Carmen Failla

Portfolio Manager-Fixed Income at

Sovereign Financial Group, Inc.

Finance

Consumer Services

Profile

Ms. Carmen Failla is a Fixed Income Specialist at Sovereign Financial Group, Inc. Ms. Failla was previously employed as a Portfolio Manager by TIAA-CREF Asset Management, Inc. and a Financial Analyst by Houlihan Lokey Howard & Zukin, Inc. She received her BS from Cornell University with Distinction in 1992 and an MBA from Columbia University in 1996.

Carmen Failla active positions

Companies	Position	Start
Sovereign Financial Group, Inc. Sovereign Financial Group, Inc. Investment ManagersFinance Sovereign Financial Group creates strategies that are tailored to client’s needs and goals.	Portfolio Manager-Fixed Income	2006-10-31

All active positions of Carmen Failla

Former positions of Carmen Failla

Companies	Position	End
TIAA-CREF Asset Management LLC TIAA-CREF Asset Management LLC Investment ManagersFinance Provides investment advice	Corporate Officer/Principal	2006-09-30
HOULIHAN LOKEY, INC.	Corporate Officer/Principal	1994-11-30

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Training of Carmen Failla

Experiences
Positions held

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Private companies

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Connections

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Linked companies

Private companies	5
Houlihan Lokey, Inc. Houlihan Lokey, Inc. Investment Banks/BrokersFinance Provides investment banking services	Finance
Cornell University Cornell University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Sovereign Financial Group, Inc. Sovereign Financial Group, Inc. Investment ManagersFinance Sovereign Financial Group creates strategies that are tailored to client’s needs and goals.	Finance
TIAA-CREF Asset Management LLC TIAA-CREF Asset Management LLC Investment ManagersFinance Provides investment advice	Finance
Columbia Business School Columbia Business School Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services