The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and
complete.
The reader should not assume that the information is accurate and complete.
OMB APPROVAL | |||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB Number: | 3235- | |
Washington, D.C. 20549 | 0006 | ||
FORM 13F | Expires: | Oct 31, | |
2018 | |||
FORM 13F COVER PAGE | |||
Estimated average burden | |||
hours per | 23.8 | ||
response: | |||
Report for the Calendar Year or Quarter Ended: 09-30-2020
Check here if AmendmentAmendment Number: This Amendment (Check only one.): is a restatement.
adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: | StoneX Group Inc. |
Address: | 155 East 44th Street |
Suite 900 | |
New York, NY 10017 | |
Form 13F File | 028-17573 |
Number: | |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: | John Calvano |
Title: | CCO, SA Stone Investment Advisors Inc. |
Phone: | 205-414-3367 |
Signature, Place, and Date of Signing: | ||
John Calvano | Birmingham, AL | 11-12-2020 |
[Signature] | [City, State] | [Date] |
Report Type (Check only one.):
X 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary: | ||
Number of Other Included Managers: | 1 | |
Form 13F | Information Table Entry Total: | 0 |
Form 13F | Information Table Value Total: | 0 |
(thousands) |
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
No. | Form 13F File | Name |
Number |
- 028-17766SA Stone Investment Advisors Inc.
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and
complete.
The reader should not assume that the information is accurate and complete.
OMB APPROVAL | ||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB Number: | 3235- | ||||||
Washington, D.C. 20549 | 0006 | |||||||
FORM 13F | Expires: | Oct 31, | ||||||
2018 | ||||||||
FORM 13F INFORMATION TABLE | ||||||||
Estimated average burden | ||||||||
hours per | 23.8 | |||||||
response: | ||||||||
COLUMN 1 | COLUMN 2 | COLUMN 3 COLUMN COLUMN 5 | COLUMN 6 | COLUMN | COLUMN 8 | |||
4 | 7 |
VALUE | |||
NAME OF ISSUER | TITLE OF | CUSIP | (x$1000) |
CLASS | |||
SHRS | SH/ PUT/ INVESTMENT OTHER | VOTING AUTHORITY |
OR | ||
PRN | PRN CALL DISCRETION MANAGER SOLE SHARED NONE |
AMT | |
ZOOM VIDEO | CL A | 98980L101 | 1,691 |
COMMUNICATIONS IN | |||
WELLS FARGO CO | PERP PFD CNV | 949746804 | 953 |
NEW | A | ||
WELLS FARGO CO | COM | 949746101 | 399 |
NEW | |||
WASTE MGMT INC DEL COM | 94106L109 | 203 | |
WALMART INC | COM | 931142103 | 1,943 |
VISA INC | COM CL A | 92826C839 | 645 |
VIRGIN GALACTIC | COM | 92766K106 | 212 |
HOLDINGS INC | |||
VICTORY PORTFOLIOS | VCSHS INTL | 92647N881 | 415 |
II | HG DV | ||
VICTORY PORTFOLIOS | VCSHS US EQ | 92647N824 | 949 |
II | INCM | ||
VICTORY PORTFOLIOS | VCSHS US | 92647N873 | 351 |
II | SMCP HG | ||
VICTORY PORTFOLIOS | VCSHS US LRG | 92647N865 | 498 |
II | CAP | ||
VERIZON | |||
COMMUNICATIONS | COM | 92343V104 | 1,293 |
INC |
3,596 | SH | DFND | 1 | 0 | 0 | 3,596 |
710 | SH | DFND | 1 | 0 | 0 | 710 |
16,983 | SH | DFND | 1 | 0 | 0 | 16,983 |
1,790 | SH | DFND | 1 | 0 | 0 | 1,790 |
13,884 | SH | DFND | 1 | 0 | 0 | 13,884 |
3,226 | SH | DFND | 1 | 0 | 0 | 3,226 |
11,006 | SH | DFND | 1 | 0 | 0 | 11,006 |
16,072 | SH | DFND | 1 | 0 | 0 | 16,072 |
20,026 | SH | DFND | 1 | 0 | 0 | 20,026 |
9,305 | SH | DFND | 1 | 0 | 0 | 9,305 |
12,306 | SH | DFND | 1 | 0 | 0 | 12,306 |
21,742 | SH | DFND | 1 | 0 | 0 | 21,742 |
VANGUARD WORLD FDS
VANGUARD WORLD FDS
VANGUARD WORLD FDS
VANGUARD WORLD FD
VANGUARD WORLD FD
VANGUARD WHITEHALL FDS
VANGUARD WHITEHALL FDS
VANGUARD TAX- MANAGED INTL FD
INF TECH ETF | 92204A702 | 595 |
HEALTH CAR | 92204A504 | 208 |
ETF | ||
CONSUM STP | 92204A207 | 311 |
ETF | ||
MEGA GRWTH | 921910816 | 606 |
IND | ||
MEGA CAP | 921910873 | 2,009 |
INDEX | ||
HIGH DIV YLD | 921946406 | 5,575 |
INTL HIGH ETF | 921946794 | 2,590 |
FTSE DEV MKT | 921943858 | 408 |
ETF |
1,910 | SH | DFND | 1 | 0 | 0 | 1,910 |
1,022 | SH | DFND | 1 | 0 | 0 | 1,022 |
1,906 | SH | DFND | 1 | 0 | 0 | 1,906 |
3,267 | SH | DFND | 1 | 0 | 0 | 3,267 |
16,757 | SH | DFND | 1 | 0 | 0 | 16,757 |
68,886 | SH | DFND | 1 | 0 | 0 | 68,886 |
49,742 | SH | DFND | 1 | 0 | 0 | 49,742 |
9,974 | SH | DFND | 1 | 0 | 0 | 9,974 |
VANGUARD STAR FDS | VG TL INTL | 921909768 | 515 |
STK F | |||
VANGUARD | DIV APP ETF 921908844 | 3,717 | |
SPECIALIZED FUNDS | |||
VANGUARD | VNG | 92206C664 | 671 |
SCOTTSDALE FDS | RUS2000IDX | ||
VANGUARD | INT-TERM | 92206C870 | 699 |
SCOTTSDALE FDS | CORP | ||
VANGUARD | SHRT TRM | 92206C409 | 470 |
SCOTTSDALE FDS | CORP BD | ||
9,867 | SH | DFND | 1 | 0 | 0 | 9,867 |
28,766 | SH | DFND | 1 | 0 | 0 | 28,766 |
5,545 | SH | DFND | 1 | 0 | 0 | 5,545 |
7,296 | SH | DFND | 1 | 0 | 0 | 7,296 |
5,674 | SH | DFND | 1 | 0 | 0 | 5,674 |
VANGUARD MUN BD | TAX EXEMPT | 922907746 | 848 |
FDS | BD | ||
VANGUARD INTL | FTSE PACIFIC | 922042866 | 226 |
EQUITY INDEX F | ETF | ||
VANGUARD INTL | FTSE EMR MKT | 922042858 | 424 |
EQUITY INDEX F | ETF | ||
VANGUARD INTL | ALLWRLD EX | 922042775 | 1,279 |
EQUITY INDEX F | US | ||
VANGUARD INTL | FTSE EUROPE | 922042874 | 240 |
EQUITY INDEX F | ETF | ||
VANGUARD INDEX | MID CAP ETF | 922908629 | 2,259 |
FDS | |||
VANGUARD INDEX | LARGE CAP | 922908637 | 214 |
FDS | ETF | ||
VANGUARD INDEX | VALUE ETF | 922908744 | 946 |
FDS | |||
VANGUARD INDEX | S&P 500 ETF | 922908363 | 12,646 |
FDS | SHS | ||
VANGUARD INDEX | MCAP GR | 922908538 | 233 |
FDS | IDXVIP | ||
VANGUARD INDEX | TOTAL STK | 922908769 | 3,452 |
FDS | MKT | ||
VANGUARD INDEX | GROWTH ETF | 922908736 | 4,707 |
FDS | |||
VANGUARD INDEX | SMALL CP ETF | 922908751 | 4,150 |
FDS | |||
VANGUARD | INTL BD IDX | 92203J407 | 454 |
CHARLOTTE FDS | ETF | ||
VANGUARD BD INDEX | INTERMED | 921937819 | 1,513 |
FDS | TERM | ||
VANGUARD BD INDEX | TOTAL BND | 921937835 | 7,254 |
FDS | MRKT | ||
VANGUARD BD INDEX | SHORT TRM | 921937827 | 446 |
FDS | BOND | ||
VANECK VECTORS ETF GOLD MINERS | 92189F106 | 382 | |
TR | ETF | ||
VANECK VECTORS ETF MORNINGSTAR | 92189F643 | 1,414 | |
TR | WIDE | ||
VALERO ENERGY | COM | 91913Y100 | 246 |
CORP | |||
UNIVERSAL DISPLAY | COM | 91347P105 | 212 |
CORP | |||
UNITEDHEALTH | COM | 91324P102 | 901 |
GROUP INC | |||
UNITED PARCEL | CL B | 911312106 | 688 |
SERVICE INC | |||
UNION PAC CORP | COM | 907818108 | 268 |
TRINSEO S A | SHS | L9340P101 | 604 |
TIMOTHY PLAN | US LRGMD CP | 887432359 | 592 |
CORE | |||
TIMOTHY PLAN | HIG DV STK | 887432326 | 524 |
ETF | |||
THERMO FISHER | COM | 883556102 | 261 |
SCIENTIFIC INC | |||
THERATECHNOLOGIES | COM | 88338H100 | 31 |
INC | |||
TEXAS INSTRS INC | COM | 882508104 | 246 |
TESLA INC | COM | 88160R101 | 921 |
TERADATA CORP DEL | COM | 88076W103 | 211 |
SUNOCO LP/SUNOCO | COM UT REP | 86765K109 | 208 |
FIN CORP | LP | ||
STARBUCKS CORP | COM | 855244109 | 249 |
SSGA ACTIVE ETF TR | SPDR TR | 78467V848 | 810 |
TACTIC | |||
SQUARE INC | CL A | 852234103 | 1,826 |
15,579 | SH | DFND | 1 | 0 | 0 | 15,579 |
3,327 | SH | DFND | 1 | 0 | 0 | 3,327 |
9,803 | SH | DFND | 1 | 0 | 0 | 9,803 |
25,346 | SH | DFND | 1 | 0 | 0 | 25,346 |
4,586 | SH | DFND | 1 | 0 | 0 | 4,586 |
12,819 | SH | DFND | 1 | 0 | 0 | 12,819 |
1,367 | SH | DFND | 1 | 0 | 0 | 1,367 |
9,050 | SH | DFND | 1 | 0 | 0 | 9,050 |
40,939 | SH | DFND | 1 | 0 | 0 | 40,939 |
1,296 | SH | DFND | 1 | 0 | 0 | 1,296 |
20,271 | SH | DFND | 1 | 0 | 0 | 20,271 |
20,681 | SH | DFND | 1 | 0 | 0 | 20,681 |
26,985 | SH | DFND | 1 | 0 | 0 | 26,985 |
7,810 | SH | DFND | 1 | 0 | 0 | 7,810 |
16,189 | SH | DFND | 1 | 0 | 0 | 16,189 |
82,221 | SH | DFND | 1 | 0 | 0 | 82,221 |
5,375 | SH | DFND | 1 | 0 | 0 | 5,375 |
9,757 | SH | DFND | 1 | 0 | 0 | 9,757 |
25,909 | SH | DFND | 1 | 0 | 0 | 25,909 |
5,686 | SH | DFND | 1 | 0 | 0 | 5,686 |
1,173 | SH | DFND | 1 | 0 | 0 | 1,173 |
2,889 | SH | DFND | 1 | 0 | 0 | 2,889 |
4,129 | SH | DFND | 1 | 0 | 0 | 4,129 |
1,362 | SH | DFND | 1 | 0 | 0 | 1,362 |
23,568 | SH | DFND | 1 | 0 | 0 | 23,568 |
22,069 | SH | DFND | 1 | 0 | 0 | 22,069 |
22,875 | SH | DFND | 1 | 0 | 0 | 22,875 |
590 | SH | DFND | 1 | 0 | 0 | 590 |
14,000 | SH | DFND | 1 | 0 | 0 | 14,000 |
1,721 | SH | DFND | 1 | 0 | 0 | 1,721 |
2,146 | SH | DFND | 1 | 0 | 0 | 2,146 |
9,295 | SH | DFND | 1 | 0 | 0 | 9,295 |
8,538 | SH | DFND | 1 | 0 | 0 | 8,538 |
2,896 | SH | DFND | 1 | 0 | 0 | 2,896 |
16,434 | SH | DFND | 1 | 0 | 0 | 16,434 |
11,234 | SH | DFND | 1 | 0 | 0 | 11,234 |
SPROTT PHYSICAL | UNIT | 85207H104 | 476 |
GOLD TR | |||
SPROTT PHYSICAL | TR UNIT | 85208R101 | 277 |
GOLD & SILVE | |||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 366 |
SPDR SER TR | NUVEEN | 78468R739 | 248 |
BLMBRG SR | |||
SPDR SER TR | NUVEEN BBG | 78464A284 | 407 |
BRCLY | |||
SPDR SER TR | S&P BIOTECH | 78464A870 | 990 |
SPDR SER TR | AEROSPACE | 78464A631 | 619 |
DEF | |||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,240 |
SPDR INDEX SHS FDS | PORTFOLIO | 78463X889 | 407 |
DEVLPD | |||
SPDR INDEX SHS FDS | PORTFOLIO | 78463X509 | 311 |
EMG MK | |||
SPDR GOLD TR | GOLD SHS | 78463V107 | 461 |
SPDR DOW JONES | UT SER 1 | 78467X109 | 2,267 |
INDL AVERAGE | |||
SOUTHWEST AIRLS CO COM | 844741108 | 224 | |
SOUTHERN CO | COM | 842587107 | 1,167 |
SILVERCREST METALS | COM | 828363101 | 119 |
INC | |||
SHOPIFY INC | CL A | 82509L107 | 2,769 |
SELECT SECTOR SPDR | SBI CONS | 81369Y407 | 401 |
TR | DISCR | ||
SELECT SECTOR SPDR | SBI CONS | 81369Y308 | 341 |
TR | STPLS | ||
SELECT SECTOR SPDR | TECHNOLOGY | 81369Y803 | 3,648 |
TR |
31,600 | SH | DFND | 1 | 0 | 0 | 31,600 |
15,100 | SH | DFND | 1 | 0 | 0 | 15,100 |
3,958 | SH | DFND | 1 | 0 | 0 | 3,958 |
4,966 | SH | DFND | 1 | 0 | 0 | 4,966 |
7,163 | SH | DFND | 1 | 0 | 0 | 7,163 |
8,884 | SH | DFND | 1 | 0 | 0 | 8,884 |
7,084 | SH | DFND | 1 | 0 | 0 | 7,084 |
6,664 | SH | DFND | 1 | 0 | 0 | 6,664 |
13,924 | SH | DFND | 1 | 0 | 0 | 13,924 |
8,502 | SH | DFND | 1 | 0 | 0 | 8,502 |
2,604 | SH | DFND | 1 | 0 | 0 | 2,604 |
8,152 | SH | DFND | 1 | 0 | 0 | 8,152 |
5,983 | SH | DFND | 1 | 0 | 0 | 5,983 |
21,515 | SH | DFND | 1 | 0 | 0 | 21,515 |
14,000 | SH | DFND | 1 | 0 | 0 | 14,000 |
2,707 | SH | DFND | 1 | 0 | 0 | 2,707 |
2,728 | SH | DFND | 1 | 0 | 0 | 2,728 |
5,318 | SH | DFND | 1 | 0 | 0 | 5,318 |
31,275 | SH | DFND | 1 | 0 | 0 | 31,275 |
SELECT SECTOR SPDR | ENERGY |
TR | |
SELECT SECTOR SPDR | SBI INT-INDS |
TR | |
SELECT SECTOR SPDR | SBI |
TR | HEALTHCARE |
SEA LTD | SPONSORD |
ADS | |
SCHWAB STRATEGIC | US SML CAP |
TR | ETF |
SCHWAB STRATEGIC | US LCAP VA |
TR | ETF |
SCHWAB STRATEGIC | US LRG CAP |
TR | ETF |
SCHWAB STRATEGIC | US LCAP GR |
TR | ETF |
SALESFORCE COM INC COM | |
REGENERON | COM |
PHARMACEUTICALS | |
REAVES UTIL INCOME | COM SH BEN |
FD | INT |
RBB FD INC | MFAM SMLCP |
GRWTH | |
QUALCOMM INC | COM |
PROSHARES TR | S&P 500 DV |
ARIST | |
PROGRESSIVE CORP | COM |
PROCTER AND | COM |
GAMBLE CO | |
PIMCO ETF TR | ENHAN SHRT |
MA AC | |
PIMCO ETF TR | ACTIVE BD |
ETF | |
PHILIP MORRIS INTL | COM |
81369Y506 320
81369Y704 449
81369Y209 3,063
81141R100 1,539
808524607 612
808524409 606
808524201 216
808524300 1,137
79466L302 792
75886F107 282
756158101 1,003
74933W874 266
747525103 971
74348A467 398
743315103 212
742718109 1,390
72201R833 1,074
72201R775 210
718172109 512
10,687 | SH | DFND | 1 | 0 | 0 | 10,687 |
5,836 | SH | DFND | 1 | 0 | 0 | 5,836 |
29,051 | SH | DFND | 1 | 0 | 0 | 29,051 |
9,994 | SH | DFND | 1 | 0 | 0 | 9,994 |
8,951 | SH | DFND | 1 | 0 | 0 | 8,951 |
11,618 | SH | DFND | 1 | 0 | 0 | 11,618 |
2,682 | SH | DFND | 1 | 0 | 0 | 2,682 |
9,873 | SH | DFND | 1 | 0 | 0 | 9,873 |
3,153 | SH | DFND | 1 | 0 | 0 | 3,153 |
504 | SH | DFND | 1 | 0 | 0 | 504 |
32,042 | SH | DFND | 1 | 0 | 0 | 32,042 |
8,646 | SH | DFND | 1 | 0 | 0 | 8,646 |
8,250 | SH | DFND | 1 | 0 | 0 | 8,250 |
5,520 | SH | DFND | 1 | 0 | 0 | 5,520 |
2,235 | SH | DFND | 1 | 0 | 0 | 2,235 |
10,004 | SH | DFND | 1 | 0 | 0 | 10,004 |
10,536 | SH | DFND | 1 | 0 | 0 | 10,536 |
1,864 | SH | DFND | 1 | 0 | 0 | 1,864 |
6,718 | SH | DFND | 1 | 0 | 0 | 6,718 |
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StoneX Group Inc. published this content on 12 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 12 November 2020 15:34:01 UTC