RELEASE, 5 FEBRUARY 2016
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | ANTOFAGASTA PLC | |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | Yes | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | No | |
An event changing the breakdown of voting rights | No | |
Other (please specify): | No | |
3. Full name of person(s) subject to the notification obligation: iii | International Value Advisers, LLC, an investment adviser registered with the US Securities and Exchange Commission. | |
4. Full name of shareholder(s) (if different from 3.):iv | See section 9. | |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 4 February 2016 | |
6. Date on which issuer notified: | 4 February 2016 | |
7. Threshold(s) that is/are crossed or reached: vi,vii | 3% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii,ix | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
GB0000456144 | 35,020,755 | 35,020,755 | 36,005,928 | 28,790,943 | 7,214,985 | 2.428% | 0.608% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix,xx | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
36,005,928 | 3.0363% |
International Value Advisers, LLC ("IVA") is an investment adviser registered with the U.S. Securities and Exchange Commission under the U.S. Investment Advisers Act of 1940. As such, pursuant to advisory contracts, IVA has the power to purchase and sell securities on behalf of its clients and the power to vote for most clients. Persons other than IVA are entitled to receive all dividends from, and proceeds from, the sale of all securities reported hereunder.
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | |
14. Contact name: | Ericia C Gray |
15. Contact telephone number: | +1-646-738-3850 |
Antofagasta plc issued this content on 05 February 2016 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 05 February 2016 10:38:25 UTC
Original Document: http://www.antofagasta.co.uk/~/media/Files/A/Antofagasta/pdf/aplc-tr1-notification-iva-5-feb-16.pdf