Bruce Saxon
General Counsel at ISHARES SILVER BULLION ETF
Network origin in Bruce Saxon first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
TS&W/Claymore Tax-Advantaged Balanced Fund
 TS&W/Claymore Tax-Advantaged Balanced Fund Investment Trusts/Mutual FundsMiscellaneous TS&W/Claymore Tax-Advantaged Balanced Fund is a closed-End Investment Fund/Investment Trust. Its investment objective is to provide a high level of total after-tax return, including attractive tax-advantaged income. The company is headquartered in Lisle, IL.
19
| Extinct | Investment Trusts/Mutual Funds | 19 |
Claymore Dividend & Income Fund
 Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Harris Investment Management, Inc.
 Harris Investment Management, Inc. Investment ManagersFinance Founded in 1973, BMO Asset Management Corp. is a registered investment advisor located in Chicago, Illinois. The firm is a subsidiary of BMO Financial Corp. and their ultimate parent is Bank of Montreal (NYSE: BMO). They were formerly known as Harris Investment Management, Inc. BMO Asset Management provides investment management services to pension, profit sharing, institutional and personal portfolios.
12
| Extinct | Investment Managers | 12 |
Claymore Group, Inc.
 Claymore Group, Inc. Investment ManagersFinance Claymore Group, Inc. provides financial and asset management services. The firm offers investment solutions for financial advisors and their clients. The company was founded in 2004 and is headquartered in Lisle, IL.
8
| Subsidiary | Investment Managers | 8 |
| Mutual Fd-ETF | Investment Trusts/Mutual Funds | 7 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Bruce Saxon via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Nuveen Investments, Inc.
 Nuveen Investments, Inc. Financial ConglomeratesFinance Nuveen Investments, Inc. provides investment management and related services to retail and institutional investors. It offers investment management capabilities across a diversified set of asset classes and investment strategies through its investment management affiliates, including municipal bond, investment grade, global and high-yield bond, floating-rate bank loan, preferred securities, growth equity, value equity, global and international equity, equity income, core equity, equity index, quantitative and enhanced equity, asset allocation, balanced strategies, real asset and commodity. The company was founded by John Nuveen in 1898 and is headquartered in Chicago, IL. | Financial Conglomerates | Corporate Officer/Principal Corporate Officer/Principal | |
First Trust Advisors LP
 First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Investment Managers | Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Charles Schwab Investment Management, Inc.
 Charles Schwab Investment Management, Inc. Investment ManagersFinance Charles Schwab Investment Management, Inc. (CSIM) is a registered investment advisor headquartered in San Francisco, California. The firm was founded in 1989 and is a subsidiary of The Charles Schwab Corp. (NASDAQ: SCHW). CSIM provides investment advice to pooled investment funds such as registered investment companies and non-US funds and to trustees of collective trust funds. They also provide non-discretionary investment management advice to their affiliate, Charles Schwab Bank (CSB). | Investment Managers | Portfolio Manager-Equities Corporate Officer/Principal | |
| ADVENT CONVERTIBLE AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Director/Board Member | |
| WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal Corporate Officer/Principal | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Director of Finance/CFO Corporate Officer/Principal General Counsel Director of Finance/CFO | |
| Claymore Exchange Traded Fund Trust | Investment Trusts/Mutual Funds | Chief Executive Officer Director/Board Member | |
| Claymore Exchange-Traded Fund Trust 2 | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary | |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Director/Board Member Director of Finance/CFO Director/Board Member Director of Finance/CFO Corporate Secretary Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director of Finance/CFO | |
| GUGGENHEIM CREDIT ALLOCATION FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary | |
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Treasurer | |
| University of Pennsylvania | College/University | Masters Business Admin Undergraduate Degree | |
First Trust Portfolios LP
 First Trust Portfolios LP Investment Banks/BrokersFinance Part of AJM Ventures LLC, First Trust Portfolios LP is a financial services company based in Wheaton, IL. The company offers a range of investment products, including unit investment trusts, exchange-traded funds, mutual funds, and closed-end funds. The company's website provides research and commentary on available portfolios, asset allocation, and advanced portfolio searches. The company also offers target outcome investments, variable annuities, and structured investments. First Trust Portfolios is not ranked in any publication lists like the INC 5000. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Nuveen Fund Advisors LLC
 Nuveen Fund Advisors LLC Investment Banks/BrokersFinance Founded in 1989, Nuveen Fund Advisors LLC is a fund distributor Chicago, Illinois. The firm is a subsidiary of Nuveen Investments, Inc. and their ultimate parent is Windy City Investments Holdings LLC. | Investment Banks/Brokers | Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Graduate Degree Undergraduate Degree Masters Business Admin Masters Business Admin | |
| DePaul University | College/University | Masters Business Admin Masters Business Admin | |
| Northern Illinois University | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| Purdue University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Chairman Director of Finance/CFO Director/Board Member Director of Finance/CFO Corporate Secretary General Counsel Director of Finance/CFO | |
PNC Capital Advisors LLC
 PNC Capital Advisors LLC Investment ManagersFinance PNC Capital Advisors LLC (PCA) is a SEC-registered investment advisor headquartered in Baltimore, Maryland. The firm is a wholly-owned direct subsidiary of PNC Bank, NA, which is wholly-owned by The PNC Financial Services Group, Inc. (NYSE: PNC), a financial holding company. The firm was founded in 2009 from the business combination of PNC Capital Advisors, Inc. and Allegiant Asset Management Co. following the acquisition of National City Corp., the parent of Allegiant, by PNC. PCA provides taxable fixed income discretionary investment advisory services to institutional accounts. | Investment Managers | Portfolio Manager-Equities Portfolio Manager-Equities Portfolio Manager-Fixed Income Portfolio Manager-Equities | |
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal General Counsel Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director of Finance/CFO | |
| Nyberg & Cassioppi LLC | Corporate Officer/Principal Corporate Officer/Principal | ||
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | Investment Trusts/Mutual Funds | Director of Finance/CFO Director of Finance/CFO | |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary | |
| Nuveen Investment Advisory Corp. | President Corporate Officer/Principal | ||
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary | |
Momkus Mccluskey Roberts LLC
 Momkus Mccluskey Roberts LLC Miscellaneous Commercial ServicesCommercial Services Momkus Mccluskey Roberts LLC is a law firm. The private company is based in Lisle, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Director of Finance/CFO | |
| BIG BANC SPLIT CORP. | Investment Trusts/Mutual Funds | Director/Board Member Chief Executive Officer | |
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal General Counsel General Counsel Corporate Officer/Principal General Counsel Corporate Officer/Principal Chief Executive Officer President Director of Finance/CFO Portfolio Manager-Equities Corporate Officer/Principal | |
| GUGGENHEIM ACTIVE ALLOCATION FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Corporate Secretary | |
Edward-Elmhurst Healthcare
 Edward-Elmhurst Healthcare Hospital/Nursing ManagementHealth Services Edward-Elmhurst Healthcare is a full-service, regional healthcare provider offering access to complex medical specialties and innovative programming. Edward Hospital's Ninety-eight percent of physicians are board certified. The company is headquartered in Naperville, IL. | Hospital/Nursing Management | Director/Board Member Director/Board Member |
Statistics
International
| United States | 47 |
| Canada | 5 |
Sectoral
| Miscellaneous | 29 |
| Finance | 14 |
| Consumer Services | 6 |
| Commercial Services | 2 |
| Health Services | 2 |
Operational
| Director/Board Member | 172 |
| Corporate Officer/Principal | 154 |
| Independent Dir/Board Member | 74 |
| Treasurer | 59 |
| Director of Finance/CFO | 59 |
Most connected contacts
| Insiders | |
|---|---|
| John Louis Sullivan | 46 |
| Roman Friedrich | 38 |
| Donald P. Swade | 33 |
| Som Seif | 32 |
| Kevin M. Robinson | 32 |
| Ronald Nyberg | 30 |
| Steven Cosler | 29 |
| Richard Crandall | 26 |
| Steve M. Hill | 25 |
| Randall Barnes | 25 |
| Ronald Toupin | 24 |
| Mark Mathiasen | 21 |
| Robert B. Karn | 21 |
| John Thomas Futrell | 20 |
| Bruce Rudolph Albelda | 14 |
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