDAQ Stock Market, Inc.
The NASDAQ Stock Market, Inc. Investment Banks/BrokersFinance Provides security and commodity brokerage, dealership, and exchange services | Finance |
Axes LLC
Axes LLC Investment Banks/BrokersFinance Provides financial brokerage services | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
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