Erik Herzfeld
President at THE HERZFELD CARIBBEAN BASIN FUND INC.
Net worth: 1 M $ as of 2024-04-29
Profile
Mr. Erik M.
Herzfeld is a President & Portfolio Manager at The Herzfeld Caribbean Basin Fund, Inc. and Thomas J.
Herzfeld Advisors, Inc.
Prior to joining the firm, Mr. Herzfeld had a decade of experience in Wall Street within the equity and foreign exchange/currency derivatives markets in New York and Asia.
He served in quantitative research, trading and management roles with both Lehman Brothers and J.P.
Morgan.
He received his undergraduate degree from The Johns Hopkins University, an undergraduate degree from MIT Sloan School of Management, MBA from Massachusetts Institute of Technology and holds FINRA Series 66.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 2024-05-09 | 424,077 ( 2.52% ) | 1 M $ | 2024-04-29 |
Erik Herzfeld active positions
| Companies | Position | Start |
|---|---|---|
| THE HERZFELD CARIBBEAN BASIN FUND INC. | President | 2007-12-31 |
Thomas J. Herzfeld Advisors, Inc.
 Thomas J. Herzfeld Advisors, Inc. Investment ManagersFinance Thomas J. Herzfeld Advisors, Inc. (TJH) is a boutique alternative investment firm headquartered in Miami Beach, Florida. The firm was founded by Thomas J. Herzfeld in 1984. TJH provides investment advisory services directly to registered investment companies, private funds, and separately managed accounts (SMA). Their SMA Clients include primarily individuals, investment companies, trusts, corporations and various types of retirement accounts. | President | 2016-12-31 |
Former positions of Erik Herzfeld
| Companies | Position | End |
|---|---|---|
| J.P. Morgan & Co., Inc. (Old) | Corporate Officer/Principal | - |
Lehman Brothers, Inc.
 Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Corporate Officer/Principal | - |
Training of Erik Herzfeld
| The Johns Hopkins University | Undergraduate Degree |
| Massachusetts Institute of Technology | Masters Business Admin |
| MIT Sloan School of Management | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. Investment ManagersFinance Thomas J. Herzfeld Advisors, Inc. (TJH) is a boutique alternative investment firm headquartered in Miami Beach, Florida. The firm was founded by Thomas J. Herzfeld in 1984. TJH provides investment advisory services directly to registered investment companies, private funds, and separately managed accounts (SMA). Their SMA Clients include primarily individuals, investment companies, trusts, corporations and various types of retirement accounts. | Finance |
Lehman Brothers, Inc.
Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Finance |
| J.P. Morgan & Co., Inc. (Old) | Finance |
The Herzfeld Caribbean Basin Fund, Inc.
 The Herzfeld Caribbean Basin Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Herzfeld Caribbean Basin Fund, Inc. operates as a non-diversified and closed-end management investment company. It invests in equity and equity-linked securities of public and private companies. The company was founded on March 10, 1992 and is headquartered in Miami Beach, FL. | Miscellaneous |
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