TREK METALS LIMITED Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
TREK METALS LIMITED
ARBN
124 462 826
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Tony Leibowitz |
Date of last notice | 8 January 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | ||||||
Nature of indirect interest | Interest held | by entities | controlled by Mr | Tony | |||
(including registered holder) | Leibowitz: - | Kalonda Pty | Ltd <> | Super | |||
Note: Provide details of the circumstances giving rise to the relevant | Fund A/C> | ||||||
interest. | |||||||
| Kalonda Pty Ltd | |||||||
Date of change | 1) | 5 March 2021 | |||||
2) | 5 March 2021 | ||||||
3) | 10 March 2021 | ||||||
No. of securities held prior to change | 5,361,882 Fully Paid Ordinary Shares | ||||||
Class | 1) | Unlisted share options exercisable at $0.10 | |||||
(expiry 5th March 2023) | |||||||
2) | Class A Performance Rights | ||||||
Class B Performance Rights | |||||||
Class C Performance Rights | |||||||
3) | Fully Paid ordinary shares | ||||||
Number acquired | 1) | 1,500,000 | |||||
2) | 1,000,000 Class A Performance Rights | ||||||
1,000,000 Class B Performance Rights | |||||||
1,000,000 Class C Performance Rights | |||||||
3) | 5,833,333 | ||||||
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Number disposed | - | |
Value/Consideration | 1.) | $55,500 based on Black-Scholes valuation |
Note: If consideration is non-cash, provide details and estimated | 2.) | $188,740 based on Monte Carlo simulation |
valuation | 3.) Cash $350,000 - 6c per share | |
No. of securities held after change | 11,195,215 Fully Paid Ordinary Shares | |
1,500,000 Unlisted share options exercisable at | ||
$0.10 (expiry 5th March 2023) | ||
1,000,000 Class A Performance Rights | ||
1,000,000 Class B Performance Rights | ||
1,000,000 Class C Performance Rights | ||
Nature of change | 1.) Issue of Consideration options | |
Example: on-market trade, off-market trade, exercise of options, issue | 2.) Issue of Performance Rights | |
of securities under dividend reinvestment plan, participation in buy- | 3.) Participation in placement | |
back | ||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts No
detailed above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow NA the trade to proceed during this period?
If prior written clearance was provided, on what NA date was this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity
TREK METALS LIMITED
ARBN
124 462 826
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | John Young |
Date of last notice | 31 August 2020 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect | ||
Nature of indirect interest | Interest held by entities controlled by Mr John | ||
(including registered holder) | Young: | ||
Note: Provide details of the circumstances giving rise to the relevant | |||
interest. | Mr John A Young & Mrs Cheryl K Young <> | ||
Forever Young Family Trust > | |||
Date of change | |||
5 March 2021 | |||
No. of securities held prior to change | 5,030,000 Fully Paid Ordinary Shares | ||
1,875,000 unlisted share options exercisable at | |||
$0.056 (expiry 30 September 2023) | |||
Class | Class A Performance Rights | ||
Class B Performance Rights | |||
Class C Performance Rights | |||
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
Number acquired | 2,000,000 | Class A Performance Rights |
2,000,000 | Class B Performance Rights | |
2,000,000 | Class C Performance Rights | |
Number disposed | - | |
Value/Consideration | $377,960 based on Monte Carlo simulation | |
Note: If consideration is non-cash, provide details and estimated | ||
valuation | ||
No. of securities held after change | 5,030,000 | Fully Paid Ordinary Shares |
1,875,000 | unlisted share options exercisable at | |
$0.056 (expiry 30 September 2023) | ||
2,000,000 | Class A Performance Rights | |
2,000,000 | Class B Performance Rights | |
2,000,000 | Class C Performance Rights | |
Nature of change | Issue of Performance Rights | |
Example: on-market trade, off-market trade, exercise of options, issue | ||
of securities under dividend reinvestment plan, participation in buy- | ||
back | ||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts No
detailed above traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow NA the trade to proceed during this period?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y
Change of Director's Interest Notice
If prior written clearance was provided, on what NA date was this provided?
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3
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Trek Metals Ltd. published this content on 11 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 04 April 2021 12:33:01 UTC.
