Mike S. Gilman

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Finance

Consumer Services

Profile

Mr. Mike S.
Gilman is a Managing Director at B. Riley & Co. LLC.
Prior to joining B. Riley & Co., Mr. Gilman was employed as a Managing Director by Caris & Co., Inc., a Principal by Citicorp Securities, Inc., a Principal by Smith Barney, Inc., a Principal by Sutro & Co., Inc., and Senior Vice President by Wedbush Securities, Inc. Mr. Gilman received his B.A. in Economics and Psychology in 1976 from Trinity College (CT) and his M.B.A. in Finance from the University of Chicago in 1980.

Former positions of Mike S. Gilman

Companies	Position	End
Sutro & Co., Inc. Sutro & Co., Inc. Investment Banks/BrokersFinance Securities Brokerage	Corporate Officer/Principal	-
Citicorp Securities, Inc. Citicorp Securities, Inc. Investment Banks/BrokersFinance Provides security brokerage services	Corporate Officer/Principal	-
Smith Barney, Inc. Smith Barney, Inc. Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-
B. Riley Securities, Inc. B. Riley Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Institutional Sales	-
Wedbush Securities, Inc. Wedbush Securities, Inc. Investment Banks/BrokersFinance Provides financial services	Corporate Officer/Principal	-

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Training of Mike S. Gilman

Experiences
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Linked companies

Private companies	8
Wedbush Securities, Inc. Wedbush Securities, Inc. Investment Banks/BrokersFinance Provides financial services	Finance
Sutro & Co., Inc. Sutro & Co., Inc. Investment Banks/BrokersFinance Securities Brokerage	Finance
Smith Barney, Inc. Smith Barney, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
B. Riley Securities, Inc. B. Riley Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
Caris & Co., Inc. Caris & Co., Inc. Investment Banks/BrokersFinance Provides brokerage and investment banking services	Finance
The University of Chicago The University of Chicago Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Trinity College (Connecticut) Trinity College (Connecticut) Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Citicorp Securities, Inc. Citicorp Securities, Inc. Investment Banks/BrokersFinance Provides security brokerage services	Finance