SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB Number:

3235-0104

Estimated average burden

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

hours per response:

0.5

or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*

Miller Boise April

2. Date of Event Requiring Statement (Month/Day/Year)

01/06/2020

3. Issuer Name and Ticker or Trading Symbol

Eaton Corp plc[ ETN ]

(Last)

(First)

(Middle)

1000 EATON BLVD

(Street)

CLEVELAND

OH

44122

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

Director

10% Owner

X

Officer (give title below)

Other (specify below)

See Remarks below.

  1. If Amendment, Date of Original Filed (Month/Day/Year)
  2. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person
    Form filed by More than One Reporting Person

(City)(State)(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1. Title of Security (Instr. 4)

2. Amount of Securities Beneficially Owned

3. Ownership Form: Direct

4. Nature of Indirect Beneficial Ownership (Instr. 5)

(Instr. 4)

(D) or Indirect (I) (Instr. 5)

Table II - Derivative Securities Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)

2. Date Exercisable and

3. Title and Amount of Securities Underlying Derivative Security

4. Conversion or

5. Ownership

6. Nature of Indirect Beneficial

Expiration Date

(Instr. 4)

Exercise Price

Form: Direct (D) or

Ownership (Instr. 5)

(Month/Day/Year)

of Derivative

Indirect (I) (Instr. 5)

Security

Amount or

Date

Expiration

Number of

Exercisable

Date

Title

Shares

Explanation of Responses:

Remarks:

Executive Vice President, General Counsel and Secretary of Eaton Corporation, a subsidiary of the Issuer.

No securities are beneficially owned.

/s/ Lizbeth L. Wright, as Attorney-in-Fact

01/08/2020

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

  • Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

POWER OF ATTORNEY

KNOW ALL MEN BY THESE PRESENTS: That the undersigned has made, constituted and appointed, and by this instrument does make, constitute and appoint, each of NI This Power of Attorney shall revoke any Power of Attorney previously executed by the undersigned regarding the filing of Forms 3, 4, 5 or 144 with the Securities This Power of Attorney shall expire on the date the undersigned is no longer required to file Form 3, 4, 5 or 144 reports with the Securities and Exchange Commis IN WITNESS WHEREOF, this Power of Attorney has been signed at Cleveland, Ohio this 8th day of January, 2020.

/s/ April Miller Boise April Miller Boise

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Eaton Corporation plc published this content on 08 January 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 January 2020 19:47:02 UTC