DGAP Voting Rights Announcement: thyssenkrupp AG thyssenkrupp AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-01-22 / 08:47 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement. =---------------------------------------------------------------------------------------------------------------------- Notification of Major Holdings 1. Details of issuer Name: thyssenkrupp AG Street: thyssenkrupp Allee 1 Postal code: 45143 City: Essen Germany Legal Entity Identifier (LEI): 549300UDG16DOYUPR330 2. Reason for notification X Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 18 Jan 2021 6. Total positions % of voting rights % of voting rights through Total of attached to shares instruments both in % Total number of voting rights (total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG 7.b.) New 0.46 % 1.83 % 2.29 % 622531741 Previous 3.04 % 1.86 % 4.90 % / notification 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct Indirect Direct Indirect (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) DE0007500001 0 2862599 0.00 % 0.46 % Total 2862599 0.46 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights in date period absolute % Right to recall lent At any time 2285492 0.37 % shares Right of use over shares At any time 7848356 1.26 % Long Call Option 18/06/2021 - 02/03/2022 695500 0.11 % Total 10829348 1.74 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights instrument date period settlement absolute in % Short put 18/06/2021 Physical 549500 0.09 % option Total 549500 0.09 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at % of voting rights through instruments Total of both (if at least 3% or more) (if at least 5% or more) least 5% or more) UBS Group AG % % % UBS AG % % % - % % % UBS Group AG % % % UBS AG % % % UBS Switzerland AG % % % - % % % UBS Group AG % % % UBS AG % % % UBS Americas Holding LLC % % % UBS Americas Inc. % % % UBS Asset Management % % % Trust Company - % % % UBS Group AG % % % UBS AG % % % UBS Americas Holding LLC % % % UBS Americas Inc. % % % UBS Asset Management % % % (Americas) Inc. - % % % UBS Group AG % % % UBS AG % % % UBS Asset Management AG % % % UBS Asset Management % % % Holding (No. 2) Ltd UBS Asset Management % % % Holding Ltd UBS Asset Management (UK) % % % Limited - % % % UBS Group AG % % % UBS AG % % % UBS Asset Management AG % % % UBS Asset Management % % % Holding (No. 2) Ltd UBS Asset Management % % % Holding Ltd UBS Asset Management Life % % % Ltd - % % % UBS Group AG % % % UBS AG % % % UBS Asset Management AG % % % UBS Asset Management % % % (Singapore) Ltd - % % % UBS Group AG % % % UBS AG % % % UBS Asset Management AG % % % UBS Fund Management % % % (Luxembourg) SA - % % % UBS Group AG % % %
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January 22, 2021 02:47 ET (07:47 GMT)