Item 5.07 Submission of Matters to a Vote of Security Holders

The Annual Meeting of Shareholders of Prudential Financial, Inc. (the "Company") was held on May 11, 2021. Shareholders voted as follows on the matters presented for a vote.

1. The nominees for election to the Board of Directors were elected, each for a one-year term, based upon the following votes:





                                                                             Broker
Nominee                     For            Against          Abstain        Non-Votes
Thomas J. Baltimore      163,831,951       67,274,748       1,964,121       47,511,118
Gilbert F. Casellas      217,477,619       13,593,743       1,999,458       47,511,118
Robert M. Falzon         225,598,994        5,610,479       1,861,347       47,511,118
Martina Hund-Mejean      227,113,216        4,222,745       1,743,859       47,511,118
Wendy E. Jones           229,519,064        1,778,487       1,773,269       47,511,118
Karl J. Krapek           217,443,362       13,611,710       2,015,748       47,511,118
Peter R. Lighte          227,035,343        4,105,549       1,929,928       47,511,118
Charles F. Lowrey        210,942,901       19,630,807       2,497,112       47,511,118
George Paz               228,685,841        2,444,533       1,940,446       47,511,118
Sandra Pianalto          227,198,102        4,134,336       1,738,382       47,511,118
Christine A. Poon        209,911,820       21,341,045       1,817,955       47,511,118
Douglas A. Scovanner     228,190,332        2,756,753       2,123,735       47,511,118
Michael A. Todman        223,890,308        7,304,669       1,875,843       47,511,118

2. The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm was approved based upon the following votes:

Votes for approval: 266,747,211

Votes against: 12,316,133

Abstentions: 1,518,594

There were no broker non-votes for this item.

3. The proposal to approve, on an advisory basis, the compensation of the Company's named executive officers was approved based upon the following votes:

Votes for approval: 211,949,327



Votes against: 18,275,677

Abstentions: 2,845,816

Broker non-votes: 47,511,118

4. The proposal to approve the Prudential Financial, Inc. 2021 Omnibus Incentive Plan was approved based upon the following votes:

Votes for approval: 217,087,463



Votes against: 13,893,175

Abstentions: 2,090,182

Broker non-votes: 47,511,118

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5. The shareholder proposal regarding an independent Board Chairman was not approved based on the following votes:

Votes for approval: 87,979,798



Votes against: 142,787,080

Abstentions: 2,303,942

Broker non-votes: 47,511,118

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