Item 5.02.   Departure of Directors or Certain Officers; Election of Directors;

             Appointment of Certain Officers; Compensatory Arrangements of
             Certain Officers.

(b) Each of D. Blair Baker, Christopher W. Haga, Edward B. Stead and Michael Weinberg have delivered their respective resignations as directors of SWK Holdings Corporation (the "Company") following the conclusion of the special committee's review of the non-binding proposal received from funds managed by Carlson Capital, L.P. ("Carlson Capital") to acquire all shares of the Company not already owned by Carlson Capital. On January 5, 2022, Edward B. Stead delivered his resignation as a director of the Company effective on January 6, 2022. On January 6, 2022, each of D. Blair Baker, Christopher W. Haga and Michael Weinberg delivered their respective resignations as directors of the Company effective at 5:00 p.m. Central time on January 7, 2022. Each of the resigning directors expressed their support for the Company in continuing to build stockholder value. Winston L. Black and Marcus Pennington, the remaining directors of the Company, intend to identify and appoint additional directors as expeditiously as practicable.

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