James Dobson

Analyst-Equity at

UBS Financial Services, Inc.

Finance

Consumer Services

Profile

James Lane Dobson is currently Executive Director at UBS Financial Services, Inc., a position held since 2016.
Formerly, Mr. Dobson was Director of Equity Research at B. Riley Wealth Management, Inc. from 2009 to 2016.
Prior roles include Equity Analyst at Deutsche Bank Securities, Inc. in 2003, Analyst at Smith Barney Asset Management in 1993, Analyst at Donaldson, Lufkin & Jenrette Securities Corp.
in 1999, and Principal at PaineWebber, Inc. in 1992.
Education includes an undergraduate degree from The Catholic University of America, conferred in 1988.

James Dobson active positions

Companies	Position	Start
UBS Financial Services, Inc. UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services' asset allocations are based on a proprietary methodology. In developing those allocations, the firm considers asset class risk and return results that are based on estimated forward-looking return and risk assumptions, as measured by standard deviation, which are based on UBS proprietary research. The development process includes a review of a variety of factors, including the return, risk, correlations and historical performance of various asset classes, inflation and risk premium.	Analyst-Equity	2016-04-30

All active positions of James Dobson

Former positions of James Dobson

Companies	Position	End
B. Riley Wealth Management, Inc. B. Riley Wealth Management, Inc. Investment Banks/BrokersFinance Provides brokerage services	Director of Research - Equity	2016-03-31
Deutsche Bank Securities, Inc. Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Analyst-Equity	2003-12-29
Donaldson, Lufkin & Jenrette Securities Corp. Donaldson, Lufkin & Jenrette Securities Corp. Investment Banks/BrokersFinance Provides investment banking and brokerage services	Analyst-Equity	1999-12-29
Smith Barney Asset Management Smith Barney Asset Management Investment ManagersFinance Provides investment services	Analyst-Equity	1993-12-29
PaineWebber, Inc. PaineWebber, Inc. Investment Banks/BrokersFinance Provides stock brokerage and asset management services	Corporate Officer/Principal	1992-12-29

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Linked companies

Private companies	7
UBS Financial Services, Inc. UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services' asset allocations are based on a proprietary methodology. In developing those allocations, the firm considers asset class risk and return results that are based on estimated forward-looking return and risk assumptions, as measured by standard deviation, which are based on UBS proprietary research. The development process includes a review of a variety of factors, including the return, risk, correlations and historical performance of various asset classes, inflation and risk premium.	Finance
Deutsche Bank Securities, Inc. Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
Smith Barney Asset Management Smith Barney Asset Management Investment ManagersFinance Provides investment services	Finance
Donaldson, Lufkin & Jenrette Securities Corp. Donaldson, Lufkin & Jenrette Securities Corp. Investment Banks/BrokersFinance Provides investment banking and brokerage services	Finance
B. Riley Wealth Management, Inc. B. Riley Wealth Management, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
PaineWebber, Inc. PaineWebber, Inc. Investment Banks/BrokersFinance Provides stock brokerage and asset management services	Finance
The Catholic University of America The Catholic University of America Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services