603 Page 1 of 5
Form 603 | |||||
Corporations Act 2001 Section | |||||
671B | |||||
Notice of initial substantial holder | |||||
To CompanyName/Scheme | BHP Group Ltd | ||||
ACN/ARSN/ABN | 49 004 028 077 | ||||
1. Details of substantial holder (1) | |||||
Name | JPMorgan Chase & Co. and its affiliates | ||||
onlyACN/ARSN (if applicable) | |||||
NA |
use | ||||
Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) | |
personal | ||||
Ordinary | 155,590,341 | 155,590,341 | 5.27% | |
The holder became a substantial holder on 19/1/2022
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate
(2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | ||||
JPMORGAN TRUST CO.OF DELAWARE | In its capacity as investment manager or in various other related | 2,958 | ||||
capacities | (Ordinary) | |||||
JPMORGAN CHASE BANK,N.A | Securities on Loan as Agent Lender | 50,716,322 | ||||
(Ordinary) | ||||||
JPMORGAN CHASE BANK, N.A. | In its capacity as investment manager or in various other related | 2,832,106 | ||||
capacities | (Ordinary) | |||||
JPMORGAN CHASE BANK, N.A. | Purchase and sales of securities in its capacity as | 102 | ||||
Principal/Proprietary | (Ordinary) | |||||
JPMORGAN ASSET MANAGEMENT (UK) | In its capacity as investment manager or in various other related | 1,178,232 | ||||
LIMITED | capacities | (Ordinary) | ||||
JPMORGAN ASSET MANAGEMENT | In its capacity as investment manager or in various other related | 15,750 | ||||
(TAIWAN) LIMITED | capacities | (Ordinary) | ||||
JPMORGAN ASSET MANAGEMENT | In its capacity as investment manager or in various other related | 144,800 | ||||
(JAPAN) LIMITED | capacities | (Ordinary) | ||||
JPMORGAN ASSET MANAGEMENT (ASIA | In its capacity as investment manager or in various other related | 2,607,022 | ||||
PACIFIC) LIMITED | capacities | (Ordinary) | ||||
For | J.P. MORGAN SECURITIES PLC | Holder of securities subject to an obligation to return under a | 46,891,172 | |||
securities lending agreement | (Ordinary) | |||||
J.P. MORGAN SECURITIES PLC | Purchase and sales of securities in its capacity as | 1,922,611 | ||||
Principal/Proprietary | (Ordinary) | |||||
J.P. MORGAN SECURITIES LLC | Rehypothecation of client securities under a Prime Brokerage | 2,152,713 | ||||
Agreement | (Ordinary) | |||||
J.P. MORGAN SECURITIES LLC | Holder of securities subject to an obligation to return under a | 13,970,983 | ||||
securities lending agreement | (Ordinary) | |||||
J.P. MORGAN SECURITIES LLC | In its capacity as investment manager or in various other related | 5,052 | ||||
capacities | (Ordinary) | |||||
J.P. MORGAN SECURITIES LLC | Purchase and sales of securities in its capacity as | 1,382,837 | ||||
Principal/Proprietary | (Ordinary) | |||||
J.P. MORGAN SECURITIES AUSTRALIA | Holder of securities subject to an obligation to return under a | 10,371,366 | ||||
LIMITED | securities lending agreement | (Ordinary) | ||||
603 Page 2 of 5 | ||||
J.P. MORGAN SECURITIES AUSTRALIA | Purchase and sales of securities in its capacity as | 6,680,883 | ||
LIMITED | Principal/Proprietary | (Ordinary) | ||
J.P. MORGAN INVESTMENT | In its capacity as investment manager or in various other related | 14,479,823 | ||
MANAGEMENT INC. | capacities | (Ordinary) | ||
J.P. MORGAN AG | Purchase and sales of securities in its capacity as | 1,329 | ||
Principal/Proprietary | (Ordinary) | |||
J. P. MORGAN PRIME | Rehypothecation of client securities under a Prime Brokerage | 234,280 | ||
Agreement | (Ordinary) | |||
only | ||||||||
4. Details of present registered holders | ||||||||
The persons registered as holders of the securities referred to in paragraph 3 above are as follows: | ||||||||
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as | Class and number of | |||||
holder (8) | securities | |||||||
JPMORGAN TRUST CO.OF | Not Available | Various Clients and Custodians | 2,958 | |||||
DELAWARE | (Ordinary) | |||||||
use | JPMORGAN CHASE BANK,N.A | JPM Nominees Australia Pty | Various Borrowers under the | 50,716,322 | ||||
Limited | Securities Lending Agreement | (Ordinary) | ||||||
JPMORGAN CHASE BANK, N.A. | JPMorgan Chase Bank - London | Various Clients and Custodians | 2,826,378 | |||||
(Ordinary) | ||||||||
JPMORGAN CHASE BANK, N.A. | JPMORGAN CHASE BANK, N.A. | JPMORGAN CHASE BANK, N.A. | 102 | |||||
(Ordinary) | ||||||||
JPMORGAN CHASE BANK, N.A. | Not Available | Various Clients and Custodians | 5,728 | |||||
(Ordinary) | ||||||||
JPMORGAN ASSET MANAGEMENT | BNP Paribas Securities Serv | Various Clients and Custodians | 16,831 | |||||
(UK) LIMITED | France | (Ordinary) | ||||||
personalJPMORGAN ASSET MANAGEMENT | Bank Of New York Mellon - | 16,000 | ||||||
JPMORGAN ASSET MANAGEMENT | Cibc Mellon Global Securities | Various Clients and Custodians | 238,603 | |||||
(UK) LIMITED | Services Co Toronto | (Ordinary) | ||||||
JPMORGAN ASSET MANAGEMENT | J.P. Morgan Bank Luxembourg | Various Clients and Custodians | 58,270 | |||||
(UK) LIMITED | S.A. | (Ordinary) | ||||||
JPMORGAN ASSET MANAGEMENT | State Street Bank and Trust Co | Various Clients and Custodians | 8,153 | |||||
(UK) LIMITED | HK | (Ordinary) | ||||||
JPMORGAN ASSET MANAGEMENT | State Street Bk & Trt Co (Toronto) | Various Clients and Custodians | 42,616 | |||||
(UK) LIMITED | (Ordinary) | |||||||
JPMORGAN ASSET MANAGEMENT | STATE STREET BANK & TRUST | Various Clients and Custodians | 158,421 | |||||
(UK) LIMITED | COMPANY-TORONTO | (Ordinary) | ||||||
JPMORGAN ASSET MANAGEMENT | Northern Trust Company London | Various Clients and Custodians | 91,171 | |||||
(UK) LIMITED | (Ordinary) | |||||||
JPMORGAN ASSET MANAGEMENT | CIBC Mellon Global Sec Services | Various Clients and Custodians | 564,167 | |||||
(UK) LIMITED | Toronto | (Ordinary) | ||||||
JPMORGAN ASSET MANAGEMENT | JPMorgan Chase Bank - London | Various Clients and Custodians | 15,750 | |||||
(TAIWAN) LIMITED | (Ordinary) | |||||||
JPMORGAN ASSET MANAGEMENT | Northern Trust Co - London | Various Clients and Custodians | 96,000 | |||||
(JAPAN) LIMITED | (Ordinary) | |||||||
JPMORGAN ASSET MANAGEMENT | BNP Paribas (Sydney) | Various Clients and Custodians | 32,800 | |||||
(JAPAN) LIMITED | (Ordinary) | |||||||
(JAPAN) LIMITED | Brussels | Various Clients and Custodians | (Ordinary) | |||||
JPMORGAN ASSET MANAGEMENT | 486,485 | |||||||
For | (ASIA PACIFIC) LIMITED | HSBC Intl Trustee Ltd - HK | Various Clients and Custodians | (Ordinary) | ||||
JPMORGAN ASSET MANAGEMENT | J.P. Morgan Bank Luxembourg | Various Clients and Custodians | 1,102,041 | |||||
(ASIA PACIFIC) LIMITED | S.A. | (Ordinary) | ||||||
JPMORGAN ASSET MANAGEMENT | JPMorgan Chase Bank - London | Various Clients and Custodians | 947,184 | |||||
(ASIA PACIFIC) LIMITED | (Ordinary) | |||||||
JPMORGAN ASSET MANAGEMENT | Brown Brothers Harriman (Boston) | Various Clients and Custodians | 12,998 | |||||
(ASIA PACIFIC) LIMITED | (Ordinary) | |||||||
JPMORGAN ASSET MANAGEMENT | Bank Of New York Mellon SA/NV | Various Clients and Custodians | 58,314 | |||||
(ASIA PACIFIC) LIMITED | Brussels | (Ordinary) | ||||||
J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty | J.P. MORGAN SECURITIES PLC | 1,922,611 | |||||
Limited | (Ordinary) | |||||||
J.P. MORGAN SECURITIES PLC | JPM Nominees Australia Pty | JPM Nominees Australia Pty | 46,891,172 | |||||
Limited | Limited | (Ordinary) | ||||||
J.P. MORGAN SECURITIES LLC | Citi Australia | J.P. MORGAN SECURITIES LLC | 1,382,837 | |||||
(Ordinary) | ||||||||
J.P. MORGAN SECURITIES LLC | Citi Australia | Various Clients and Custodians | 2,152,713 | |||||
(Ordinary) | ||||||||
J.P. MORGAN SECURITIES LLC | Citi Australia | Citi Australia | 13,970,983 | |||||
(Ordinary) | ||||||||
603 Page 3 of 5 | ||||||||
J.P. MORGAN SECURITIES LLC | Not Available | Various Clients and Custodians | 5,052 | |||||
(Ordinary) | ||||||||
J.P. MORGAN SECURITIES | Ecapital Nominees Pty Ltd | Ecapital Nominees Pty Ltd | 10,371,366 | |||||
AUSTRALIA LIMITED | (Ordinary) | |||||||
J.P. MORGAN SECURITIES | Ecapital Nominees Pty Ltd | J.P. MORGAN SECURITIES | 6,680,883 | |||||
AUSTRALIA LIMITED | AUSTRALIA LIMITED | (Ordinary) | ||||||
J.P. MORGAN INVESTMENT | BROWN BROTHERS HARRIMAN | Various Clients and Custodians | 19,665 | |||||
MANAGEMENT INC. | AND CO | (Ordinary) | ||||||
J.P. MORGAN INVESTMENT | BROWN BROTHERS HARRIMAN | Various Clients and Custodians | 19,839 | |||||
MANAGEMENT INC. | TRUSTEE SERVICES | (Ordinary) | ||||||
J.P. MORGAN INVESTMENT | Cibc Mellon Global Securities | Various Clients and Custodians | 37,239 | |||||
MANAGEMENT INC. | Services Co Toronto | (Ordinary) | ||||||
J.P. MORGAN INVESTMENT | J.P. Morgan Bank Luxembourg | Various Clients and Custodians | 49,701 | |||||
MANAGEMENT INC. | S.A. | (Ordinary) | ||||||
J.P. MORGAN INVESTMENT | JPMorgan Chase Bank - London | Various Clients and Custodians | 10,587,951 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | NEXI CAPITAL SPA | Various Clients and Custodians | 2,355 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
only | J.P. MORGAN INVESTMENT | State Street Bank And Trust | Various Clients and Custodians | 3,373 | ||||
MANAGEMENT INC. | Company | (Ordinary) | ||||||
use | J.P. MORGAN INVESTMENT | State Street Bank Luxembourg, | Various Clients and Custodians | 25,720 | ||||
MANAGEMENT INC. | SA | (Ordinary) | ||||||
J.P. MORGAN INVESTMENT | State Street Global Markets, LLC | Various Clients and Custodians | 1,123,922 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | Northern Trust Co - London | Various Clients and Custodians | 179,025 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | Bank Of New York Mellon - | Various Clients and Custodians | 668,442 | |||||
MANAGEMENT INC. | Brussels | (Ordinary) | ||||||
J.P. MORGAN INVESTMENT | Northern Trust Company London | Various Clients and Custodians | 82,730 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | Bank Of New York Mellon SA/NV | Various Clients and Custodians | 1,025,214 | |||||
MANAGEMENT INC. | Brussels | (Ordinary) | ||||||
personal | J.P. MORGAN INVESTMENT | Charles Schwab | Various Clients and Custodians | 32,658 | ||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | UBS | Various Clients and Custodians | 60,098 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | LPL Financial Services | Various Clients and Custodians | 2,914 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | J.P. Morgan Advisors | Various Clients and Custodians | 7,652 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | Wells Fargo Advisors | Various Clients and Custodians | 2,027 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | Lockwood Advisors | Various Clients and Custodians | 1,304 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | Not Available | Various Clients and Custodians | 244,461 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | Wells Fargo Bank | Various Clients and Custodians | 5,948 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | NATWEST MARKETS N.V. | Various Clients and Custodians | 243,113 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN INVESTMENT | JPMorgan Chase Bank - New York | Various Clients and Custodians | 54,472 | |||||
MANAGEMENT INC. | (Ordinary) | |||||||
J.P. MORGAN AG | JPM Nominees Australia Pty | J.P. MORGAN AG | 1,329 | |||||
Limited | (Ordinary) | |||||||
For | J. P. MORGAN PRIME | Citi Australia | Various Clients and Custodians | 234,280 | ||||
(Ordinary) | ||||||||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
Holder of relevant | Date of acquisition | Consideration (9) | Class and number of securities | ||
interest | |||||
See Appendix | Cash | Non-cash | |||
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) | Nature of association | ||
For personal use only
603 Page 4 of 5 | |||||
JPMORGAN TRUST CO.OF DELAWARE | Subsidiary of JPMorgan Chase & Co. | ||||
J.P. MORGAN AG | Subsidiary of JPMorgan Chase & Co. | ||||
J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. | ||||
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Subsidiary of JPMorgan Chase & Co. | ||||
JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED | Subsidiary of JPMorgan Chase & Co. | ||||
J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. | ||||
JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED | Subsidiary of JPMorgan Chase & Co. | ||||
J.P. MORGAN INVESTMENT MANAGEMENT INC. | Subsidiary of JPMorgan Chase & Co. | ||||
JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Subsidiary of JPMorgan Chase & Co. | ||||
JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED | Subsidiary of JPMorgan Chase & Co. | ||||
JPMORGAN CHASE BANK, N.A. | Subsidiary of JPMorgan Chase & Co. | ||||
J. P. MORGAN PRIME | Subsidiary of JPMorgan Chase & Co. | ||||
7. Addresses | |||||
The addresses of persons named in this form are as follows: | |||||
Name | Address | ||||
JPMorgan Chase & Co. | 383 Madison Avenue, New York, New York, NY, 10179, United States | ||||
JPMORGAN TRUST CO.OF DELAWARE | 500 Stanton Christiana Road, Newark, New Castle, DE, 19713-2107, | ||||
United States" | |||||
JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States | ||||
JPMORGAN ASSET MANAGEMENT (UK) | 60 Victoria Embankment, London, EC4Y0JP, England | ||||
LIMITED | |||||
JPMORGAN ASSET MANAGEMENT | 20F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, | ||||
(TAIWAN) LIMITED | 110, Taiwan (Province of China)" | ||||
JPMORGAN ASSET MANAGEMENT (JAPAN) | Tokyo Building, 7-3 Marunouchi 2 Chome,Chiyoda-ku, Tokyo, 100 6432, | ||||
LIMITED | Japan | ||||
JPMORGAN ASSET MANAGEMENT (ASIA | 21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong | ||||
PACIFIC) LIMITED | Kong, Hong Kong | ||||
J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England | ||||
J.P. MORGAN SECURITIES LLC | 383 Madison Ave., New York, New York, NY, 10179, United States | ||||
J.P. MORGAN SECURITIES AUSTRALIA | LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NS, NSW 2000, | ||||
LIMITED | Australia | ||||
J.P. MORGAN INVESTMENT MANAGEMENT | 383 Madison Avenue, New York, New York, NY, 10179, United States | ||||
INC. | |||||
J.P. MORGAN AG | TaunusTurm, Taunustor 1, Frankfurt am Main, Frankfurt, 60310, Germany | ||||
J. P. MORGAN PRIME | 383 Madison Avenue, New York, New York, NY, 10179, United States | ||||
Signature
print name | Vasim Pathan | Capacity | Compliance Officer | |
sign here | ||||
date | 22/01/2022 | |||
603 Page 5 of 5
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001.
only(3)
(4)
(5)
(6)
(7)
use (8)
personal(9) For
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
The voting shares of a company constitute one class unless divided into separate classes.
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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BHP Group Limited published this content on 23 January 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 January 2022 21:13:01 UTC.