Ann Marie Swanson
Director/Board Member at Alaric Compliance Services LLC
Profile
Ann Marie Swanson is currently the Director at Alaric Compliance Services LLC since 2015.
Prior to this, she worked as the Chief Compliance Officer at The Asia Pacific Fund, Inc. and Aletheia Research & Management, Inc. She also served as the Chief Compliance Officer & Vice President at ThomasPartners, Inc. from 2013 to 2015.
Ms. Swanson holds a graduate degree from Suffolk University and an undergraduate degree from the University of Massachusetts.
Ann Marie Swanson active positions
| Companies | Position | Start |
|---|---|---|
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Director/Board Member | 2015-09-30 |
Former positions of Ann Marie Swanson
| Companies | Position | End |
|---|---|---|
ThomasPartners, Inc.
 ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms. | Compliance Officer | 2015-02-28 |
| THE ASIA PACIFIC FUND, INC. | Compliance Officer | - |
Aletheia Research & Management, Inc.
 Aletheia Research & Management, Inc. Investment ManagersFinance Founded in 1997, Aletheia Research & Management, Inc. is a hedge fund manager based in Santa Monica, California | Corporate Officer/Principal | - |
Training of Ann Marie Swanson
| Suffolk University | Graduate Degree |
| University of Massachusetts | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
The Asia Pacific Fund, Inc.
 The Asia Pacific Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Asia Pacific Fund, Inc. operates as a closed-end investment fund or trust, which engages in the provision of long-term capital appreciation through investment of investable assets in equity securities of companies in the Asia Pacific countries. The company was founded in May 1987 and is headquartered in Newark, NJ. | Miscellaneous |
ThomasPartners, Inc.
ThomasPartners, Inc. Investment ManagersFinance Founded in 1970, ThomasPartners, Inc. is a registered investment advisor headquartered in Boston, Massachusetts. The firm is a subsidiary of Charles Schwab Corp. ThomasPartners provides portfolio and investment management services to individuals, families, trusts, foundations and other investment advisory firms. | Finance |
Aletheia Research & Management, Inc.
Aletheia Research & Management, Inc. Investment ManagersFinance Founded in 1997, Aletheia Research & Management, Inc. is a hedge fund manager based in Santa Monica, California | Finance |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Finance |
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