Form 603

Corporatlons Act 2001

Section 671B

Notice of initial substantial holder

603 page 1/3 15 July 2001

To Company Name/Scheme Northern Mlning Limited

ACN/ARSN 113 654 220

1. Detalls of substantialholder (1)

Name

ACN/ARSN (if applicable)

Wing Yan Chan

N/A

The holder became a substantial holder on 15/8/2013

2. Detalls of votlng power

The total number of votes attached to ali the voting shares in the company or votlng lnterests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

3. Detalls of relevant lnterests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a

.-----------------------.-----------------------.------------- ---------.

Holder of relevant interest Nature of relevant interest (7) Class and number of securities

Wing Yan Chan

Registered holder and relevant interest under section 608(8) of the Corporations Act 2001 (Cth).

27,461,898 fully paid ordinary shares

4. Details of present registered holders

The persons registered as holders of the securltles referred to in paragraph 3 above are as follows:

Holder of relevant interest

Registered holder of

securities

Person entitled lo be registered as holder (B)

Ciass and number of securities

Wing Yan Chan

Wing Yan Chan

Wing Yan Chan

27,461,898 fully paid rdinary shares

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior lo the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest

Date of acquisition

Consideration (9)

Class and number ofsecurities

Cash l Non-cash

Wing Yan Chan

15 August 2013

0.6 cents N/A

27,461,898 fully paid ordlnary shares

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603 page 3/3 15 July 2001
6. Assoclates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (lf applicable)

Nature of associatlon

7. Addresses

The addresses of persons named In this form are as follows:

Name

Address

Wing Yan C

han

19 Shelford Road

Unit 04-05 288408

SINGAPORE SGP

Signature

print name Wing Yan Chan capacity
sign here
date 19/8/2013
DIRECTIONS
(1) lf there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporalions, or the manager and lrustee of an equity trust), the names could be included in an annexure to the form. lf lhe relevant inlerests of a group of persons are essentially similar, they may be referred lo lhroughout the forrn as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2) See the definilion of "associate" in section 9 of the Corporations Acl2001.
(3) See the definitlon of "relevant interest• in sections 608 and 6718(7) of the Corporations Acl2001. (4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to ali the voting shares In the company or voting interests in the schema (if any) that the person or an associate has a
relevant interest in.
(6) The person's votes divided by the total votes In the body corporale or scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. lf subsection 6718(4) applies, a copy of any document setting aut the terrns of any relevant agreement, and a statement by the person giving full and accurate details of any contraci, schema or arrangement, musiaccompany this forrn, together with a written statement certifying thls contraci, scheme or arrangement; and
(b) any qualification of the power of a person to exerclse,contrai the exercise of, or influence the exercise of, the voting powers or disposal of the securltles to which the relevanlinterest relates (indicating clearly the particular securities lo which the qualification applies).
See the definitlon of "relevanlagreement" in section 9 of the Corporations Acl2001.
(8) lf the substantial holder is unable to determina the identity of the person (eg. if the relevant interest arises because of an option) write "unknown.'"
(9) Details of the consideration musiinclude any and ali benefits, moneys and other, that any person from whom a relevant lnterest was acqulred has, or may, become entitled to receive in relation to that acquisition. Details musibe included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantlal holder or its associate in relation to the acquisitions, even lfthey are not paid directly to the person from whom the relevant interest was acquired.

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