HSBC HOLDINGS PLC 
Monthly Return of Equity Issuer on Movements in Securities
For the month ended
(dd/mm/yyyy) :31/12/2020
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | HSBC Holdings plc (the "Company") | |
Date Submitted | 7 January 2021 |
I. Movements in Authorised Share Capital
1. Ordinary Shares
(1) Stock code : | 5 | Description : | Ordinary Shares | ||||||||
Par value | Authorised share | ||||||||||
No. of ordinary | (State | capital | |||||||||
shares | currency) | (State currency) | |||||||||
Balance at close of preceding month | N/A | N/A | |||||||||
(Remark 1) | (Remark 1) | ||||||||||
Increase/(decrease) | |||||||||||
Balance at close of the month | N/A | N/A | |||||||||
(Remark 1) | (Remark 1) | ||||||||||
(2) Stock code : | N/A | Description : | |||||||||
Par value | Authorised share | ||||||||||
No. of ordinary | (State | capital | |||||||||
shares | currency) | (State currency) |
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
2. Preference Shares
a) Non-cumulative Preference Shares | ||||||||||||||
Stock code : | N/A | Description : | b) Non-cumulative Series A Sterling Preference Share | |||||||||||
No. of | Par value | Authorised share | ||||||||||||
preference | (State | capital | ||||||||||||
shares | currency) | (State currency) | ||||||||||||
Balance at close of preceding month | N/A | N/A | ||||||||||||
(Remark 1) | (Remark 1) | |||||||||||||
Increase/(decrease) | ||||||||||||||
Balance at close of the month | N/A | N/A | ||||||||||||
(Remark 1) | (Remark 1) | |||||||||||||
3. Other Classes of Shares | ||||||||||||||
Stock code : | N/A | Description : | ||||||||||||
No. of other | Par value | Authorised share | ||||||||||||
classes of | (State | capital | ||||||||||||
shares | currency) | (State currency) | ||||||||||||
Balance at close of preceding month | ||||||||||||||
Increase/(decrease) | ||||||||||||||
Balance at close of the month | ||||||||||||||
Total authorised share capital at the end of the month (State | N/A | |||||||||||||
currency) : | (Remark 1) |
II. Movements in Issued Share Capital | |||||||||
No. of ordinary shares | No of preference | No. of other | |||||||
(1) | (2) | shares | classes of shares | ||||||
Balance at close of | 20,693,516,608 | ||||||||
(US$0.50) | a) 1,450,000 (US$0.01) | ||||||||
preceding month | (Remark 2) | N/A | b) 1 (£0.01) | N/A | |||||
Increase/ (decrease) | 104,492 | ||||||||
during the month | (US$0.50) | N/A | NIL | N/A | |||||
Balance at close of | 20,693,621,100 | ||||||||
(US$0.50) | a) 1,450,000 (US$0.01) | ||||||||
the month | (Remark 2) | N/A | b) 1 (£0.01) | N/A | |||||
III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer) | |||||
No. of new | No. of new | ||||
shares of issuer | shares of | ||||
Particulars of share option | issued during the | issuer which | |||
scheme | Movement during the month | month pursuant | may be | ||
including EGM approval date | thereto | issued | |||
(dd/mm/yyyy) and class of | pursuant | ||||
shares issuable | thereto as at | ||||
close of the | |||||
Granted | Exercised Cancelled | Lapsed | month |
1. HSBC Holdings Executive Share
Option Scheme
( / / | ) | ||||||
Ordinary shares | -- | -- | -- | -- | -- | -- |
(Note 1)
2. HSBC Holdings Savings-Related Share
Option Plans
( / / | ) | ||||||
Ordinary shares | -- | 70,154 | -- | 1,123,855 | 70,154 | 130,952,539 |
(Note 1)
3. HSBC Holdings Group Share Option
Plan
( | / | / | ) | ||||||||||||||||
Ordinary shares | -- | -- | -- | -- | -- | -- | |||||||||||||
(Note 1) | |||||||||||||||||||
4. HSBC Share Plan | |||||||||||||||||||
( | / | / | ) | ||||||||||||||||
Ordinary shares | -- | -- | -- | -- | -- | -- | |||||||||||||
(Note 1) | |||||||||||||||||||
Total A. | (Ordinary shares) | 70,154 | |||||||||||||||||
(Preference shares) | N/A | ||||||||||||||||||
(Other class) | N/A | ||||||||||||||||||
Total funds raised during the month from exercise of options | |||||||||||||||||||
(State currency) | £284,696.01 | ||||||||||||||||||
Warrants to Issue Shares of the Issuer which are to be Listed
No. of new | No. of new | |||||||||||||
shares of | shares of | |||||||||||||
issuer | issuer which | |||||||||||||
issued | may be | |||||||||||||
during the | issued | |||||||||||||
Nominal value | month | pursuant | ||||||||||||
Currency | at close of | Exercised | Nominal value | pursuant | thereto as at | |||||||||
Description of warrants | of nominal | preceding | during the | at close of the | thereto | close of the | ||||||||
(Date of expiry - dd/mm/yyyy) | value | month | month | month | month | |||||||||
1. | N/A | |||||||||||||
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
2.N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
3.N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
4.N/A
( | / | / | ) |
Stock code (if listed) Class of shares issuable (Note 1)
Subscription price EGM approval date (if applicable) (dd/mm/yyyy)
( | / | / | ) | |||
( | / | / | ) | |||
( | / | / | ) | |||
( | / | / | ) |
Total B. (Ordinary shares) (Preference shares)
(Other class)
N/A
N/A
N/A
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HSBC Holdings plc published this content on 07 January 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 07 January 2021 09:39:06 UTC
