Form 20-Fx Form 40-F o
UBS AG produces regular annual and quarterly reports, which are submitted to the SEC under Forms 20-F and 6-K, respectively. These reports are prepared in accordance with International Financial Reporting Standards (IFRS). SEC regulations require certain additional disclosures to be included in registration statements relating to offerings of securities. Certain of these additional disclosures follow herein, and should be read in conjunction with the annual report on Form 20-F for the year ended 31 December 2020 of UBS Group AG and UBS AG, filed with the SEC on March 05, 2021, as well as UBS AG's first quarter 2021 report, submitted to the SEC on Form 6-K on April 30, 2021, UBS AG's second quarter 2021 report, submitted to the SEC on Form 6-K on July 23, 2021, and UBS AG's third quarter 2021 report, submitted to the SEC on Form 6-K on October 29, 2021.
Capitalization of UBS AG
The following table presents the consolidated capitalization of UBS AG in accordance with International Financial Reporting Standards (IFRS) in US dollars, the presentation currency of UBS AG.
As of | ||||
USD million | 30.9.21 | 30.6.21 | ||
Debt: | ||||
Short-term debt issued1 | 75,298 | 85,273 | ||
Long-term debt issued2 | 130,754 | 130,190 | ||
Total debt issued | 206,052 | 215,462 | ||
of which: Funding from UBS Group AG | 56,411 | 58,173 | ||
Equity attributable to UBS AG shareholders | 57,085 | 55,361 | ||
Equity attributable to non-controlling interests | 333 | 284 | ||
Total capitalization | 263,470 | 271,107 | ||
1 Short-term debt issued is composed of debt issued (reflected on the balance sheet lines Debt issued measured at amortized cost and Debt issued designated at fair value) by UBS AG and its subsidiaries and Funding from UBS Group AG (measured at amortized cost and designated at fair value) with a remaining contractual maturity of less than one year without considering any early redemption features. 2 Long-term debt issued is composed of debt issued (reflected on the balance sheet lines Debt issued measured at amortized cost and Debt issued designated at fair value) by UBS AG and its subsidiaries and Funding from UBS Group AG (measured at amortized cost and designated at fair value) with a remaining contractual maturity of more than one year without considering any early redemption features. |
This Form 6-K is hereby incorporated by reference into (1) each of the registration statements of UBS AG on Form F-3 (Registration Number 333-253432), and of UBS Group AG on Form S-8 (Registration Numbers 333-200634; 333-200635; 333-200641; 333-200665; 333-215254; 333-215255; 333-228653; 333-230312; and 333-249143), and into each prospectus outstanding under any of the foregoing registration statements, (2) any outstanding offering circular or similar document issued or authorized by UBS AG that incorporates by reference any Forms 6-K of UBS AG that are incorporated into its registration statements filed with the SEC, and (3) the base prospectus of Corporate Asset Backed Corporation ("CABCO") dated June 23, 2004 (Registration Number 333-111572), the Form 8-K of CABCO filed and dated June 23, 2004 (SEC File Number 001-13444), and the Prospectus Supplements relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004 (Registration Number 033-91744 and 033-91744-05).
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UBS Group AG published this content on 29 October 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 October 2021 10:19:07 UTC.