Appendix 3B New issue announcement
Appendix 3B
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98, 01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05, 01/08/12, 04/03/13
Name of entity
Australian Vintage Limited
ABN
78 052 179 932
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enough space).
1
2
+Class of +securities issued or to be issued
Number of +securities issued or to be issued (if known) or maximum number which may be issued
N/A
N/A
3 | Principal terms of the | N/A |
+securities (e.g. if options, | ||
exercise price and expiry date; if | ||
partly paid +securities, the | ||
amount outstanding and due | ||
dates for payment; if | ||
+convertible securities, the | ||
conversion price and dates for | ||
conversion) |
+ See chapter 19 for defined terms.
04/03/2013 | Appendix 3B Page 1 |
-
Do the +securities rank equally in all respects from the +issue date with an existing +class of quoted +securities?
If the additional +securities do not rank equally, please state: - the date from which they do
- the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment
- the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment
- Issue price or consideration
-
Purpose of the issue
(If issued as consideration for the acquisition of assets, clearly identify those assets)
6a | Is the entity an +eligible entity |
that has obtained security | |
holder approval under rule 7.1A? | |
If Yes, complete sections 6b - 6h | |
in relation to the +securities the | |
subject of this Appendix 3B, and | |
comply with section 6i | |
6b | The date the security holder |
resolution under rule 7.1A was | |
passed |
N/A
N/A
Cancellation of 1,651,336 unquoted performance rights (AVGAS).
Cancellation of 4,472,600 unquoted options (AVGAR).
N/A
N/A
6c | Number of +securities issued | N/A | |
without security holder approval | |||
under rule 7.1 | |||
6d | Number of +securities issued | ||
N/A | |||
with security holder approval | |||
under rule 7.1A | |||
+ See chapter 19 for defined terms. | |||
Appendix 3B Page 2 | 04/03/2013 |
6e | Number of +securities issued | N/A |
with security holder approval | ||
under rule 7.3, or another | ||
specific security holder approval | ||
(specify date of meeting) | ||
6f
6g
6h
Number of +securities issued under an exception in rule 7.2
If +securities issued under rule 7.1A, was issue price at least 75% of 15 day VWAP as calculated under rule 7.1A.3? Include the
+issue date and both values. Include the source of the VWAP calculation.
If +securities were issued under rule 7.1A for non-cash consideration, state date on which valuation of consideration was released to ASX Market Announcements
N/A
N/A
N/A
6i | Calculate the entity's remaining | N/A |
issue capacity under rule 7.1 and | ||
rule 7.1A - complete Annexure 1 | ||
and release to ASX Market | ||
Announcements | ||
7 | +Issue dates | |
N/A | ||
Note: The issue date may be prescribed by | ||
ASX (refer to the definition of issue date in | ||
rule 19.12). For example, the issue date for a | ||
pro rata entitlement issue must comply with | ||
the applicable timetable in Appendix 7A. | ||
Cross reference: item 33 of Appendix 3B. |
8 Number and +class of all
+securities quoted on ASX (including the +securities in section 2 if applicable)
280,708,071 Ordinary
+ See chapter 19 for defined terms.
04/03/2013 | Appendix 3B Page 3 |
Number and +class of all | Number | +Class | |
9 | 2,295,000 | Options (AVGAP) | |
+securities not quoted on ASX | expiring 11/11/2020 | ||
(including the +securities in | |||
section 2 if applicable) | 2,895,400 | Options (AVGAR) | |
Expiring various | |||
dates ex various | |||
prices | |||
10 | Dividend policy (in the case of a | N/A | |
trust, distribution policy) on the | |||
increased capital (interests) | |||
Part 2 - Pro rata issue | |||
11 | Is security holder approval | ||
N/A | |||
required? | |||
12 | Is the issue renounceable or non- | ||
N/A | |||
renounceable? | |||
13 | Ratio in which the +securities | ||
N/A | |||
will be offered | |||
14 | +Class of +securities to which the | ||
N/A | |||
offer relates | |||
15 | +Record date to determine | ||
N/A | |||
entitlements | |||
16 | Will holdings on different | ||
N/A | |||
registers (or subregisters) be | |||
aggregated for calculating | |||
entitlements? |
- Policy for deciding entitlements in relation to fractions
- Names of countries in which the entity has security holders who will not be sent new offer documents
Note: Security holders must be told how their entitlements are to be dealt with.
Cross reference: rule 7.7.
N/A
N/A
19 | Closing date for receipt of | N/A |
acceptances or renunciations |
+ See chapter 19 for defined terms.
Appendix 3B Page 4 | 04/03/2013 |
20 Names of any underwriters | N/A |
21 | Amount of any underwriting fee | N/A |
or commission | ||
22 | Names of any brokers to the | |
N/A | ||
issue | ||
- Fee or commission payable to the broker to the issue
- Amount of any handling fee payable to brokers who lodge acceptances or renunciations on behalf of security holders
N/A
N/A
25 | If the issue is contingent on | N/A |
security holders' approval, the | ||
date of the meeting | ||
26 | Date entitlement and acceptance | |
N/A | ||
form and offer documents will be | ||
sent to persons entitled | ||
27 | If the entity has issued options, | |
N/A | ||
and the terms entitle option | ||
holders to participate on | ||
exercise, the date on which | ||
notices will be sent to option | ||
holders | ||
28 | Date rights trading will begin (if | |
N/A | ||
applicable) | ||
29 | Date rights trading will end (if | |
N/A | ||
applicable) | ||
30 | How do security holders sell | N/A |
their entitlements in full through | ||
a broker? | ||
31 | How do security holders sell part | |
N/A | ||
of their entitlements through a | ||
broker and accept for the | ||
balance? |
+ See chapter 19 for defined terms.
04/03/2013 | Appendix 3B Page 5 |
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Australian Vintage Limited published this content on 29 August 2019 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 29 August 2019 04:30:02 UTC