Item 8.01. Other Events.
On February 23, 2023, Blake D. Moret, Chairman, President and Chief Executive
Officer of Rockwell Automation, Inc., entered into a Rule 10b5-1 trading plan
with respect to (i) shares of restricted stock units vesting on December 7, 2023
and December 9, 2023, and restricted stock and performance share units vesting
on December 10, 2023, (ii) 23,600 shares of common stock issuable upon exercise
of stock options awarded to Mr. Moret in 2014, and a total of 1,700 shares of
common stock issuable upon exercise of incentive stock options awarded to
Mr. Moret in 2013 and 2014, and (iii) 4,855 long shares held in Mr. Moret's
personal brokerage account. The trading plan becomes effective on May 15, 2023.
Mr. Moret entered into the plan to sell shares of common stock issuable upon
vesting of restricted stock units and performance shares to cover taxes due on
vesting and as part of his tax and financial planning strategy to diversify and
liquidate nearly expiring options.
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