BLOCK LISTING SIX MONTHLY RETURN
Date: 10 January 2014
Name of applicant: Canaccord Genuity Group Inc.
Name of scheme: (a) CSH Replacement ABED share scheme
(b) CSH Replacement LTIP share scheme
(c) Long Term Incentive Plan (LTIP)
Period of return: From: 1 July 2013 To: 31 December 2013
Balance of unallotted securities under (a) 476,592 common shares
scheme(s):
(b) 460,145 common shares
(c) 753,901 common shares
Plus: The amount by which the block (a) 0
scheme(s) has been increased since the
date of the last return (if any increase (b) 0
has been applied for):
(c) 0
Less: Number of securities issued/ (a) (30,658)
allotted under scheme(s) during period
(see LR3.5.7G): (b) (39,398)
(c) (727,221)
Equals: Balance under scheme(s) not yet (a) 445,934
issued/allotted at end of period:
(b) 420,747
(c) 26,680
Name of contact: Martin L. MacLachlan, Corporate Secretary
Telephone number of contact: +1 (416) 867-6078