Smartgroup : Change in substantial holding from MUFG

June 02, 2022 at 02:02 am

Form 604

use only

			Form 604
		Corporations Act 2001
			Section 671B
		Notice of change of interests of substantial holder
To: Company Name/Scheme:		Smartgroup Corporation Limited
ACN/ARSN		126 266 831
1. Details of substantial holder		Mitsubishi UFJ Financial Group, Inc.
Name
There was a change in the interests of the	30 May 2022
substantial holder on
The previous notice was given to the company on	30 May 2022
The previous notice was dated		30 May 2022
The holder became aware on		1 June 2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or
an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the
company or scheme are as follows:
Class of securities		Previous notice		Present notice
		Person's votes	Voting power (%)	Person's votes	Voting power (%)
Fully Paid ordinary shares	8,606,316	6.44%	11,037,621	8.25%
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of	Person whose		Consideration given in	Class and number	Person's votes
relevant interest	Nature of change	of securities
change	relation to change	affected
changed		affected

See annexure A to this notice

4.Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

For personal

Holder of	Registered holder	Person entitled to be
relevant
of securities	registered as holder
interest

Mitsubishi UFJ Financial	Citibank N A Hong Kong	Not applicable
Group, Inc.

Mitsubishi UFJ Financial	Citicorp Nominees Pty	Not applicable
Group, Inc.	Limited (Australia)

Mitsubishi UFJ Financial	HSBC Bank Australia	Not applicable
Group, Inc.	Limited

Mitsubishi UFJ Financial	JPMorgan (UK)	Not applicable
Group, Inc.

Mitsubishi UFJ Financial	National Custodian	Not applicable
Group, Inc.	Services

Mitsubishi UFJ Financial	State Street Global	Not applicable
Group, Inc.	Advisors (Australia) Limited

Mitsubishi UFJ Financial	Citibank N A Hong Kong	Not applicable
Group, Inc.

Nature of relevant interest

Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of 100% in First Sentier Investors Holdings Pty Limited.

Class and number	Person's votes
of securities

811,699	Fully paid	811,699
	ordinary shares
599,632	Fully paid	599,632
	ordinary shares
301,285	Fully paid	301,285
	ordinary shares
701,627	Fully paid	701,627
	ordinary shares
194,529	Fully paid	194,529
	ordinary shares
16,234	Fully paid	16,234
	ordinary shares
736,365	Fully paid	736,365
	ordinary shares

Page 1

use only

Mitsubishi UFJ Financial	Citicorp Nominees Pty	Not applicable
Group, Inc.	Limited (Australia)

Mitsubishi UFJ Financial	Northern Trust Company	Not applicable
Group, Inc.

Mitsubishi UFJ Financial	State Street Global	Not applicable
Group, Inc.	Advisors (Australia) Limited

Mitsubishi UFJ Financial	HSBC Custody Nominees	Not applicable
Group, Inc.	(Australia) Limited

Mitsubishi UFJ Financial	HSBC Custody Nominees	Not applicable
Group, Inc.	(Australia) Limited

Mitsubishi UFJ Financial	Morgan Stanley Australia
Securities (Nominee) Pty	Not applicable
Group, Inc.
Limited

Mitsubishi UFJ Financial	HSBC Custody Nominees	Not applicable
Group, Inc.	(Australia) Limited

Mitsubishi UFJ Financial	Unknown	Not applicable
Group, Inc.

5. Changes in association

Form 604

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

1,746,102 Fully paid ordinary shares

479,192 Fully paid ordinary shares

416,246 Fully paid ordinary shares

205,133 Fully paid ordinary shares

4,159,610 Fully paid ordinary shares

532,859 Fully paid ordinary shares

584 Fully paid ordinary shares

136,524 Fully paid ordinary shares

1,746,102

479,192

416,246

205,133

4,159,610

532,859

584

136,524

For personal

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

Not applicable

6. Addresses
The addresses of persons named in this form are as follows:
Name	Address
Mitsubishi UFJ Financial Group, Inc.	2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Signature

Dated 2 June 2022

Authorised signatory

Page 2

For personal use only

Annexure A

This is annexure A of 11 pages referred to in Form 604, Notice of change of interest of substantial holder dated 2 June 2022

	Authorised signatory	Dated 2 June 2022

					Person's
	Person whose relevant interest		Consideration given in	Class and number of securities	votes
Date of change	changed	Nature of change	relation to change	affected	affected
		Sale of securities by an entity
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier	69,196.23	8235 Fully paid ordinary shares	8,235
		Investors Holdings Pty Ltd
		Sale of securities by an entity
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier	246,862.92	29379 Fully paid ordinary shares	29,379
		Investors Holdings Pty Ltd
		Sale of securities by an entity
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier	41,937.88	4991 Fully paid ordinary shares	4,991
		Investors Holdings Pty Ltd
		Sale of securities by an entity
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier	80,052.52	9527 Fully paid ordinary shares	9,527
		Investors Holdings Pty Ltd
		Sale of securities by an entity
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier	79,632.39	9477 Fully paid ordinary shares	9,477
		Investors Holdings Pty Ltd
		Sale of securities by an entity
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	controlled by First Sentier	33,686.42	4009 Fully paid ordinary shares	4,009
		Investors Holdings Pty Ltd
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	11,261.25	1,365 Fully paid ordinary shares	1,365
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	4,460.40	540 Fully paid ordinary shares	540
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	389.63	47 Fully paid ordinary shares	47
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	101.52	12 Fully paid ordinary shares	12
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	5,857.50	710 Fully paid ordinary shares	710
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	4,154.78	503 Fully paid ordinary shares	503
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	2,037.75	247 Fully paid ordinary shares	247
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,767.64	214 Fully paid ordinary shares	214
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	758.08	92 Fully paid ordinary shares	92
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,123.36	136 Fully paid ordinary shares	136
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,253.30	151 Fully paid ordinary shares	151
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	2,887.50	350 Fully paid ordinary shares	350
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	49.74	6 Fully paid ordinary shares	6
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	489.41	59 Fully paid ordinary shares	59
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,177.18	142 Fully paid ordinary shares	142
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	33.12	4 Fully paid ordinary shares	4
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,278.32	152 Fully paid ordinary shares	152
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	851.81	103 Fully paid ordinary shares	103
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	570.52	68 Fully paid ordinary shares	68
		Stanley

Page 3

For personal use only

		Annexure A
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	10,848.75	1,315 Fully paid ordinary shares	1,315
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	364.32	44 Fully paid ordinary shares	44
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	603.35	73 Fully paid ordinary shares	73
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	830.61	99 Fully paid ordinary shares	99
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	592.14	71 Fully paid ordinary shares	71
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	564.4	68 Fully paid ordinary shares	68
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	2,136.90	255 Fully paid ordinary shares	255
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	245.34	29 Fully paid ordinary shares	29
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,908.36	228 Fully paid ordinary shares	228
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	606.6	72 Fully paid ordinary shares	72
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	349.23	42 Fully paid ordinary shares	42
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,156.40	140 Fully paid ordinary shares	140
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	421.77	51 Fully paid ordinary shares	51
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,324.47	159 Fully paid ordinary shares	159
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	6,162.75	747 Fully paid ordinary shares	747
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,164.66	141 Fully paid ordinary shares	141
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,371.16	166 Fully paid ordinary shares	166
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	2,124.80	256 Fully paid ordinary shares	256
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	6,864.10	830 Fully paid ordinary shares	830
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,630.72	196 Fully paid ordinary shares	196
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	735.68	88 Fully paid ordinary shares	88
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	14,330.25	1,737 Fully paid ordinary shares	1,737
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,442.46	174 Fully paid ordinary shares	174
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	621.75	75 Fully paid ordinary shares	75
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	435.24	52 Fully paid ordinary shares	52
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	676	80 Fully paid ordinary shares	80
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	32.96	4 Fully paid ordinary shares	4
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,544.75	185 Fully paid ordinary shares	185
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,909.00	230 Fully paid ordinary shares	230
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	1,168.89	141 Fully paid ordinary shares	141
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	13,117.50	1,590 Fully paid ordinary shares	1,590
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	603.71	73 Fully paid ordinary shares	73
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	959.32	116 Fully paid ordinary shares	116
		Stanley
		Purchase of securities by an
26/05/2022	Mitsubishi UFJ Financial Group, Inc.	entity controlled by Morgan	338.87	41 Fully paid ordinary shares	41
		Stanley

Page 4

For personal use only

26/05/2022

Mitsubishi UFJ Financial Group, Inc.

Annexure A

Purchase of securities by an entity controlled by Morgan Stanley

Sale of securities by an entity controlled by Morgan Stanley

589.3	71 Fully paid ordinary shares	71
477.66	57 Fully paid ordinary shares	57
834.96	98 Fully paid ordinary shares	98
784.92	93 Fully paid ordinary shares	93
2,251.20	268 Fully paid ordinary shares	268
700.4	85 Fully paid ordinary shares	85
16.8	2 Fully paid ordinary shares	2
1,251.60	149 Fully paid ordinary shares	149
1,532.44	182 Fully paid ordinary shares	182
1,118.53	133 Fully paid ordinary shares	133
1,246.16	148 Fully paid ordinary shares	148
859.86	102 Fully paid ordinary shares	102
18,658.72	2,216 Fully paid ordinary shares	2,216
1,911.34	227 Fully paid ordinary shares	227
4,327.88	514 Fully paid ordinary shares	514
6,348.68	754 Fully paid ordinary shares	754
662.81	79 Fully paid ordinary shares	79
553.74	66 Fully paid ordinary shares	66
159.22	19 Fully paid ordinary shares	19
523.28	62 Fully paid ordinary shares	62
1,905.18	226 Fully paid ordinary shares	226
2,478.42	294 Fully paid ordinary shares	294
1,806.00	215 Fully paid ordinary shares	215
2,360.40	280 Fully paid ordinary shares	280
5,397.22	641 Fully paid ordinary shares	641
554.4	66 Fully paid ordinary shares	66
689.62	82 Fully paid ordinary shares	82
768.04	91 Fully paid ordinary shares	91
1,012.80	120 Fully paid ordinary shares	120
167.6	20 Fully paid ordinary shares	20
12,798.40	1,520 Fully paid ordinary shares	1,520
1,185.81	141 Fully paid ordinary shares	141
269.76	32 Fully paid ordinary shares	32
538.88	64 Fully paid ordinary shares	64

Page 5

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Smartgroup Corporation Ltd. published this content on 02 June 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 02 June 2022 06:01:03 UTC.

Market Closed - Australian S.E. Other stock markets 02:10:22 2024-05-23 EDT			5-day change	1st Jan Change
8.35 ^AUD	+0.60%		-0.12%	-4.24%

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Smartgroup Chair to Retire	02-20	MT
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Smartgroup Corporation Ltd(ASX:SIQ) added to S&P/ASX 200 Industrials Sector Index	12-18	CI
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Smartgroup's Net Profit Slides 6% in H1	23-08-24	MT
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Transcript : Smartgroup Corporation Ltd - Shareholder/Analyst Call	23-05-09
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Smartgroup Corporation Ltd(ASX:SIQ) dropped from S&P/ASX 200 Industrials Sector Index	23-03-20	CI
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TECHNOPRO HOLDINGS, INC.	-28.30%	1.8B
MEITEC GROUP HOLDINGS INC.	+9.20%	1.51B
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