Profile
Ms. Catherine F.
Bernardo is Quantitative Strategist at Delphin Investments LLC.
She focused on investment strategy design and risk management.
She began her career in quantitative analysis 10 years ago at Prudential Equity Group, LLC, on their Small-Cap Quantitative Strategy team with Delphin Investments Founder and CEO, Guy-Max Delphin.
She then joined the U.S.
Quantitative Strategy team at UBS Securities, LLC, performing portfolio analyses and becoming co-leader of the U.S.
Small-Cap Strategy team.
She helped create and initiate research on the Russell 2000 index.
Most recently, she was a strategist in the Global Portfolio Strategy team at Brown Brothers Harriman.
Ms. Bernardo earned her B.S.
in Mathematical Sciences (with a concentration in Chemical Engineering) and B.A.
in Economics from the Johns Hopkins University.
She has also completed the Certificate in Global Affairs from New York University.
She holds the Series 7, 63, 86, and 87 designations from the Financial Industry Regulatory Authority (FINRA).
Former positions of Catherine F. Bernardo
| Companies | Position | End |
|---|---|---|
Delphin Investments LLC
 Delphin Investments LLC Investment ManagersFinance Delphin Investments LLC is an independent, SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Guy-Max Delphin in 2008. Delphin Investments provides management and advisory services to onshore and offshore private investment funds and separate account clients. | Market Strategist | 2015-03-31 |
UBS Securities LLC
 UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Analyst-Equity | 2011-04-29 |
Prudential Equity Group LLC
 Prudential Equity Group LLC Investment Banks/BrokersFinance A unit of Prudential Financial, Inc. (NYSE: PRU), Prudential Equity Group LLC is a broker/dealer headquartered in New York City with additional offices in Chicago, Kansas City, Missouri, Menlo Park, California and San Francisco. The firm provides indpendent equity research, sales and trading to domestic and international institutional clients | Analyst-Equity | 2007-06-05 |
| Prudential Securities | Analyst-Equity | 2003-12-30 |
Brown Brothers Harriman & Co.
 Brown Brothers Harriman & Co. Investment Banks/BrokersFinance Brown Brothers Harriman & Co. is a broker/dealer located in New York City. The firm provides a comprehensive range of equity execution services exclusively to institutional clients worldwide. Their clients include private banks, mutual funds, hedge funds, independent asset managers and investment advisors and other brokers. | Corporate Officer/Principal | - |
Training of Catherine F. Bernardo
| The Johns Hopkins University | Undergraduate Degree |
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 5 |
|---|---|
| Prudential Securities | Finance |
UBS Securities LLC
UBS Securities LLC Investment ManagersFinance UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients. | Finance |
Brown Brothers Harriman & Co.
Brown Brothers Harriman & Co. Investment Banks/BrokersFinance Brown Brothers Harriman & Co. is a broker/dealer located in New York City. The firm provides a comprehensive range of equity execution services exclusively to institutional clients worldwide. Their clients include private banks, mutual funds, hedge funds, independent asset managers and investment advisors and other brokers. | Finance |
Prudential Equity Group LLC
Prudential Equity Group LLC Investment Banks/BrokersFinance A unit of Prudential Financial, Inc. (NYSE: PRU), Prudential Equity Group LLC is a broker/dealer headquartered in New York City with additional offices in Chicago, Kansas City, Missouri, Menlo Park, California and San Francisco. The firm provides indpendent equity research, sales and trading to domestic and international institutional clients | Finance |
Delphin Investments LLC
Delphin Investments LLC Investment ManagersFinance Delphin Investments LLC is an independent, SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Guy-Max Delphin in 2008. Delphin Investments provides management and advisory services to onshore and offshore private investment funds and separate account clients. | Finance |
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