Profile
Chad A. Earnst is currently the Chief Compliance Officer at Advanced Series Trust, The Prudential Series Fund, and Prudentials Gibraltar Fund, Inc. He previously worked as the Assistant Director-Asset Management Unit at the US Securities & Exchange Commission from 2010 to 2014, and as the Assistant Director & Assistant Regional Director at Enforcement Security Corp.
from 2003 to 2014.
He also served as the Chief Compliance Officer at PGIM High Yield Bond Fund, Inc., PGIM Global High Yield Fund, Inc., and Prudential Jennison MLP Income Fund, Inc. Additionally, he worked as the Senior Counsel-Miami Regional Office at the US Securities & Exchange Commission from 2003 to 2006.
Chad A. Earnst active positions
| Companies | Position | Start |
|---|---|---|
Prudentials Gibraltar Fund, Inc. | Compliance Officer | 2014-08-31 |
The Prudential Series Fund
The Prudential Series Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Compliance Officer | 2014-08-31 |
Advanced Series Trust
Advanced Series Trust Investment Trusts/Mutual FundsMiscellaneous Open-End Investment Fund/Unit Trust | Compliance Officer | 2014-08-31 |
Former positions of Chad A. Earnst
| Companies | Position | End |
|---|---|---|
Enforcement Security Corp. | Corporate Officer/Principal | 2014-07-31 |
US Securities & Exchange Commission
US Securities & Exchange Commission Investment Banks/BrokersFinance Provides securities and commission services | Corporate Officer/Principal | 2014-07-31 |
US Securities & Exchange Commission
US Securities & Exchange Commission Investment Banks/BrokersFinance Provides securities and commission services | Corporate Officer/Principal | 2006-04-30 |
Prudential Jennison MLP Income Fund, Inc.
Prudential Jennison MLP Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Compliance Officer | - |
| PGIM HIGH YIELD BOND FUND, INC. | Compliance Officer | - |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 8 |
|---|---|
Advanced Series Trust
Advanced Series Trust Investment Trusts/Mutual FundsMiscellaneous Open-End Investment Fund/Unit Trust | Miscellaneous |
The Prudential Series Fund
The Prudential Series Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Prudential Jennison MLP Income Fund, Inc.
Prudential Jennison MLP Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PGIM High Yield Bond Fund, Inc.
PGIM High Yield Bond Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PGIM Global High Yield Fund Inc.
PGIM Global High Yield Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
US Securities & Exchange Commission
US Securities & Exchange Commission Investment Banks/BrokersFinance Provides securities and commission services | Finance |
Enforcement Security Corp. | |
Prudentials Gibraltar Fund, Inc. |
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