?
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | ICAP plc |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | ü | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
An event changing the breakdown of voting rights | ||
Other (please specify): | ||
3. Full name of person(s) subject to the notification obligation: | Schroders plc |
4. Full name of shareholder(s)(if different from 3.): | |
5. Date of the transaction and date on which the threshold is crossed or reached: | 24.01.13 |
6. Date on which issuer notified: | 25.01.13 |
7. Threshold(s) that is/are crossed or reached: | 10% - 11% |
8. Notified details: | |||||||
A: Voting rights attached to shares | |||||||
Class/type of
|
Situation previous | Resulting situation after the triggering transaction | |||||
Number |
Number |
Number |
Number of voting | % of voting rights | |||
Direct | Indirect | Direct | Indirect | ||||
Ordinary GB0033872168 | 71,508,211 | 65,111,943 | 80,442,955 | N/A | 73,351,980 | N/A | 11.352% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
Call Option | 13/02/2013 | -2,267,313 | -0.351% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting | % of voting rights | |
Nominal | Delta | |||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
73,351,980 | 11.352% |
9. Chain of controlled undertakings through which the voting rights and/or the |
Schroder Investment Management Limited 71,557,595 11.075% Schroder Investment Management North America Limited 54,203 0.008% Schroder &Co Limited 1,568,222 0.242% Schroders (C.I.) Ltd 171,960 0.027% |
Proxy Voting: | |
10. Name of the proxy holder: | |
11. Number of voting rights proxy holder will cease to hold: | |
12. Date on which proxy holder will cease to hold voting rights: |
13. Additional information: | The shares referred to in section 9 are held in portfolios managed by those firms on a discretionary basis for clients under investment management agreements. |
14. Contact name: | Deborah Abrehart Group Company Secretary |
15. Contact telephone number: | 020 7000 5000 |
This information is provided by RNS
distributed by |