DGAP Voting Rights Announcement: SURTECO GROUP SE SURTECO GROUP SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-01-11 / 11:53 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. *Notification of Major Holdings* *1. Details of issuer* +------------------------------+--------------------------+ |Name: |SURTECO GROUP SE | +------------------------------+--------------------------+ |Street: |Johan-Viktor-Bausch-Str. 2| +------------------------------+--------------------------+ |Postal code: |86647 | +------------------------------+--------------------------+ |City: |Buttenwiesen | | |Germany | +------------------------------+--------------------------+ |Legal Entity Identifier (LEI):|52990096XE56IELO5P09 | +------------------------------+--------------------------+ *2. Reason for notification* +-+------------------------------------------------------------+ | |Acquisition/disposal of shares with voting rights | +-+------------------------------------------------------------+ | |Acquisition/disposal of instruments | +-+------------------------------------------------------------+ | |Change of breakdown of voting rights | +-+------------------------------------------------------------+ |X|Other reason: | | |Partial termination of a pool contract and thus a change in | | |the allocation of voting rights. | +-+------------------------------------------------------------+ *3. Details of person subject to the notification obligation* +---------------------------------------------------+ |Natural person (first name, surname): Oliver Bausch| |Date of birth: 02 Jul 1962 | +---------------------------------------------------+ *4. Names of shareholder(s)* holding directly 3% or more voting rights, if different from 3. +--------------------------------------------------------------+ |Claus Linnemann, Christa Linnemann, Katrin Schlautmann, | |Christian Schlautmann, Th. Bausch GmbH & Co. Vermögensanlage | |KG | +--------------------------------------------------------------+ *5. Date on which threshold was crossed or reached:* +-----------+ |31 Dec 2020| +-----------+ *6. Total positions* +-------------+-----------+-----------+----------+-------------+ | |% of voting|% of voting| Total of| Total number| | | rights| rights| both in %| of voting| | |attached to| through| (7.a. +| rights| | | shares|instruments| 7.b.)| pursuant to| | | (total of| (total of| | Sec. 41 WpHG| | | 7.a.)| 7.b.1 +| | | | | | 7.b.2)| | | +-------------+-----------+-----------+----------+-------------+ |New | 20.14 %| 0.00 %| 20.14 %| 15505731| +-------------+-----------+-----------+----------+-------------+ |Previous | 39.96 %| n/a %| n/a %| /| |notification | | | | | +-------------+-----------+-----------+----------+-------------+ *7. Details on total positions* *a. Voting rights attached to shares (Sec. 33, 34 WpHG)* +------------+-----------+------------+-----------+------------+ |ISIN | Absolute | In % | +------------+-----------+------------+-----------+------------+ | | Direct| Indirect| Direct| Indirect| | | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34| | | WpHG)| WpHG)| WpHG)| WpHG)| +------------+-----------+------------+-----------+------------+ |DE0005176903| 108294| 3014640| 0.70 %| 19.44 %| +------------+-----------+------------+-----------+------------+ |*Total* | 3122934 | 20.14 % | +------------+-----------+------------+-----------+------------+ *b.1. Instruments according to Sec. 38 (1) no. 1 WpHG* +---------+---------------+------------+-----------+-----------+ |Type of |Expiration or |Exercise or | Voting| Voting| |instrumen|maturity date |conversion | rights|rights in %| |t | |period | absolute| | +---------+---------------+------------+-----------+-----------+ | | | | 0| 0.00 %| +---------+---------------+------------+-----------+-----------+ | | |*Total* | 0| 0.00 %| +---------+---------------+------------+-----------+-----------+ *b.2. Instruments according to Sec. 38 (1) no. 2 WpHG* +-------+------------+-----------+---------+---------+---------+ |Type of|Expiration |Exercise or|Cash or | Voting| Voting| |instrum|or maturity |conversion |physical | rights|rights in| |ent |date |period |settlemen| absolute| %| | | | |t | | | +-------+------------+-----------+---------+---------+---------+ | | | | | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ | | | |*Total* | 0| 0.00 %| +-------+------------+-----------+---------+---------+---------+ *8. Information in relation to the person subject to the notification obligation* +-+------------------------------------------------------------+ | |Person subject to the notification obligation is not | | |controlled nor does it control any other undertaking(s) that| | |directly or indirectly hold(s) an interest in the | | |(underlying) issuer (1.). | +-+------------------------------------------------------------+ |X|Full chain of controlled undertakings starting with the | | |ultimate controlling natural person or legal entity: | +-+------------------------------------------------------------+ +-----------------+---------------+-----------+----------------+ |Name | % of voting|% of voting| Total of both| | | rights (if at| rights| (if at least 5%| | | least 3% or| through| or more)| | | more)|instruments| | | | | (if at| | | | |least 5% or| | | | | more)| | +-----------------+---------------+-----------+----------------+ |Oliver Bausch | 20.14 %| %| 20.14 %| +-----------------+---------------+-----------+----------------+ |J.V. Bausch GmbH | %| %| %| +-----------------+---------------+-----------+----------------+ |J.V. Bausch GmbH | 19.73 %| %| 19.73 %| |& Co. | | | | |Vermögensverwaltu| | | | |ngs KG | | | | +-----------------+---------------+-----------+----------------+ *9. In case of proxy voting according to Sec. 34 para. 3 WpHG* (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: +------------------------+-----------------------+-------------+ | Proportion of voting| Proportion of|Total of both| | rights| instruments| | +------------------------+-----------------------+-------------+ | %| %| %| +------------------------+-----------------------+-------------+ *10. Other explanatory remarks:* ++ || ++ Date +-----------+ |07 Jan 2021| +-----------+ 2021-01-11 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de Language: English Company: SURTECO GROUP SE Johan-Viktor-Bausch-Str. 2 86647 Buttenwiesen Germany Internet: www.surteco-group.com End of News DGAP News Service 1159702 2021-01-11
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January 11, 2021 05:53 ET (10:53 GMT)