Item 5.07 Submission of Matters to a Vote of Security Holders

On June 14, 2023, SoFi Technologies, Inc. (the "Company") held its 2023 annual meeting of stockholders (the "Annual Meeting"). At the Annual Meeting, the stockholders voted on the following proposals, each of which is described in more detail in the Company's definitive proxy statement filed with the U.S. Securities and Exchange Commission on April 28, 2023.

1.To elect eleven nominees currently serving as members of the Company's Board of Directors ("Board") to serve on the Board for a one-year term expiring at the 2024 annual meeting of stockholders.

2.To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers.

3.To ratify the selection of Deloitte & Touche LLP by the Audit Committee of the Board as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023.

4.To approve an Amendment to the Company's Certificate of Incorporation to give the Board discretionary authority to effect a reverse stock split.

Holders of shares of common stock, par value $0.0001 per share, and redeemable preferred stock, par value $0.0000025 per share, as of the close of business on April 18, 2023 were each entitled to one vote per share and voted together as a single class on each of the proposals. The number of votes cast with respect to each matter voted upon are set forth below.

1.Election of Directors



Nominee                 For         Withheld     Broker Non-Votes
Anthony Noto        318,815,260    5,679,629       279,232,093
Tom Hutton          312,526,049    11,968,840      279,232,093
Steven Freiberg     301,706,444    22,788,445      279,232,093
Ahmed Al-Hammadi    313,744,362    10,750,527      279,232,093
Ruzwana Bashir      312,127,799    12,367,090      279,232,093
Michael Bingle      313,655,777    10,839,112      279,232,093
Richard Costolo     311,947,664    12,547,225      279,232,093
John Hele           316,468,533    8,026,356       279,232,093
Clara Liang         312,833,114    11,661,775      279,232,093
Harvey Schwartz     315,592,530    8,902,359       279,232,093
Magdalena Ye?il     281,149,076    43,345,813      279,232,093

Based on the votes set forth above, each director nominee was duly elected to serve until the Company's annual meeting of stockholders in 2024 and until the election and qualification of his or her successor, or until his or her earlier death, resignation, or removal.

2. Non-Binding Advisory Vote on Executive Compensation

For Against Abstain

240,886,420 78,502,818 5,105,651

Based on the votes set forth above, the stockholders approved, on a non-binding advisory basis, the Company's executive compensation.


                                       1

--------------------------------------------------------------------------------

3. Ratification of the Appointment of Deloitte & Touche LLP

For Against Abstain

595,503,864 4,518,419 3,704,699

Based on the votes set forth above, the stockholders ratified the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023.

4. Approval of an Amendment to the Company's Certificate of Incorporation to Grant the Board the Discretionary Authority to Effect a Reverse Stock Split

For Against Abstain

433,761,212 165,284,577 4,681,193

Based on the votes set forth above, the stockholders did not approve an amendment to the Company's Certificate of Incorporation to give the Board discretionary authority to effect a reverse stock split.

No other matters were submitted for stockholder action at the Annual Meeting.


                                       2

--------------------------------------------------------------------------------

© Edgar Online, source Glimpses