[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or
Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person * HYMAN DAVID A | 2. Issuer Name and Ticker or Trading Symbol NETFLIX INC [ NFLX ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) General Counsel | ||||||||||
(Last) (First) (Middle) 100 WINCHESTER CIRCLE | 3. Date of Earliest Transaction (MM/DD/YYYY) 7/19/2018 | |||||||||||
(Street) LOS GATOS, CA 95032 (City) (State) (Zip) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person | ||||||||||
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||||
Code | V | Amount | (A) or (D) | Price | ||||||||
Common Stock | 7/19/2018 | M | 12285 (1) | A | $16.2814 | 43895 | D | |||||
Common Stock | 7/19/2018 | S | 12285 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 1750 (1) | A | $28.5914 | 33360 | D | |||||
Common Stock | 7/19/2018 | S | 1750 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 2093 (1) | A | $23.91 | 33703 | D | |||||
Common Stock | 7/19/2018 | S | 2093 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 2261 (1) | A | $22.0943 | 33871 | D | |||||
Common Stock | 7/19/2018 | S | 2261 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 2597 (1) | A | $19.2729 | 34207 | D | |||||
Common Stock | 7/19/2018 | S | 2597 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 3437 (1) | A | $14.5543 | 35047 | D | |||||
Common Stock | 7/19/2018 | S | 3437 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 3192 (1) | A | $15.6657 | 34802 | D | |||||
Common Stock | 7/19/2018 | S | 3192 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 3262 (1) | A | $15.3271 | 34872 | D | |||||
Common Stock | 7/19/2018 | S | 3262 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 3430 (1) | A | $14.57 | 35040 | D | |||||
Common Stock | 7/19/2018 | S | 3430 (1) | D | $371.2 | 31610 | D | |||||
Common Stock | 7/19/2018 | M | 4669 (1) | A | $10.7143 | 36279 | D | |||||
Common Stock | 7/19/2018 | S | 4669 (1) | D | $371.2 | 31610 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $10.7143 | 7/19/2018 | M | 4669 (1) | 4/1/2010 | 4/1/2020 | Common Stock | 4669 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $14.5543 | 7/19/2018 | M | 3437 (1) | 8/2/2010 | 8/2/2020 | Common Stock | 3437 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $14.57 | 7/19/2018 | M | 3430 (1) | 5/3/2010 | 5/3/2020 | Common Stock | 3430 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $15.3271 | 7/19/2018 | M | 3262 (1) | 6/1/2010 | 6/1/2020 | Common Stock | 3262 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $15.6657 | 7/19/2018 | M | 3192 (1) | 7/1/2010 | 7/1/2020 | Common Stock | 3192 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $16.2814 | 7/19/2018 | M | 12285 (1) | 4/2/2012 | 4/2/2022 | Common Stock | 12285 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $19.2729 | 7/19/2018 | M | 2597 (1) | 9/1/2010 | 9/1/2020 | Common Stock | 2597 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $22.0943 | 7/19/2018 | M | 2261 (1) | 10/1/2010 | 10/1/2020 | Common Stock | 2261 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $23.91 | 7/19/2018 | M | 2093 (1) | 11/1/2010 | 11/1/2020 | Common Stock | 2093 | $0.0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $28.5914 | 7/19/2018 | M | 1750 (1) | 12/1/2010 | 12/1/2020 | Common Stock | 1750 | $0.0 | 0 | D |
Explanation of Responses:
(1) Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
Reporting Owners
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HYMAN DAVID A 100 WINCHESTER CIRCLE LOS GATOS, CA 95032 | General Counsel |
Signatures
David A. Hyman
7/20/2018
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Netflix Inc. published this content on 20 July 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 20 July 2018 21:27:02 UTC