Item 5.07 Submission of Matters to a Vote of Security Holders
Ponce Financial Group, Inc. (NASDAQ: PDLB), the holding company for Ponce Bank
held its annual shareholder meeting on May 25, 2022. The business conducted at
the annual meeting consisted of the election of (a) (i) three directors for a
term expiring in 2025 and (ii) one director for a term expiring in 2023 and (b)
the ratification of the appointment of Mazars USA LLP as independent registered
public accounting firm for the year ending December 31, 2022. The following is a
summary of the voting results for each matter presented to the stockholders:
(a) Proposal I - Election of Directors
Broker
For Withheld Non-Vote
Maria Alvarez 14,448,412 2,321,707 3,730,418
Julio Gurman 14,513,816 2,256,303 3,730,418
Carlos P. Naudon 15,612,681 1,157,439 3,730,418
James Perez 15,705,750 1,064,369 3,730,418
With respect to the foregoing Proposal I, each nominee was elected to the Board
of Directors of Ponce Financial Group, Inc.
(b) Proposal II - Ratification of the appointment of Mazars USA LLP as Ponce
Financial Group, Inc.'s independent registered public accounting firm for the
year ending December 31, 2022.
For Against Abstain
15,886,591 1,036,849 35,242
There were no broker non-votes.
The foregoing Proposal II was approved.
Item 8.01 Other Events.
Remarks of Carlos P. Naudon, President and CEO of Ponce Financial Group, Inc.,
delivered at the annual meeting of stockholders, held on May 25, 2022.
Item 9.01Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Description
Number
Copy of the remarks of Carlos P. Naudon, President and CEO of Ponce
99.1 Financial Group, Inc., delivered at the annual meeting of
stockholders, held on May 25, 2022.
104 Cover Page Interactive Data File (embedded within the Inline XBRL)
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