Daniel Sullivan

Compliance Officer at

Greenwich Wealth Management LLC

Finance

Consumer Services

Miscellaneous

Profile

Daniel Jerry Sullivan is currently Partner & Chief Compliance Officer at Greenwich Wealth Management LLC since 2007.
Formerly, Mr. Sullivan was Principal at Leigh Baldwin & Co. LLC from 2013 to 2015, Registered Representative at Saxony Securities, Inc. in 2013, Principal at Prudential Investment Portfolios, Inc. 10 in 2000, and Member at Commodity Exchange, Inc. in 1999.
Mr. Sullivan completed undergraduate studies at The Ohio State University in 1986.

Daniel Sullivan active positions

Companies	Position	Start
Greenwich Wealth Management LLC Greenwich Wealth Management LLC Investment ManagersFinance GWM uses fundamental, technical, and macro-economic analysis to formulate investment strategies tailored to meet each client's investment objectives, risk tolerance and tax considerations. The firm invests across the full breadth of the market. However, the backbone of many of their investment portfolios has increasingly been supported by the use of Exchange Traded Funds (ETFs).	Compliance Officer	2007-09-30

All active positions of Daniel Sullivan

Former positions of Daniel Sullivan

Companies	Position	End
Leigh Baldwin & Co. LLC Leigh Baldwin & Co. LLC Investment ManagersFinance LBC manages discretionary account portfolios based upon the client’s risk tolerance, future goals, and financial well-being. The firm builds portfolios with individual securities (i.e. stocks and bonds), passive and active funds (i.e. exchange traded funds and mutual funds), and cash equivalents. They believe in active investment management, but they will utilize passive investment vehicles to obtain low-cost and targeted exposure to different asset classes.	Corporate Officer/Principal	2015-10-31
Saxony Securities, Inc. Saxony Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	2013-06-29
Prudential Investment Portfolios, Inc. 10 Prudential Investment Portfolios, Inc. 10 Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Corporate Officer/Principal	2000-12-30
Commodity Exchange, Inc. Commodity Exchange, Inc. Investment Banks/BrokersFinance Provides information about all types of commodities	Corporate Officer/Principal	1999-12-30

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Linked companies

Private companies	6
Leigh Baldwin & Co. LLC Leigh Baldwin & Co. LLC Investment ManagersFinance LBC manages discretionary account portfolios based upon the client’s risk tolerance, future goals, and financial well-being. The firm builds portfolios with individual securities (i.e. stocks and bonds), passive and active funds (i.e. exchange traded funds and mutual funds), and cash equivalents. They believe in active investment management, but they will utilize passive investment vehicles to obtain low-cost and targeted exposure to different asset classes.	Finance
Saxony Securities, Inc. Saxony Securities, Inc. Investment Banks/BrokersFinance Provides brokerage services	Finance
Greenwich Wealth Management LLC Greenwich Wealth Management LLC Investment ManagersFinance GWM uses fundamental, technical, and macro-economic analysis to formulate investment strategies tailored to meet each client's investment objectives, risk tolerance and tax considerations. The firm invests across the full breadth of the market. However, the backbone of many of their investment portfolios has increasingly been supported by the use of Exchange Traded Funds (ETFs).	Finance
The Ohio State University The Ohio State University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Prudential Investment Portfolios, Inc. 10 Prudential Investment Portfolios, Inc. 10 Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
Commodity Exchange, Inc. Commodity Exchange, Inc. Investment Banks/BrokersFinance Provides information about all types of commodities	Finance