Glencore International Plc : Form 8.5 Glencore International Plc

Nomura International PLC (EPT)

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FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Nomura International Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Glencore International Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Xstrata Plc
(d) Date position held/dealing undertaken:	11 January 2013
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	Yes, Xstrata Plc

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

	USD 0.01 ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	6,811,966	0.096	5,434,723	0.077
(2) Derivatives (other than options):			2,775,670	0.039
(3) Options and agreements to purchase/sell:
TOTAL:	6,811,966	0.096	8,210,393	0.116

Class of relevant security:	5% guaranteed convertible bonds due December 2014
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	1,200,000	0.052
(2) Derivatives (other than options):
(3) Options and agreements to purchase/sell:
TOTAL:	0	0	1,200,000	0.052

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary shares	Purchase	499	3.8470
Ordinary shares	Purchase	1,000	3.8520
Ordinary shares	Purchase	9,552	3.8525
Ordinary shares	Purchase	1,246	3.8530
Ordinary shares	Purchase	1,696	3.8535
Ordinary shares	Purchase	4,757	3.8540
Ordinary shares	Purchase	11,031	3.8550
Ordinary shares	Purchase	4,771	3.8565
Ordinary shares	Purchase	8,673	3.8570
Ordinary shares	Purchase	4,568	3.8575
Ordinary shares	Purchase	8,390	3.8580
Ordinary shares	Purchase	4,600	3.8590
Ordinary shares	Purchase	3,404	3.8595
Ordinary shares	Purchase	2,108	3.8600
Ordinary shares	Purchase	8,957	3.8605
Ordinary shares	Purchase	3,076	3.8610
Ordinary shares	Purchase	1,600	3.8620
Ordinary shares	Purchase	12,200	3.8625
Ordinary shares	Purchase	2,556	3.8630
Ordinary shares	Purchase	7,247	3.8635
Ordinary shares	Purchase	3,330	3.8645
Ordinary shares	Purchase	557	3.8650
Ordinary shares	Purchase	713	3.8655
Ordinary shares	Purchase	10	3.8660
Ordinary shares	Purchase	6,021	3.8665
Ordinary shares	Purchase	2,406	3.8670
Ordinary shares	Purchase	5,103	3.8675
Ordinary shares	Purchase	2,580	3.8680
Ordinary shares	Purchase	597	3.8690
Ordinary shares	Purchase	1,196	3.8705
Ordinary shares	Purchase	7,931	3.8710
Ordinary shares	Purchase	2,008	3.8720
Ordinary shares	Purchase	1,792	3.8725
Ordinary shares	Purchase	1,691	3.8730
Ordinary shares	Purchase	484	3.8740
Ordinary shares	Purchase	415	3.8745
Ordinary shares	Purchase	621	3.8810
Ordinary shares	Purchase	5,594	3.8815
Ordinary shares	Purchase	190,415	3.8820
Ordinary shares	Purchase	12,569	3.8825
Ordinary shares	Purchase	10,191	3.8840
Ordinary shares	Purchase	1,416	3.8850
Ordinary shares	Purchase	558	3.8860
Ordinary shares	Purchase	7,376	3.8865
Ordinary shares	Purchase	1,000	3.8870
Ordinary shares	Purchase	12,354	3.8875
Ordinary shares	Purchase	1,427	3.8880
Ordinary shares	Purchase	517	3.8905
Ordinary shares	Purchase	822	3.8910
Ordinary shares	Purchase	26,390	3.8916
Ordinary shares	Purchase	1,287	3.8920
Ordinary shares	Purchase	4,185	3.8930
Ordinary shares	Purchase	1,859	3.8935
Ordinary shares	Purchase	16,000	3.8938
Ordinary shares	Purchase	3,108	3.8940
Ordinary shares	Purchase	6,024	3.8945
Ordinary shares	Purchase	11,997	3.8950
Ordinary shares	Purchase	20,000	3.8953
Ordinary shares	Purchase	30,695	3.8955
Ordinary shares	Purchase	550,000	3.8955
Ordinary shares	Purchase	12,420	3.8960
Ordinary shares	Purchase	28,280	3.8965
Ordinary shares	Purchase	32,962	3.8970
Ordinary shares	Purchase	59,000	3.8972
Ordinary shares	Purchase	215,478	3.8974
Ordinary shares	Purchase	5,538	3.8975
Ordinary shares	Purchase	9,742	3.8980
Ordinary shares	Purchase	14,157	3.8985
Ordinary shares	Purchase	56,930	3.8990
Ordinary shares	Purchase	47,992	3.8995
Ordinary shares	Purchase	348,178	3.9000
Ordinary shares	Purchase	66,305	3.9005
Ordinary shares	Purchase	44,770	3.9010
Ordinary shares	Purchase	23,905	3.9015
Ordinary shares	Purchase	21,350	3.9020
Ordinary shares	Purchase	21,553	3.9025
Ordinary shares	Purchase	26,666	3.9030
Ordinary shares	Purchase	25,340	3.9035
Ordinary shares	Purchase	7,028	3.9040
Ordinary shares	Purchase	4,298	3.9045
Ordinary shares	Purchase	17,534	3.9050
Ordinary shares	Purchase	17,134	3.9055
Ordinary shares	Purchase	12,237	3.9060
Ordinary shares	Purchase	14,966	3.9065
Ordinary shares	Purchase	19,251	3.9070
Ordinary shares	Purchase	11,064	3.9075
Ordinary shares	Purchase	7,246	3.9080
Ordinary shares	Purchase	18,660	3.9085
Ordinary shares	Purchase	24,868	3.9090
Ordinary shares	Purchase	5,572	3.9095
Ordinary shares	Purchase	13,910	3.9100
Ordinary shares	Purchase	21,363	3.9105
Ordinary shares	Purchase	6,648	3.9110
Ordinary shares	Purchase	6,914	3.9115
Ordinary shares	Purchase	6,103	3.9120
Ordinary shares	Purchase	8,260	3.9125
Ordinary shares	Purchase	7,512	3.9130
Ordinary shares	Purchase	1,374	3.9135
Ordinary shares	Purchase	819	3.9140
Ordinary shares	Purchase	2,463	3.9145
Ordinary shares	Purchase	332,411	3.9150
Ordinary shares	Purchase	3,800	3.9155
Ordinary shares	Purchase	3,806	3.9160
Ordinary shares	Purchase	1,041	3.9165
Ordinary shares	Sale	8,271	3.8525
Ordinary shares	Sale	1,300	3.8530
Ordinary shares	Sale	4,106	3.8545
Ordinary shares	Sale	16,810	3.8550
Ordinary shares	Sale	205	3.8555
Ordinary shares	Sale	5,331	3.8560
Ordinary shares	Sale	12,716	3.8565
Ordinary shares	Sale	100	3.8570
Ordinary shares	Sale	7,737	3.8575
Ordinary shares	Sale	10,207	3.8580
Ordinary shares	Sale	4,329	3.8585
Ordinary shares	Sale	3,625	3.8590
Ordinary shares	Sale	1,300	3.8595
Ordinary shares	Sale	19,913	3.8600
Ordinary shares	Sale	3,600	3.8605
Ordinary shares	Sale	7,556	3.8610
Ordinary shares	Sale	5,012	3.8615
Ordinary shares	Sale	9,619	3.8620
Ordinary shares	Sale	8,582	3.8625
Ordinary shares	Sale	4,526	3.8630
Ordinary shares	Sale	106,426	3.8633
Ordinary shares	Sale	1,291	3.8635
Ordinary shares	Sale	1,600	3.8640
Ordinary shares	Sale	7,857	3.8645
Ordinary shares	Sale	1,101	3.8650
Ordinary shares	Sale	1,700	3.8655
Ordinary shares	Sale	2,090	3.8660
Ordinary shares	Sale	1,047	3.8665
Ordinary shares	Sale	2,847	3.8670
Ordinary shares	Sale	1,891	3.8675
Ordinary shares	Sale	2,171	3.8680
Ordinary shares	Sale	9,345	3.8685
Ordinary shares	Sale	3,175	3.8690
Ordinary shares	Sale	11,554	3.8700
Ordinary shares	Sale	3,937	3.8705
Ordinary shares	Sale	1,164	3.8710
Ordinary shares	Sale	9,429	3.8715
Ordinary shares	Sale	1,843	3.8720
Ordinary shares	Sale	3,806	3.8725
Ordinary shares	Sale	901	3.8730
Ordinary shares	Sale	800	3.8735
Ordinary shares	Sale	7,019	3.8740
Ordinary shares	Sale	2,590	3.8745
Ordinary shares	Sale	500	3.8750
Ordinary shares	Sale	1,395	3.8755
Ordinary shares	Sale	517	3.8760
Ordinary shares	Sale	1,117	3.8765
Ordinary shares	Sale	1,364	3.8780
Ordinary shares	Sale	4,110	3.8790
Ordinary shares	Sale	307	3.8800
Ordinary shares	Sale	400	3.8805
Ordinary shares	Sale	2,090	3.8820
Ordinary shares	Sale	1,136	3.8825
Ordinary shares	Sale	910	3.8830
Ordinary shares	Sale	826	3.8835
Ordinary shares	Sale	4,227	3.8840
Ordinary shares	Sale	66,559	3.8842
Ordinary shares	Sale	2,214	3.8845
Ordinary shares	Sale	1,222	3.8850
Ordinary shares	Sale	3,254	3.8855
Ordinary shares	Sale	3,371	3.8860
Ordinary shares	Sale	5,675	3.8865
Ordinary shares	Sale	756	3.8870
Ordinary shares	Sale	1,791	3.8880
Ordinary shares	Sale	860	3.8885
Ordinary shares	Sale	2,906	3.8890
Ordinary shares	Sale	1,056	3.8900
Ordinary shares	Sale	14,058	3.8905
Ordinary shares	Sale	10,414	3.8915
Ordinary shares	Sale	3,709	3.8918
Ordinary shares	Sale	2,072	3.8920
Ordinary shares	Sale	6,231	3.8925
Ordinary shares	Sale	41,463	3.8930
Ordinary shares	Sale	38,068	3.8935
Ordinary shares	Sale	17,223	3.8938
Ordinary shares	Sale	85,527	3.8940
Ordinary shares	Sale	13,454	3.8945
Ordinary shares	Sale	103,205	3.8950
Ordinary shares	Sale	86,854	3.8955
Ordinary shares	Sale	26,102	3.8960
Ordinary shares	Sale	144,813	3.8965
Ordinary shares	Sale	38,328	3.8970
Ordinary shares	Sale	6,452	3.8975
Ordinary shares	Sale	41,787	3.8980
Ordinary shares	Sale	24,838	3.8985
Ordinary shares	Sale	42,624	3.8990
Ordinary shares	Sale	19,334	3.8995
Ordinary shares	Sale	26,936	3.9000
Ordinary shares	Sale	25,088	3.9005
Ordinary shares	Sale	960,000	3.9007
Ordinary shares	Sale	4,000	3.9008
Ordinary shares	Sale	14,504	3.9010
Ordinary shares	Sale	14,139	3.9015
Ordinary shares	Sale	10,774	3.9020
Ordinary shares	Sale	320,000	3.9022
Ordinary shares	Sale	8,344	3.9025
Ordinary shares	Sale	7,824	3.9030
Ordinary shares	Sale	5,430	3.9035
Ordinary shares	Sale	2,054	3.9040
Ordinary shares	Sale	165,463	3.9045
Ordinary shares	Sale	1,962	3.9045
Ordinary shares	Sale	557	3.9050
Ordinary shares	Sale	29,772	3.9055
Ordinary shares	Sale	6,313	3.9060
Ordinary shares	Sale	2,884	3.9065
Ordinary shares	Sale	8,540	3.9070
Ordinary shares	Sale	5,733	3.9075
Ordinary shares	Sale	2,622	3.9080
Ordinary shares	Sale	10,739	3.9085
Ordinary shares	Sale	11,543	3.9090
Ordinary shares	Sale	4,897	3.9095
Ordinary shares	Sale	27,139	3.9100
Ordinary shares	Sale	11,200	3.9105
Ordinary shares	Sale	9,309	3.9110
Ordinary shares	Sale	3,586	3.9115
Ordinary shares	Sale	15,733	3.9120
Ordinary shares	Sale	3,111	3.9125
Ordinary shares	Sale	3,847	3.9130
Ordinary shares	Sale	822	3.9140
Ordinary shares	Sale	1,638	3.9145
Ordinary shares	Sale	16,307	3.9150
Ordinary shares	Sale	820	3.9155
Ordinary shares	Sale	1,640	3.9160
Ordinary shares	Sale	3,439	3.9165

Total Buy - 2,692,018

Total Sell - 2,944,257

Class of relevant security	Purchase/sale	Number of securities	Price per unit (USD)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary Shares	SWAP	Long	35,300	3.8631
Ordinary Shares	SWAP	Long	341,164	3.8883
Ordinary Shares	SWAP	Short	353,740	3.8882
Ordinary Shares	SWAP	Short	202	3.8988
Ordinary Shares	SWAP	Short	6,660	3.9046

(b)        Derivatives transactions (other than options)

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c)        Options transactions in respect of existing securities

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercising

Class of relevant security	Product description e.g. call option	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	14/01/2013
Contact name:	Kyere Tabiri
Telephone number:	020 7102 1267

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

This information is provided by RNS

The company news service from the London Stock Exchange

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