Va-Q-tec AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
October 14, 2020 at 12:15 pm
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DGAP Voting Rights Announcement: va-Q-tec AG
va-Q-tec AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
14.10.2020 / 18:15
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name:
va-Q-tec AG
Street:
Alfred-Nobel-Straße 33
Postal code:
97080
City:
Würzburg Germany
Legal Entity Identifier (LEI):
529900MHY0HTHX71DO39
2. Reason for notification
X
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
3. Details of person subject to the notification obligation
Legal entity: LGL Holdings Limited City of registered office, country: St. Helier, Jersey
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
13 Oct 2020
6. Total positions
% of voting rights attached to shares (total of 7.a.)
% of voting rights through instruments (total of 7.b.1 + 7.b.2)
Total of both in % (7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New
2.44 %
0.00 %
2.44 %
13,089,502
Previous notification
4.14 %
0.00 %
4.14 %
/
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN
Absolute
In %
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
Direct (Sec. 33 WpHG)
Indirect (Sec. 34 WpHG)
DE0006636681
0
319,576
0.00 %
2.44 %
Total
319,576
2.44 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Voting rights absolute
Voting rights in %
0
0.00 %
Total
0
0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument
Expiration or maturity date
Exercise or conversion period
Cash or physical settlement
Voting rights absolute
Voting rights in %
0
0.00 %
Total
0
0.00 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name
% of voting rights (if at least 3% or more)
% of voting rights through instruments (if at least 5% or more)
Total of both (if at least 5% or more)
LGL Holdings Limited
%
%
%
LGL Trustees Limited
%
%
%
Zouk Holdings Limited
%
%
%
Zouk Ventures Limited
%
%
%
Cleantech II General Partner Limited
%
%
%
CT2 GP LLP
%
%
%
Cleantech II General Partner L.P.
%
%
%
Cleantech Europe II (A) LP
%
%
%
Cleantech Europe II Luxembourg S.à r.l.
%
%
%
---
%
%
%
LGL Holdings Limited
%
%
%
LGL Trustees Limited
%
%
%
Zouk Holdings Limited
%
%
%
Zouk Ventures Limited
%
%
%
Cleantech II General Partner Limited
%
%
%
CT2 GP LLP
%
%
%
Cleantech II General Partner L.P.
%
%
%
Cleantech Europe II (B) LP
%
%
%
Cleantech Europe II Luxembourg S.à r.l.
%
%
%
---
%
%
%
LGL Holdings Limited
%
%
%
LGL Trustees Limited
%
%
%
Zouk Holdings Limited
%
%
%
Zouk Ventures Limited
%
%
%
Zouk Capital LLP
%
%
%
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights
Proportion of instruments
Total of both
%
%
%
10. Other explanatory remarks:
The voting rights are attributed to Zouk Capital LLP in accordance with Sec. 34 para. 1. sent. 1 No. 6 WpHG.
Date
14 Oct 2020
14.10.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
va Q tec AG is a Germany-based company that provides various products and solutions in the field of thermal insulation and TempChain logistics. The Company develops, manufactures and sells, thin vacuum insulation panels (VIPs) and phase change materials (PCMs) for efficient temperature control and insulation, and also produces passive thermal containers and boxes by integrating VIPs and PCMs. It provides insulation solutions for pharmaceutical and biotechnological clinical trials, laboratory devices, hot water storage tanks, ducting systems, electrical equipment, refrigerators and freezers, exterior walls, internal walls, floors, facades, roofs, balconies, winter gardens, passenger and commercial vehicles, aircrafts and ships, among others.