Item 5.07. Submission of Matters to a Vote of Security Holders.
On
Proposal 1: Asta's stockholders approved the proposal to adopt the Agreement and
Plan of Merger, dated as of
For Against Abstained 6,006,987 22,064 1,057
Proposal 2: In connection with the Special Meeting, Asta also solicited proxies with respect to a proposal to approve one or more adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement. Because there were sufficient votes represented at the time of the Special Meeting to approve the proposal to adopt the Merger Agreement, the proposal to approve one or more adjournments of the Special Meeting was moot.
Item 8.01 Other Events.
On
Cautionary Statement Regarding Forward-Looking Statements
This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, Section 21E of the Securities Exchange Act of 1934 and as that term is defined in the Private Securities Litigation Reform Act of 1995, including, but not limited to, the Company's expectations or predictions of future financial or business performance or conditions. Forward-looking statements are sometimes identified by their use of the terms and phrases such as "estimate," "project," "intend," "forecast," "anticipate," "plan," "planning," "expect," "believe," "will," "will likely," "should," "could," "would," "may" or the negative of such terms and other comparable terminology. These forward-looking statements are subject to numerous assumptions, risks and uncertainties, which change over time, are difficult to predict and are generally beyond the control of the Company. Actual results may differ materially from current projections.
Important factors that may cause actual results to differ materially from the
results discussed in the forward-looking statements or historical experience
include risks and uncertainties, including but not limited to, the ability of
the parties to consummate the Merger? satisfaction of closing conditions to the
consummation of the Merger? the impact of the announcement or the closing of the
Merger on the Company's relationships with its employees, existing customers or
potential future customers; litigation and stockholder claims related to and in
connection with the Merger; and the ability to realize anticipated benefits of
the Merger. Further information on the factors and risks that could affect the
Company's respective businesses, financial conditions and results of operations
are contained in the Company's filings with the
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Item 9.01. Financial Statements and Exhibits.
(d) Exhibits. Exhibit No. Description 99.1 Press Release, datedSeptember 25, 2020 . 3
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